Nuveen Preferred Securities & Income Opportunities Fund
JPIDelisted Sep 22, 2025- SEC CIK
- 0001547994
Nuveen Preferred Securities & Income Opportunities Fund was delisted on Sep 22, 2025; its insiders filed their last Form 4 on Dec 19, 2023; 54 institutions reported holding it in 13F filings for Q2 2025, worth $53.4M in total; no superinvestor held it.
Q1 2022 vs. Q4 2021
How the institutions holding Nuveen Preferred Securities & Income Opportunities Fund changed between Q4 2021 and Q1 2022.
All holders in Q1 2022All holders in Q4 2021
| Measure | Q4 2021 | Of which not filed for Q1 2022 | Q1 2022 | Change |
|---|---|---|---|---|
| Holders | 62 | 2 | 65 | +5 |
| Shares | 3.76M | 2.19K | 3.73M | −30.6K (−0.8%) |
| Value | $97.3M | $57.0K | $81.4M | −$15.8M (−16.3%) |
2 institutions that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so the changes leave them out.
New holders (12)
Institutions that held Nuveen Preferred Securities & Income Opportunities Fund at the end of Q1 2022 but not at the end of Q4 2021.
| Institution | Shares | Value | % of portfolio |
|---|---|---|---|
| City of London Investment Management Co Ltd | 32,924 | $724.0K | 0.05% |
| Rivernorth Capital Management, LLC | 19,254 | $423.0K | 0.02% |
| Landscape Capital Management, L.L.C. | 16,894 | $371.0K | 0.05% |
| FNY Investment Advisers, LLC | 16,000 | $351.0K | 0.33% |
| M Holdings Securities, Inc. | 9,942 | $219.0K | 0.02% |
| Virtu Financial LLC | 9,257 | $204.0K | 0.02% |
| Beacon Capital Management, LLC | 8,025 | $177.0K | 0.04% |
| Wolverine Asset Management LLC | 4,090 | $89.0K | 0.00% |
| Harbor Investment Advisory, LLC | 2,500 | $55.0K | 0.01% |
| Herold Advisors, Inc. | 2,280 | $50.1K | 0.02% |
| Central Trust Co | 2,114 | $46.0K | 0.00% |
| CFS Investment Advisory Services, LLC | 27,080 | $1.00K | 0.00% |
Sold out (7)
Institutions that held Nuveen Preferred Securities & Income Opportunities Fund at the end of Q4 2021 and filed for Q1 2022 without it.
| Institution | Shares, Q4 2021 | Value, Q4 2021 |
|---|---|---|
| Wagner Wealth Management, LLC | 15,066 | $390.0K |
| Baird Financial Group, Inc. | 11,754 | $304.0K |
| National Asset Management, Inc. | 8,161 | $212.0K |
| Sigma Planning Corp | 8,050 | $208.0K |
| AE Wealth Management LLC | 8,030 | $208.0K |
| CoreCap Advisors, LLC | 1,350 | $35.0K |
| CWM, LLC | 2 | $0 |
Not filed for Q1 2022 yet (2)
Institutions that held Nuveen Preferred Securities & Income Opportunities Fund at the end of Q4 2021 and haven't filed a 13F for Q1 2022. Not filing isn't selling, so they aren't counted as sold out.
| Institution | Shares, Q4 2021 | Value, Q4 2021 |
|---|---|---|
| NEXT Financial Group, Inc | 1,190 | $31.0K |
| Harbour Investments, Inc. | 1,000 | $26.0K |