Nuveen Preferred Securities & Income Opportunities Fund
JPIDelisted Sep 22, 2025- SEC CIK
- 0001547994
Nuveen Preferred Securities & Income Opportunities Fund was delisted on Sep 22, 2025; its insiders filed their last Form 4 on Dec 19, 2023; 54 institutions reported holding it in 13F filings for Q2 2025, worth $53.4M in total; no superinvestor held it.
13F holders, Q1 2022
Institutional positions in Nuveen Preferred Securities & Income Opportunities Fund as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 65
- +5 vs. Q4 2021
- Shares held
- 3.73M
- −30.6K (−0.8%) vs. Q4 2021
- Total value
- $81.4M
- −$15.8M (−16.3%) vs. Q4 2021
- New holders
- 12
- 16 more added
- Sold out
- 7
- 21 more reduced
2 institutions that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting JPI on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $21 |
| Q1 2026 | 1 | $21 |
| Q4 2025 | 1 | $21 |
| Q3 2025 | 2 | $682.3K |
| Q2 2025 | 54 | $53.4M |
| Q1 2025 | 51 | $41.9M |
| Q4 2024 | 50 | $42.0M |
| Q3 2024 | 50 | $43.3M |
| Q2 2024 | 72 | $127.1M |
| Q1 2024 | 70 | $107.1M |
| Q4 2023 | 73 | $96.6M |
| Q3 2023 | 69 | $94.3M |
| Q2 2023 | 69 | $81.3M |
| Q1 2023 | 67 | $77.7M |
| Q4 2022 | 66 | $77.6M |
| Q3 2022 | 60 | $67.2M |
| Q2 2022 | 61 | $70.5M |
| Q1 2022 | 65 | $81.4M |
| Q4 2021 | 62 | $97.3M |
| Q3 2021 | 63 | $83.6M |
| Q2 2021 | 60 | $87.6M |
| Q1 2021 | 63 | $90.2M |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding Nuveen Preferred Securities & Income Opportunities Fund; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Cornerstone Advisory, LLC | 459,985 | $10.1M | 1.54% | +4,002+0.9% | Added |
| Morgan Stanley | 382,984 | $8.42M | 0.00% | +37,708+10.9% | Added |
| Raymond James & Associates | 276,980 | $6.09M | 0.01% | +93,134+50.7% | Added |
| Stifel Financial Corp | 247,300 | $5.44M | 0.01% | +73,019+41.9% | Added |
| Sit Investment Associates Inc | 220,581 | $4.85M | 0.13% | −212,248−49.0% | Reduced |
| Royal Bank of Canada | 203,490 | $4.47M | 0.00% | −48,675−19.3% | Reduced |
| Truist Financial Corp | 194,849 | $4.29M | 0.01% | −3,879−2.0% | Reduced |
| Wells Fargo & Company | 179,393 | $3.94M | 0.00% | −17,311−8.8% | Reduced |
| Cohen & Steers, Inc. | 173,899 | $3.82M | 0.01% | −7,841−4.3% | Reduced |
| UBS Group AG | 164,314 | $3.61M | 0.00% | +30,753+23.0% | Added |
| Envestnet Asset Management Inc | 148,751 | $3.27M | 0.00% | +336+0.2% | Added |
| Integrated Wealth Concepts LLC | 134,223 | $2.95M | 0.09% | +3,398+2.6% | Added |
| Chicago Partners Investment Group LLC | 85,760 | $1.75M | 0.13% | −7,469−8.0% | Reduced |
| Janney Montgomery Scott LLC | 65,307 | $1.44M | 0.01% | −1,998−3.0% | Reduced |
| IHT Wealth Management, LLC | 60,375 | $1.33M | 0.10% | +11,267+22.9% | Added |
| Invesco Ltd. | 54,534 | $1.20M | 0.00% | −10,712−16.4% | Reduced |
| E&G Advisors, LP | 49,289 | $1.08M | 0.30% | −1,436−2.8% | Reduced |
| Independent Financial Group, LLC | 37,279 | $819.8K | 0.07% | +12,384+49.7% | Added |
| Commonwealth Equity Services, LLC | 37,105 | $815.0K | 0.00% | +2,792+8.1% | Added |
| Steward Partners Investment Advisory, LLC | 35,746 | $786.0K | 0.01% | −4,292−10.7% | Reduced |
| City of London Investment Management Co Ltd | 32,924 | $724.0K | 0.05% | +32,924 | New |
| RMB Capital Management, LLC | 32,072 | $705.0K | 0.02% | 00.0% | Unchanged |
| LPL Financial LLC | 32,054 | $705.0K | 0.00% | +5,909+22.6% | Added |
| Cetera Advisor Networks LLC | 27,780 | $611.0K | 0.01% | +630+2.3% | Added |
| Ameriprise Financial Inc | 27,675 | $609.0K | 0.00% | −19,620−41.5% | Reduced |
| Wedbush Securities Inc | 26,562 | $584.0K | 0.03% | −779−2.8% | Reduced |
| Guggenheim Capital LLC | 26,028 | $572.0K | 0.00% | −17,804−40.6% | Reduced |
| UMA Financial Services, Inc. | 24,500 | $513.0K | 0.14% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 23,329 | $513.0K | 0.00% | −864−3.6% | Reduced |
| Rivernorth Capital Management, LLC | 19,254 | $423.0K | 0.02% | +19,254 | New |
| Bank of America Corp | 18,517 | $407.0K | 0.00% | −5,332−22.4% | Reduced |
| Trustcore Financial Services, LLC | 18,388 | $404.0K | 0.03% | 00.0% | Unchanged |
| Landscape Capital Management, L.L.C. | 16,894 | $371.0K | 0.05% | +16,894 | New |
| Private Advisor Group, LLC | 16,214 | $357.0K | 0.00% | −6,112−27.4% | Reduced |
| FNY Investment Advisers, LLC | 16,000 | $351.0K | 0.33% | +16,000 | New |
| Arete Wealth Advisors, LLC | 12,978 | $285.0K | 0.02% | −36,716−73.9% | Reduced |
| Kestra Private Wealth Services, LLC | 12,960 | $285.0K | 0.01% | −2,390−15.6% | Reduced |
| Gill Capital Partners, LLC | 11,870 | $261.0K | 0.11% | 00.0% | Unchanged |
| Wealthcare Advisory Partners LLC | 11,158 | $245.0K | 0.01% | +950+9.3% | Added |
| GWM Advisors LLC | 10,288 | $226.0K | 0.00% | +1,249+13.8% | Added |
| Brandywine Oak Private Wealth LLC | 10,200 | $224.0K | 0.03% | −400−3.8% | Reduced |
| M Holdings Securities, Inc. | 9,942 | $219.0K | 0.02% | +9,942 | New |
| Virtu Financial LLC | 9,257 | $204.0K | 0.02% | +9,257 | New |
| Concord Wealth Partners | 8,242 | $181.0K | 0.05% | +92+1.1% | Added |
| Beacon Capital Management, LLC | 8,025 | $177.0K | 0.04% | +8,025 | New |
| Rocky Mountain Advisers, LLC | 5,500 | $121.0K | 0.13% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 4,124 | $90.0K | 0.00% | −180−4.2% | Reduced |
| Wolverine Asset Management LLC | 4,090 | $89.0K | 0.00% | +4,090 | New |
| Lazard Asset Management LLC | – | $87.0K | 0.00% | – | – |
| Harbor Investment Advisory, LLC | 2,500 | $55.0K | 0.01% | +2,500 | New |
| Herold Advisors, Inc. | 2,280 | $50.1K | 0.02% | +2,280 | New |
| Central Trust Co | 2,114 | $46.0K | 0.00% | +2,114 | New |
| Northwestern Mutual Wealth Management Co | 1,598 | $35.0K | 0.00% | +3+0.2% | Added |
| TSFG, LLC | 1,600 | $35.0K | 0.01% | 00.0% | Unchanged |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 1,200 | $26.0K | 0.00% | 00.0% | Unchanged |
| Patriot Financial Group Insurance Agency, LLC | 1,000 | $22.0K | 0.00% | −100−9.1% | Reduced |
| TCTC Holdings, LLC | 800 | $18.0K | 0.00% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 800 | $17.0K | 0.00% | 00.0% | Unchanged |
| High Net Worth Advisory Group LLC | 700 | $15.0K | 0.01% | 00.0% | Unchanged |
| Citigroup Inc | 624 | $14.0K | 0.00% | 00.0% | Unchanged |
| Huntington National Bank | – | $12.0K | 0.00% | – | – |
| American Portfolios Advisors | 400 | $8.80K | 0.00% | 00.0% | Unchanged |
| CFS Investment Advisory Services, LLC | 27,080 | $1.00K | 0.00% | +27,080 | New |
| US Bancorp | 13 | $0 | 0.00% | 00.0% | Unchanged |
| FMR LLC | 1 | $0 | 0.00% | 00.0% | Unchanged |
| Wagner Wealth Management, LLC | 0 | $0 | 0.00% | −15,066−100.0% | Sold out |
| Baird Financial Group, Inc. | 0 | $0 | 0.00% | −11,754−100.0% | Sold out |
| National Asset Management, Inc. | 0 | $0 | 0.00% | −8,161−100.0% | Sold out |
| Sigma Planning Corp | 0 | $0 | 0.00% | −8,050−100.0% | Sold out |
| AE Wealth Management LLC | 0 | $0 | 0.00% | −8,030−100.0% | Sold out |
| CoreCap Advisors, LLC | 0 | $0 | 0.00% | −1,350−100.0% | Sold out |
| CWM, LLC | 0 | $0 | 0.00% | −2−100.0% | Sold out |
| NEXT Financial Group, Inc | – | – | – | – | Not filed |
| Harbour Investments, Inc. | – | – | – | – | Not filed |