Nuveen Preferred Securities & Income Opportunities Fund
JPIDelisted Sep 22, 2025- SEC CIK
- 0001547994
Nuveen Preferred Securities & Income Opportunities Fund was delisted on Sep 22, 2025; its insiders filed their last Form 4 on Dec 19, 2023; 54 institutions reported holding it in 13F filings for Q2 2025, worth $53.4M in total; no superinvestor held it.
Q4 2023 vs. Q3 2023
How the institutions holding Nuveen Preferred Securities & Income Opportunities Fund changed between Q3 2023 and Q4 2023.
All holders in Q4 2023All holders in Q3 2023
| Measure | Q3 2023 | Of which not filed for Q4 2023 | Q4 2023 | Change |
|---|---|---|---|---|
| Holders | 69 | 1 | 73 | +5 |
| Shares | 5.49M | 22.8K | 5.28M | −191.3K (−3.5%) |
| Value | $94.3M | $391.4K | $96.6M | +$2.70M (+2.9%) |
1 institution that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so the changes leave them out.
New holders (14)
Institutions that held Nuveen Preferred Securities & Income Opportunities Fund at the end of Q4 2023 but not at the end of Q3 2023.
| Institution | Shares | Value | % of portfolio |
|---|---|---|---|
| Westchester Capital Management, LLC | 35,640 | $651.5K | 0.03% |
| Kingswood Wealth Advisors, LLC | 29,320 | $536.0K | 0.06% |
| Landscape Capital Management, L.L.C. | 24,679 | $451.1K | 0.04% |
| Lido Advisors, LLC | 22,795 | $416.7K | 0.00% |
| Susquehanna International Group, LLP | 18,284 | $334.2K | 0.00% |
| Cetera Investment Advisers | 14,878 | $272.0K | 0.00% |
| Truvestments Capital LLC | 2,500 | $45.7K | 0.02% |
| Principal Securities, Inc. | 1,430 | $26.1K | 0.00% |
| Hobbs Group Advisors, LLC | 1,000 | $18.3K | 0.01% |
| ICA Group Wealth Management, LLC | 630 | $11.5K | 0.00% |
| Householder Group Estate & Retirement Specialist, LLC | 250 | $4.00K | 0.00% |
| Advisory Services Network, LLC | 181 | $3.31K | 0.00% |
| Salem Investment Counselors Inc | 150 | $2.74K | 0.00% |
| Tower Research Capital LLC (TRC) | 1 | $18 | 0.00% |
Sold out (9)
Institutions that held Nuveen Preferred Securities & Income Opportunities Fund at the end of Q3 2023 and filed for Q4 2023 without it.
| Institution | Shares, Q3 2023 | Value, Q3 2023 |
|---|---|---|
| Atlas Wealth LLC | 467,865 | $8.03M |
| Creative Planning | 35,629 | $611.8K |
| Commonwealth Equity Services, LLC | 15,146 | $260.0K |
| Raymond James Financial Services Advisors, Inc. | 11,479 | $197.1K |
| Cary Street Partner Investment Advisory LLC | 4,755 | $81.6K |
| TD Private Client Wealth LLC | 1,574 | $27.0K |
| FNY Investment Advisers, LLC | 600 | $10.0K |
| Impact Partnership Wealth, LLC | 366 | $6.28K |
| FMR LLC | 1 | $17 |
Not filed for Q4 2023 yet (1)
Institutions that held Nuveen Preferred Securities & Income Opportunities Fund at the end of Q3 2023 and haven't filed a 13F for Q4 2023. Not filing isn't selling, so they aren't counted as sold out.
| Institution | Shares, Q3 2023 | Value, Q3 2023 |
|---|---|---|
| Claybrook Capital, LLC | 22,795 | $391.4K |