Nuveen Preferred Securities & Income Opportunities Fund
JPIDelisted Sep 22, 2025- SEC CIK
- 0001547994
Nuveen Preferred Securities & Income Opportunities Fund was delisted on Sep 22, 2025; its insiders filed their last Form 4 on Dec 19, 2023; 54 institutions reported holding it in 13F filings for Q2 2025, worth $53.4M in total; no superinvestor held it.
13F holders, Q4 2023
Institutional positions in Nuveen Preferred Securities & Income Opportunities Fund as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 73
- +5 vs. Q3 2023
- Shares held
- 5.28M
- −191.3K (−3.5%) vs. Q3 2023
- Total value
- $96.6M
- +$2.70M (+2.9%) vs. Q3 2023
- New holders
- 14
- 23 more added
- Sold out
- 9
- 19 more reduced
1 institution that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting JPI on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $21 |
| Q1 2026 | 1 | $21 |
| Q4 2025 | 1 | $21 |
| Q3 2025 | 2 | $682.3K |
| Q2 2025 | 54 | $53.4M |
| Q1 2025 | 51 | $41.9M |
| Q4 2024 | 50 | $42.0M |
| Q3 2024 | 50 | $43.3M |
| Q2 2024 | 72 | $127.1M |
| Q1 2024 | 70 | $107.1M |
| Q4 2023 | 73 | $96.6M |
| Q3 2023 | 69 | $94.3M |
| Q2 2023 | 69 | $81.3M |
| Q1 2023 | 67 | $77.7M |
| Q4 2022 | 66 | $77.6M |
| Q3 2022 | 60 | $67.2M |
| Q2 2022 | 61 | $70.5M |
| Q1 2022 | 65 | $81.4M |
| Q4 2021 | 62 | $97.3M |
| Q3 2021 | 63 | $83.6M |
| Q2 2021 | 60 | $87.6M |
| Q1 2021 | 63 | $90.2M |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Nuveen Preferred Securities & Income Opportunities Fund; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Cornerstone Advisory, LLC | 594,952 | $10.9M | 1.70% | −46,992−7.3% | Reduced |
| Sit Investment Associates Inc | 471,378 | $8.62M | 0.21% | +86,167+22.4% | Added |
| Punch & Associates Investment Management, Inc. | 454,664 | $8.31M | 0.49% | +68,424+17.7% | Added |
| Truist Financial Corp | 421,379 | $7.70M | 0.01% | +5,873+1.4% | Added |
| Envestnet Asset Management Inc | 344,967 | $6.31M | 0.00% | +2,394+0.7% | Added |
| Morgan Stanley | 293,266 | $5.36M | 0.00% | −70,875−19.5% | Reduced |
| Almitas Capital LLC | 272,766 | $4.99M | 1.72% | +161,690+145.6% | Added |
| Stifel Financial Corp | 246,765 | $4.51M | 0.01% | +14,855+6.4% | Added |
| Rivernorth Capital Management, LLC | 228,260 | $4.17M | 0.20% | +58,532+34.5% | Added |
| Wells Fargo & Company | 200,085 | $3.66M | 0.00% | +400+0.2% | Added |
| Cohen & Steers, Inc. | 173,899 | $3.18M | 0.01% | 00.0% | Unchanged |
| UBS Group AG | 168,119 | $3.07M | 0.00% | +3,478+2.1% | Added |
| Raymond James & Associates | 131,086 | $2.40M | 0.00% | −22,949−14.9% | Reduced |
| LPL Financial LLC | 107,840 | $1.97M | 0.00% | −6,197−5.4% | Reduced |
| Royal Bank of Canada | 88,119 | $1.61M | 0.00% | −10,310−10.5% | Reduced |
| Integrated Wealth Concepts LLC | 81,230 | $1.48M | 0.02% | −17,425−17.7% | Reduced |
| Bank of America Corp | 81,077 | $1.48M | 0.00% | +25,313+45.4% | Added |
| Chicago Partners Investment Group LLC | 79,159 | $1.47M | 0.07% | +5,369+7.3% | Added |
| Janney Montgomery Scott LLC | 66,986 | $1.23M | 0.00% | −258−0.4% | Reduced |
| Weiss Asset Management LP | 58,598 | $1.07M | 0.08% | −64,185−52.3% | Reduced |
| CSS LLC | 54,586 | $997.8K | 0.08% | +42,407+348.2% | Added |
| Advisor Group Holdings, Inc. | 47,413 | $866.7K | 0.00% | −4,650−8.9% | Reduced |
| Ameriprise Financial Inc | 42,136 | $770.3K | 0.00% | +7,565+21.9% | Added |
| Guggenheim Capital LLC | 40,643 | $743.0K | 0.01% | −12,318−23.3% | Reduced |
| E&G Advisors, LP | 40,527 | $740.8K | 0.26% | −4,450−9.9% | Reduced |
| Westchester Capital Management, LLC | 35,640 | $651.5K | 0.03% | +35,640 | New |
| Hennion & Walsh Asset Management, Inc. | 34,634 | $633.1K | 0.04% | −265−0.8% | Reduced |
| Rockefeller Capital Management L.P. | 31,144 | $569.3K | 0.00% | −39,406−55.9% | Reduced |
| Cetera Advisor Networks LLC | 30,245 | $552.9K | 0.00% | −775−2.5% | Reduced |
| Kingswood Wealth Advisors, LLC | 29,320 | $536.0K | 0.06% | +29,320 | New |
| Steward Partners Investment Advisory, LLC | 29,224 | $534.2K | 0.01% | −1,358−4.4% | Reduced |
| Landscape Capital Management, L.L.C. | 24,679 | $451.1K | 0.04% | +24,679 | New |
| Lido Advisors, LLC | 22,795 | $416.7K | 0.00% | +22,795 | New |
| Wealthcare Advisory Partners LLC | 20,799 | $380.2K | 0.02% | +1,839+9.7% | Added |
| Susquehanna International Group, LLP | 18,284 | $334.2K | 0.00% | +18,284 | New |
| Wedbush Securities Inc | 16,606 | $304.0K | 0.01% | −571−3.3% | Reduced |
| UMA Financial Services, Inc. | 15,539 | $288.2K | 0.06% | 00.0% | Unchanged |
| Arete Wealth Advisors, LLC | 15,485 | $283.1K | 0.02% | 00.0% | Unchanged |
| Cetera Investment Advisers | 14,878 | $272.0K | 0.00% | +14,878 | New |
| RMB Capital Management, LLC | 13,659 | $249.7K | 0.01% | 00.0% | Unchanged |
| GWM Advisors LLC | 13,418 | $249.0K | 0.00% | +13,221+6,711.2% | Added |
| Daymark Wealth Partners, LLC | 12,948 | $236.7K | 0.01% | 00.0% | Unchanged |
| Private Advisor Group, LLC | 12,015 | $219.6K | 0.00% | +39+0.3% | Added |
| JPMorgan Chase & Co | 11,813 | $215.9K | 0.00% | +6,610+127.0% | Added |
| IHT Wealth Management, LLC | 11,528 | $210.7K | 0.01% | −7,585−39.7% | Reduced |
| Gill Capital Partners, LLC | 11,435 | $209.0K | 0.09% | −250−2.1% | Reduced |
| Kestra Private Wealth Services, LLC | 11,403 | $208.4K | 0.01% | +64+0.6% | Added |
| Concord Wealth Partners | 9,429 | $172.4K | 0.03% | +211+2.3% | Added |
| Beacon Capital Management, LLC | 8,006 | $137.5K | 0.04% | −19−0.2% | Reduced |
| Comerica Bank | 6,790 | $124.1K | 0.00% | +550+8.8% | Added |
| Rocky Mountain Advisers, LLC | 5,500 | $100.5K | 0.04% | 00.0% | Unchanged |
| Hollencrest Capital Management | 3,540 | $64.7K | 0.01% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 2,713 | $49.6K | 0.00% | 00.0% | Unchanged |
| Huntington National Bank | – | $47.1K | 0.00% | – | – |
| Harbor Investment Advisory, LLC | 2,500 | $45.7K | 0.01% | 00.0% | Unchanged |
| Truvestments Capital LLC | 2,500 | $45.7K | 0.02% | +2,500 | New |
| Central Trust Co | 2,114 | $38.6K | 0.00% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 2,017 | $36.9K | 0.00% | +8+0.4% | Added |
| Principal Securities, Inc. | 1,430 | $26.1K | 0.00% | +1,430 | New |
| Allworth Financial LP | 1,173 | $21.4K | 0.00% | +20+1.7% | Added |
| Hobbs Group Advisors, LLC | 1,000 | $18.3K | 0.01% | +1,000 | New |
| AdvisorNet Financial, Inc | 999 | $18.3K | 0.00% | 00.0% | Unchanged |
| TCTC Holdings, LLC | 800 | $14.6K | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 644 | $11.8K | 0.00% | +233+56.7% | Added |
| ICA Group Wealth Management, LLC | 630 | $11.5K | 0.00% | +630 | New |
| Sunbelt Securities, Inc. | 300 | $5.48K | 0.00% | 00.0% | Unchanged |
| Benjamin F. Edwards & Company, Inc. | 200 | $4.00K | 0.00% | 00.0% | Unchanged |
| Householder Group Estate & Retirement Specialist, LLC | 250 | $4.00K | 0.00% | +250 | New |
| Chesapeake Asset Management LLC | 200 | $3.66K | 0.00% | 00.0% | Unchanged |
| Advisory Services Network, LLC | 181 | $3.31K | 0.00% | +181 | New |
| Salem Investment Counselors Inc | 150 | $2.74K | 0.00% | +150 | New |
| US Bancorp | 15 | $274 | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 1 | $18 | 0.00% | +1 | New |
| Atlas Wealth LLC | 0 | $0 | 0.00% | −467,865−100.0% | Sold out |
| Creative Planning | 0 | $0 | 0.00% | −35,629−100.0% | Sold out |
| Commonwealth Equity Services, LLC | 0 | $0 | 0.00% | −15,146−100.0% | Sold out |
| Raymond James Financial Services Advisors, Inc. | 0 | $0 | 0.00% | −11,479−100.0% | Sold out |
| Cary Street Partner Investment Advisory LLC | 0 | $0 | 0.00% | −4,755−100.0% | Sold out |
| TD Private Client Wealth LLC | 0 | $0 | 0.00% | −1,574−100.0% | Sold out |
| FNY Investment Advisers, LLC | 0 | $0 | 0.00% | −600−100.0% | Sold out |
| Impact Partnership Wealth, LLC | 0 | $0 | 0.00% | −366−100.0% | Sold out |
| FMR LLC | 0 | $0 | 0.00% | −1−100.0% | Sold out |
| Claybrook Capital, LLC | – | – | – | – | Not filed |