Nuveen Preferred Securities & Income Opportunities Fund
JPIDelisted Sep 22, 2025- SEC CIK
- 0001547994
Nuveen Preferred Securities & Income Opportunities Fund was delisted on Sep 22, 2025; its insiders filed their last Form 4 on Dec 19, 2023; 54 institutions reported holding it in 13F filings for Q2 2025, worth $53.4M in total; no superinvestor held it.
Q1 2023 vs. Q4 2022
How the institutions holding Nuveen Preferred Securities & Income Opportunities Fund changed between Q4 2022 and Q1 2023.
All holders in Q1 2023All holders in Q4 2022
| Measure | Q4 2022 | Of which not filed for Q1 2023 | Q1 2023 | Change |
|---|---|---|---|---|
| Holders | 66 | 2 | 67 | +3 |
| Shares | 4.18M | 17.3K | 4.41M | +244.9K (+5.9%) |
| Value | $77.6M | $320.7K | $77.7M | +$381.1K (+0.5%) |
2 institutions that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so the changes leave them out.
New holders (11)
Institutions that held Nuveen Preferred Securities & Income Opportunities Fund at the end of Q1 2023 but not at the end of Q4 2022.
| Institution | Shares | Value | % of portfolio |
|---|---|---|---|
| Bank of Montreal | 15,723 | $277.2K | 0.00% |
| Arete Wealth Advisors, LLC | 15,485 | $273.0K | 0.02% |
| Captrust Financial Advisors | 12,913 | $227.7K | 0.00% |
| Susquehanna International Group, LLP | 10,320 | $181.9K | 0.00% |
| Ameritas Advisory Services, LLC | 1,467 | $25.7K | 0.00% |
| US Bancorp | 1,215 | $21.4K | 0.00% |
| FNY Investment Advisers, LLC | 600 | $10.0K | 0.01% |
| Sunbelt Securities, Inc. | 300 | $5.08K | 0.00% |
| Hantz Financial Services, Inc. | 205 | $4.00K | 0.00% |
| Chesapeake Asset Management LLC | 200 | $3.53K | 0.00% |
| TCI Wealth Advisors, Inc. | 171 | $3.02K | 0.00% |
Sold out (8)
Institutions that held Nuveen Preferred Securities & Income Opportunities Fund at the end of Q4 2022 and filed for Q1 2023 without it.
| Institution | Shares, Q4 2022 | Value, Q4 2022 |
|---|---|---|
| City of London Investment Management Co Ltd | 70,808 | $1.31M |
| Independent Financial Group, LLC | 38,148 | $708.8K |
| Rivernorth Capital Management, LLC | 26,726 | $496.6K |
| Kestra Private Wealth Services, LLC | 11,637 | $216.2K |
| Money Concepts Capital Corp | 7,513 | $139.6K |
| Elequin Capital LP | 2,838 | $52.7K |
| High Net Worth Advisory Group LLC | 1,000 | $18.6K |
| Citigroup Inc | 641 | $11.9K |
Not filed for Q1 2023 yet (2)
Institutions that held Nuveen Preferred Securities & Income Opportunities Fund at the end of Q4 2022 and haven't filed a 13F for Q1 2023. Not filing isn't selling, so they aren't counted as sold out.
| Institution | Shares, Q4 2022 | Value, Q4 2022 |
|---|---|---|
| Trustcore Financial Services, LLC | 16,563 | $307.7K |
| CoreCap Advisors, LLC | 700 | $13.0K |