Nuveen Preferred Securities & Income Opportunities Fund
JPIDelisted Sep 22, 2025- SEC CIK
- 0001547994
Nuveen Preferred Securities & Income Opportunities Fund was delisted on Sep 22, 2025; its insiders filed their last Form 4 on Dec 19, 2023; 54 institutions reported holding it in 13F filings for Q2 2025, worth $53.4M in total; no superinvestor held it.
13F holders, Q1 2024
Institutional positions in Nuveen Preferred Securities & Income Opportunities Fund as of Mar 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 70
- −2 vs. Q4 2023
- Shares held
- 5.55M
- +267.5K (+5.1%) vs. Q4 2023
- Total value
- $107.1M
- +$10.5M (+10.8%) vs. Q4 2023
- New holders
- 10
- 16 more added
- Sold out
- 12
- 20 more reduced
1 institution that held it in Q4 2023 haven't filed for Q1 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting JPI on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $21 |
| Q1 2026 | 1 | $21 |
| Q4 2025 | 1 | $21 |
| Q3 2025 | 2 | $682.3K |
| Q2 2025 | 54 | $53.4M |
| Q1 2025 | 51 | $41.9M |
| Q4 2024 | 50 | $42.0M |
| Q3 2024 | 50 | $43.3M |
| Q2 2024 | 72 | $127.1M |
| Q1 2024 | 70 | $107.1M |
| Q4 2023 | 73 | $96.6M |
| Q3 2023 | 69 | $94.3M |
| Q2 2023 | 69 | $81.3M |
| Q1 2023 | 67 | $77.7M |
| Q4 2022 | 66 | $77.6M |
| Q3 2022 | 60 | $67.2M |
| Q2 2022 | 61 | $70.5M |
| Q1 2022 | 65 | $81.4M |
| Q4 2021 | 62 | $97.3M |
| Q3 2021 | 63 | $83.6M |
| Q2 2021 | 60 | $87.6M |
| Q1 2021 | 63 | $90.2M |
Institutions, Q1 2024
Shares, value and share of portfolio for each institution holding Nuveen Preferred Securities & Income Opportunities Fund; share changes are against Q4 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Cornerstone Advisory, LLC | 578,537 | $11.1M | 1.59% | −16,415−2.8% | Reduced |
| Sit Investment Associates Inc | 569,228 | $11.0M | 0.25% | +97,850+20.8% | Added |
| Punch & Associates Investment Management, Inc. | 437,719 | $8.42M | 0.48% | −16,945−3.7% | Reduced |
| Truist Financial Corp | 424,060 | $8.16M | 0.01% | +2,681+0.6% | Added |
| Envestnet Asset Management Inc | 339,616 | $6.53M | 0.00% | −5,351−1.6% | Reduced |
| Morgan Stanley | 281,054 | $5.41M | 0.00% | −12,212−4.2% | Reduced |
| Almitas Capital LLC | 272,937 | $5.25M | 2.17% | +171+0.1% | Added |
| Stifel Financial Corp | 246,306 | $4.74M | 0.01% | −459−0.2% | Reduced |
| Rivernorth Capital Management, LLC | 236,776 | $4.56M | 0.22% | +8,516+3.7% | Added |
| Jane Street Group, LLC | 199,434 | $3.84M | 0.00% | +199,434 | New |
| Wells Fargo & Company | 197,543 | $3.80M | 0.00% | −2,542−1.3% | Reduced |
| Cohen & Steers, Inc. | 173,899 | $3.35M | 0.01% | 00.0% | Unchanged |
| UBS Group AG | 140,265 | $2.70M | 0.00% | −27,854−16.6% | Reduced |
| SageView Advisory Group, LLC | 117,921 | $2.59M | 0.15% | +117,921 | New |
| Raymond James & Associates | 118,473 | $2.28M | 0.00% | −12,613−9.6% | Reduced |
| LPL Financial LLC | 114,636 | $2.21M | 0.00% | +6,796+6.3% | Added |
| CSS LLC | 108,936 | $2.10M | 0.17% | +54,350+99.6% | Added |
| Royal Bank of Canada | 88,222 | $1.70M | 0.00% | +103+0.1% | Added |
| Bank of America Corp | 78,372 | $1.51M | 0.00% | −2,705−3.3% | Reduced |
| Chicago Partners Investment Group LLC | 76,240 | $1.44M | 0.06% | −2,919−3.7% | Reduced |
| Janney Montgomery Scott LLC | 66,517 | $1.28M | 0.00% | −469−0.7% | Reduced |
| Integrated Wealth Concepts LLC | 64,965 | $1.25M | 0.02% | −16,265−20.0% | Reduced |
| Bulldog Investors, LLP | 49,591 | $954.1K | 0.32% | +49,591 | New |
| Advisor Group Holdings, Inc. | 48,694 | $936.9K | 0.00% | +1,281+2.7% | Added |
| Cetera Investment Advisers | 45,746 | $880.1K | 0.00% | +30,868+207.5% | Added |
| E&G Advisors, LP | 40,527 | $779.7K | 0.24% | 00.0% | Unchanged |
| Ameriprise Financial Inc | 36,147 | $695.5K | 0.00% | −5,989−14.2% | Reduced |
| Westchester Capital Management, LLC | 35,640 | $685.7K | 0.03% | 00.0% | Unchanged |
| Hennion & Walsh Asset Management, Inc. | 34,436 | $662.5K | 0.04% | −198−0.6% | Reduced |
| Kingswood Wealth Advisors, LLC | 29,320 | $564.1K | 0.07% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 27,224 | $523.8K | 0.01% | −2,000−6.8% | Reduced |
| Guggenheim Capital LLC | 26,226 | $504.6K | 0.00% | −14,417−35.5% | Reduced |
| Lido Advisors, LLC | 22,795 | $440.8K | 0.00% | 00.0% | Unchanged |
| Wealthcare Advisory Partners LLC | 19,614 | $377.4K | 0.01% | −1,185−5.7% | Reduced |
| GWM Advisors LLC | 17,292 | $332.7K | 0.00% | +3,874+28.9% | Added |
| Wedbush Securities Inc | 15,619 | $301.0K | 0.01% | −987−5.9% | Reduced |
| Arete Wealth Advisors, LLC | 15,485 | $297.9K | 0.03% | 00.0% | Unchanged |
| UMA Financial Services, Inc. | 15,539 | $294.2K | 0.06% | 00.0% | Unchanged |
| Yakira Capital Management, Inc. | 14,251 | $274.2K | 0.10% | +14,251 | New |
| RMB Capital Management, LLC | 13,659 | $262.8K | 0.01% | 00.0% | Unchanged |
| Daymark Wealth Partners, LLC | 12,948 | $249.1K | 0.01% | 00.0% | Unchanged |
| Private Advisor Group, LLC | 12,033 | $231.5K | 0.00% | +18+0.1% | Added |
| Kestra Private Wealth Services, LLC | 11,432 | $220.0K | 0.00% | +29+0.3% | Added |
| IHT Wealth Management, LLC | 11,336 | $218.1K | 0.01% | −192−1.7% | Reduced |
| Deutsche Bank AG | 10,152 | $195.3K | 0.00% | +10,152 | New |
| Concord Wealth Partners | 9,527 | $183.3K | 0.03% | +98+1.0% | Added |
| Beacon Capital Management, LLC | 8,004 | $154.0K | 0.03% | −20.0% | Reduced |
| Comerica Bank | 6,790 | $130.6K | 0.00% | 00.0% | Unchanged |
| Blue Bell Private Wealth Management, LLC | 3,800 | $73.1K | 0.02% | +3,800 | New |
| Hollencrest Capital Management | 3,540 | $68.1K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 2,713 | $52.2K | 0.00% | 00.0% | Unchanged |
| Harbor Investment Advisory, LLC | 2,500 | $48.1K | 0.01% | 00.0% | Unchanged |
| Central Trust Co | 2,114 | $40.7K | 0.00% | 00.0% | Unchanged |
| Huntington National Bank | – | $40.0K | 0.00% | – | – |
| Harbour Investments, Inc. | 2,025 | $39.0K | 0.00% | +8+0.4% | Added |
| Principal Securities, Inc. | 1,430 | $27.5K | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 1,192 | $22.9K | 0.00% | +19+1.6% | Added |
| AdvisorNet Financial, Inc | 999 | $19.2K | 0.00% | 00.0% | Unchanged |
| TCTC Holdings, LLC | 800 | $15.4K | 0.00% | 00.0% | Unchanged |
| CoreCap Advisors, LLC | 700 | $13.5K | 0.00% | +700 | New |
| Northwestern Mutual Wealth Management Co | 647 | $12.5K | 0.00% | +3+0.5% | Added |
| ICA Group Wealth Management, LLC | 630 | $12.1K | 0.00% | 00.0% | Unchanged |
| FNY Investment Advisers, LLC | 600 | $11.0K | 0.01% | +600 | New |
| Tucker Asset Management LLC | 500 | $9.62K | 0.00% | +500 | New |
| Sunbelt Securities, Inc. | 300 | $5.77K | 0.00% | 00.0% | Unchanged |
| Householder Group Estate & Retirement Specialist, LLC | 250 | $4.81K | 0.00% | 00.0% | Unchanged |
| Benjamin F. Edwards & Company, Inc. | 200 | $4.00K | 0.00% | 00.0% | Unchanged |
| Chesapeake Asset Management LLC | 200 | $3.85K | 0.00% | 00.0% | Unchanged |
| Salem Investment Counselors Inc | 150 | $2.90K | 0.00% | 00.0% | Unchanged |
| FMR LLC | 3 | $58 | 0.00% | +3 | New |
| Weiss Asset Management LP | 0 | $0 | 0.00% | −58,598−100.0% | Sold out |
| Rockefeller Capital Management L.P. | 0 | $0 | 0.00% | −31,144−100.0% | Sold out |
| Cetera Advisor Networks LLC | 0 | $0 | 0.00% | −30,245−100.0% | Sold out |
| Landscape Capital Management, L.L.C. | 0 | $0 | 0.00% | −24,679−100.0% | Sold out |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −18,284−100.0% | Sold out |
| JPMorgan Chase & Co | 0 | $0 | 0.00% | −11,813−100.0% | Sold out |
| Gill Capital Partners, LLC | 0 | $0 | 0.00% | −11,435−100.0% | Sold out |
| Rocky Mountain Advisers, LLC | 0 | $0 | 0.00% | −5,500−100.0% | Sold out |
| Truvestments Capital LLC | 0 | $0 | 0.00% | −2,500−100.0% | Sold out |
| Advisory Services Network, LLC | 0 | $0 | 0.00% | −181−100.0% | Sold out |
| US Bancorp | 0 | $0 | 0.00% | −15−100.0% | Sold out |
| Tower Research Capital LLC (TRC) | 0 | $0 | 0.00% | −1−100.0% | Sold out |
| Hobbs Group Advisors, LLC | – | – | – | – | Not filed |