Nuveen Preferred Securities & Income Opportunities Fund
JPIDelisted Sep 22, 2025- SEC CIK
- 0001547994
Nuveen Preferred Securities & Income Opportunities Fund was delisted on Sep 22, 2025; its insiders filed their last Form 4 on Dec 19, 2023; 54 institutions reported holding it in 13F filings for Q2 2025, worth $53.4M in total; no superinvestor held it.
13F holders, Q1 2023
Institutional positions in Nuveen Preferred Securities & Income Opportunities Fund as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 67
- +3 vs. Q4 2022
- Shares held
- 4.41M
- +244.9K (+5.9%) vs. Q4 2022
- Total value
- $77.7M
- +$381.1K (+0.5%) vs. Q4 2022
- New holders
- 11
- 22 more added
- Sold out
- 8
- 18 more reduced
2 institutions that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting JPI on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $21 |
| Q1 2026 | 1 | $21 |
| Q4 2025 | 1 | $21 |
| Q3 2025 | 2 | $682.3K |
| Q2 2025 | 54 | $53.4M |
| Q1 2025 | 51 | $41.9M |
| Q4 2024 | 50 | $42.0M |
| Q3 2024 | 50 | $43.3M |
| Q2 2024 | 72 | $127.1M |
| Q1 2024 | 70 | $107.1M |
| Q4 2023 | 73 | $96.6M |
| Q3 2023 | 69 | $94.3M |
| Q2 2023 | 69 | $81.3M |
| Q1 2023 | 67 | $77.7M |
| Q4 2022 | 66 | $77.6M |
| Q3 2022 | 60 | $67.2M |
| Q2 2022 | 61 | $70.5M |
| Q1 2022 | 65 | $81.4M |
| Q4 2021 | 62 | $97.3M |
| Q3 2021 | 63 | $83.6M |
| Q2 2021 | 60 | $87.6M |
| Q1 2021 | 63 | $90.2M |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Nuveen Preferred Securities & Income Opportunities Fund; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Cornerstone Advisory, LLC | 614,877 | $10.8M | 1.95% | +109,802+21.7% | Added |
| Punch & Associates Investment Management, Inc. | 391,189 | $6.90M | 0.44% | +34,121+9.6% | Added |
| Morgan Stanley | 330,559 | $5.83M | 0.00% | −14,910−4.3% | Reduced |
| Truist Financial Corp | 319,772 | $5.64M | 0.01% | +18,410+6.1% | Added |
| Stifel Financial Corp | 292,265 | $5.15M | 0.01% | −10,290−3.4% | Reduced |
| Atlas Wealth LLC | 273,349 | $4.82M | 0.95% | +209,051+325.1% | Added |
| Envestnet Asset Management Inc | 228,360 | $4.03M | 0.00% | −2,097−0.9% | Reduced |
| UBS Group AG | 203,607 | $3.59M | 0.00% | +3,822+1.9% | Added |
| Raymond James & Associates | 203,382 | $3.59M | 0.00% | −3,731−1.8% | Reduced |
| Cohen & Steers, Inc. | 173,899 | $3.07M | 0.01% | 00.0% | Unchanged |
| Sit Investment Associates Inc | 164,204 | $2.90M | 0.08% | +24,271+17.3% | Added |
| Integrated Wealth Concepts LLC | 143,493 | $2.53M | 0.05% | +976+0.7% | Added |
| Wells Fargo & Company | 141,113 | $2.49M | 0.00% | −23,340−14.2% | Reduced |
| Royal Bank of Canada | 124,778 | $2.20M | 0.00% | −17,500−12.3% | Reduced |
| Chicago Partners Investment Group LLC | 78,120 | $1.34M | 0.08% | +1,131+1.5% | Added |
| Janney Montgomery Scott LLC | 68,360 | $1.21M | 0.00% | +3,263+5.0% | Added |
| Guggenheim Capital LLC | 48,538 | $855.7K | 0.01% | +19,221+65.6% | Added |
| LPL Financial LLC | 47,199 | $832.1K | 0.00% | +5,437+13.0% | Added |
| E&G Advisors, LP | 45,689 | $805.5K | 0.30% | 00.0% | Unchanged |
| Ameriprise Financial Inc | 34,913 | $615.5K | 0.00% | +11,798+51.0% | Added |
| Hennion & Walsh Asset Management, Inc. | 33,692 | $594.0K | 0.04% | +11,073+49.0% | Added |
| Steward Partners Investment Advisory, LLC | 33,588 | $592.2K | 0.01% | −280−0.8% | Reduced |
| Cetera Advisor Networks LLC | 29,180 | $514.4K | 0.00% | −784−2.6% | Reduced |
| IHT Wealth Management, LLC | 25,205 | $444.4K | 0.03% | −7,546−23.0% | Reduced |
| Commonwealth Equity Services, LLC | 23,995 | $423.0K | 0.00% | +694+3.0% | Added |
| Wedbush Securities Inc | 23,777 | $419.0K | 0.02% | −381−1.6% | Reduced |
| Claybrook Capital, LLC | 22,795 | $401.9K | 0.22% | +1,745+8.3% | Added |
| Wealthcare Advisory Partners LLC | 19,544 | $344.6K | 0.01% | +2,123+12.2% | Added |
| Invesco Ltd. | 17,840 | $314.5K | 0.00% | −10,456−37.0% | Reduced |
| Daymark Wealth Partners, LLC | 17,457 | $307.8K | 0.04% | −700−3.9% | Reduced |
| Bank of Montreal | 15,723 | $277.2K | 0.00% | +15,723 | New |
| Arete Wealth Advisors, LLC | 15,485 | $273.0K | 0.02% | +15,485 | New |
| UMA Financial Services, Inc. | 15,539 | $264.8K | 0.07% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 14,587 | $257.2K | 0.00% | +2,242+18.2% | Added |
| Bank of America Corp | 13,415 | $236.5K | 0.00% | −2,008−13.0% | Reduced |
| CSS LLC | 13,112 | $231.2K | 0.02% | −22,008−62.7% | Reduced |
| Captrust Financial Advisors | 12,913 | $227.7K | 0.00% | +12,913 | New |
| RMB Capital Management, LLC | 12,775 | $225.2K | 0.01% | 00.0% | Unchanged |
| Private Advisor Group, LLC | 11,917 | $210.1K | 0.00% | −182−1.5% | Reduced |
| Gill Capital Partners, LLC | 11,685 | $206.0K | 0.09% | −160−1.4% | Reduced |
| Rockefeller Capital Management L.P. | 10,451 | $184.0K | 0.00% | +9,651+1,206.4% | Added |
| Susquehanna International Group, LLP | 10,320 | $181.9K | 0.00% | +10,320 | New |
| M Holdings Securities, Inc. | 10,068 | $177.0K | 0.02% | +20+0.2% | Added |
| Palogic Value Management, L.P. | 10,000 | $176.3K | 0.09% | −1,500−13.0% | Reduced |
| GWM Advisors LLC | 10,388 | $170.0K | 0.00% | −5,610−35.1% | Reduced |
| Concord Wealth Partners | 8,899 | $156.9K | 0.04% | +103+1.2% | Added |
| Beacon Capital Management, LLC | 8,025 | $141.5K | 0.04% | 00.0% | Unchanged |
| Rocky Mountain Advisers, LLC | 5,500 | $97.0K | 0.05% | 00.0% | Unchanged |
| Cary Street Partner Investment Advisory LLC | 4,755 | $83.8K | 0.01% | 00.0% | Unchanged |
| Hollencrest Capital Management | 3,540 | $62.4K | 0.01% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 2,713 | $47.8K | 0.00% | 00.0% | Unchanged |
| Harbor Investment Advisory, LLC | 2,500 | $44.1K | 0.01% | 00.0% | Unchanged |
| Central Trust Co | 2,114 | $37.3K | 0.00% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 2,000 | $35.3K | 0.00% | 00.0% | Unchanged |
| Ameritas Advisory Services, LLC | 1,467 | $25.7K | 0.00% | +1,467 | New |
| US Bancorp | 1,215 | $21.4K | 0.00% | +1,215 | New |
| TCTC Holdings, LLC | 800 | $14.1K | 0.00% | 00.0% | Unchanged |
| FNY Investment Advisers, LLC | 600 | $10.0K | 0.01% | +600 | New |
| Huntington National Bank | – | $9.63K | 0.00% | – | – |
| Belpointe Asset Management LLC | 410 | $7.23K | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 289 | $5.09K | 0.00% | +3+1.0% | Added |
| Sunbelt Securities, Inc. | 300 | $5.08K | 0.00% | +300 | New |
| Benjamin F. Edwards & Company, Inc. | 200 | $4.00K | 0.00% | +100+100.0% | Added |
| Hantz Financial Services, Inc. | 205 | $4.00K | 0.00% | +205 | New |
| Chesapeake Asset Management LLC | 200 | $3.53K | 0.00% | +200 | New |
| Advisory Services Network, LLC | 181 | $3.19K | 0.00% | 00.0% | Unchanged |
| TCI Wealth Advisors, Inc. | 171 | $3.02K | 0.00% | +171 | New |
| City of London Investment Management Co Ltd | 0 | $0 | 0.00% | −70,808−100.0% | Sold out |
| Independent Financial Group, LLC | 0 | $0 | 0.00% | −38,148−100.0% | Sold out |
| Rivernorth Capital Management, LLC | 0 | $0 | 0.00% | −26,726−100.0% | Sold out |
| Kestra Private Wealth Services, LLC | 0 | $0 | 0.00% | −11,637−100.0% | Sold out |
| Money Concepts Capital Corp | 0 | $0 | 0.00% | −7,513−100.0% | Sold out |
| Elequin Capital LP | 0 | $0 | 0.00% | −2,838−100.0% | Sold out |
| High Net Worth Advisory Group LLC | 0 | $0 | 0.00% | −1,000−100.0% | Sold out |
| Citigroup Inc | 0 | $0 | 0.00% | −641−100.0% | Sold out |
| Trustcore Financial Services, LLC | – | – | – | – | Not filed |
| CoreCap Advisors, LLC | – | – | – | – | Not filed |