Nuveen Preferred Securities & Income Opportunities Fund
JPIDelisted Sep 22, 2025- SEC CIK
- 0001547994
Nuveen Preferred Securities & Income Opportunities Fund was delisted on Sep 22, 2025; its insiders filed their last Form 4 on Dec 19, 2023; 54 institutions reported holding it in 13F filings for Q2 2025, worth $53.4M in total; no superinvestor held it.
13F holders, Q3 2021
Institutional positions in Nuveen Preferred Securities & Income Opportunities Fund as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 63
- +4 vs. Q2 2021
- Shares held
- 3.36M
- −12.0K (−0.4%) vs. Q2 2021
- Total value
- $83.6M
- −$3.99M (−4.6%) vs. Q2 2021
- New holders
- 8
- 19 more added
- Sold out
- 4
- 17 more reduced
1 institution that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting JPI on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $21 |
| Q1 2026 | 1 | $21 |
| Q4 2025 | 1 | $21 |
| Q3 2025 | 2 | $682.3K |
| Q2 2025 | 54 | $53.4M |
| Q1 2025 | 51 | $41.9M |
| Q4 2024 | 50 | $42.0M |
| Q3 2024 | 50 | $43.3M |
| Q2 2024 | 72 | $127.1M |
| Q1 2024 | 70 | $107.1M |
| Q4 2023 | 73 | $96.6M |
| Q3 2023 | 69 | $94.3M |
| Q2 2023 | 69 | $81.3M |
| Q1 2023 | 67 | $77.7M |
| Q4 2022 | 66 | $77.6M |
| Q3 2022 | 60 | $67.2M |
| Q2 2022 | 61 | $70.5M |
| Q1 2022 | 65 | $81.4M |
| Q4 2021 | 62 | $97.3M |
| Q3 2021 | 63 | $83.6M |
| Q2 2021 | 60 | $87.6M |
| Q1 2021 | 63 | $90.2M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Nuveen Preferred Securities & Income Opportunities Fund; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Cornerstone Advisory, LLC | 466,477 | $11.6M | 1.92% | −2,742−0.6% | Reduced |
| Sit Investment Associates Inc | 377,506 | $9.36M | 0.24% | +36,419+10.7% | Added |
| Morgan Stanley | 350,439 | $8.69M | 0.00% | −1,251−0.4% | Reduced |
| Royal Bank of Canada | 260,334 | $6.46M | 0.00% | +4,912+1.9% | Added |
| Cohen & Steers, Inc. | 229,936 | $5.70M | 0.01% | −42,188−15.5% | Reduced |
| Wells Fargo & Company | 188,282 | $4.67M | 0.00% | −4,135−2.1% | Reduced |
| Raymond James & Associates | 179,889 | $4.46M | 0.00% | −27,753−13.4% | Reduced |
| UBS Group AG | 137,172 | $3.40M | 0.00% | +35,912+35.5% | Added |
| Truist Financial Corp | 110,028 | $2.73M | 0.00% | +44,122+66.9% | Added |
| Chicago Partners Investment Group LLC | 87,086 | $2.19M | 0.15% | −2,165−2.4% | Reduced |
| Janney Montgomery Scott LLC | 67,500 | $1.67M | 0.01% | −1,287−1.9% | Reduced |
| Envestnet Asset Management Inc | 59,262 | $1.47M | 0.00% | +59,262 | New |
| Invesco Ltd. | 54,889 | $1.36M | 0.00% | −189,861−77.6% | Reduced |
| E&G Advisors, LP | 51,325 | $1.27M | 0.35% | +51,325 | Added |
| Ameriprise Financial Inc | 50,986 | $1.26M | 0.00% | +13,034+34.3% | Added |
| Hennion & Walsh Asset Management, Inc. | 47,844 | $1.19M | 0.06% | −14,304−23.0% | Reduced |
| Steward Partners Investment Advisory, LLC | 43,034 | $1.07M | 0.02% | +1,461+3.5% | Added |
| IHT Wealth Management, LLC | 41,113 | $1.02M | 0.08% | −56,459−57.9% | Reduced |
| Integrated Wealth Concepts LLC | 38,549 | $956.0K | 0.03% | +15,439+66.8% | Added |
| Guggenheim Capital LLC | 38,397 | $952.0K | 0.01% | −3,328−8.0% | Reduced |
| Commonwealth Equity Services, LLC | 34,094 | $845.0K | 0.00% | −2,810−7.6% | Reduced |
| RMB Capital Management, LLC | 32,072 | $795.0K | 0.03% | 00.0% | Unchanged |
| Bank of America Corp | 27,902 | $692.0K | 0.00% | +6,675+31.4% | Added |
| Wedbush Securities Inc | 27,164 | $674.0K | 0.03% | +28+0.1% | Added |
| LPL Financial LLC | 27,085 | $672.0K | 0.00% | +492+1.9% | Added |
| Stifel Financial Corp | 26,770 | $664.0K | 0.00% | +65+0.2% | Added |
| UMA Financial Services, Inc. | 24,500 | $622.0K | 0.17% | 00.0% | Unchanged |
| Private Advisor Group, LLC | 22,201 | $551.0K | 0.00% | +126+0.6% | Added |
| Shaker Financial Services, LLC | 21,610 | $536.0K | 0.21% | +21,610 | New |
| Advisor Group Holdings, Inc. | 20,849 | $518.0K | 0.00% | +204+1.0% | Added |
| HRT Financial LP | 20,100 | $498.0K | 0.00% | +20,100 | New |
| Jane Street Group, LLC | 19,092 | $473.0K | 0.00% | +19,092 | New |
| Wolverine Asset Management LLC | 18,701 | $463.0K | 0.01% | +18,701 | New |
| Trustcore Financial Services, LLC | 18,388 | $456.0K | 0.04% | 00.0% | Unchanged |
| Wagner Wealth Management, LLC | 15,109 | $388.0K | 0.31% | −7,441−33.0% | Reduced |
| Kestra Private Wealth Services, LLC | 15,326 | $380.0K | 0.02% | +17+0.1% | Added |
| Baird Financial Group, Inc. | 13,054 | $324.0K | 0.00% | +13,054 | New |
| Cetera Advisor Networks LLC | 12,625 | $313.0K | 0.00% | +2,051+19.4% | Added |
| Gill Capital Partners, LLC | 11,870 | $294.0K | 0.13% | 00.0% | Unchanged |
| Mid Atlantic Financial Management Inc | 10,451 | $259.0K | 0.02% | +1,301+14.2% | Added |
| National Asset Management, Inc. | 9,380 | $233.0K | 0.01% | −1,443−13.3% | Reduced |
| The PNC Financial Services Group, Inc. | 8,900 | $220.0K | 0.00% | 00.0% | Unchanged |
| Sigma Planning Corp | 8,550 | $212.0K | 0.01% | 00.0% | Unchanged |
| International Assets Investment Management, LLC | 8,219 | $204.0K | 0.04% | −918−10.0% | Reduced |
| Lazard Asset Management LLC | – | $173.0K | 0.00% | – | – |
| Rocky Mountain Advisers, LLC | 5,500 | $136.0K | 0.17% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 2,846 | $71.0K | 0.00% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 2,808 | $70.0K | 0.00% | +10.0% | Added |
| Herold Advisors, Inc. | 2,280 | $56.0K | 0.02% | +2,280 | New |
| Citigroup Inc | 1,716 | $43.0K | 0.00% | −3,305−65.8% | Reduced |
| NEXT Financial Group, Inc | 1,680 | $42.0K | 0.00% | 00.0% | Unchanged |
| TSFG, LLC | 1,600 | $40.0K | 0.02% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 1,589 | $39.0K | 0.00% | +4+0.3% | Added |
| Asset Dedication, LLC | 1,302 | $32.0K | 0.00% | +1,302 | New |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 1,200 | $29.0K | 0.00% | 00.0% | Unchanged |
| Patriot Financial Group Insurance Agency, LLC | 1,100 | $27.0K | 0.00% | 00.0% | Unchanged |
| Huntington National Bank | – | $21.0K | 0.00% | – | – |
| TCTC Holdings, LLC | 800 | $20.0K | 0.00% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 800 | $19.0K | 0.00% | 00.0% | Unchanged |
| Sonora Investment Management, LLC | 430 | $11.0K | 0.00% | 00.0% | Unchanged |
| American Portfolios Advisors | 400 | $9.92K | 0.00% | 00.0% | Unchanged |
| Arkadios Wealth Advisors | 109 | $2.00K | 0.00% | −882−89.0% | Reduced |
| US Bancorp | 13 | $0 | 0.00% | 00.0% | Unchanged |
| Royal Fund Management, LLC | 0 | $0 | 0.00% | −9,536−100.0% | Sold out |
| AE Wealth Management LLC | 0 | $0 | 0.00% | −8,025−100.0% | Sold out |
| Carroll Financial Associates, Inc. | 0 | $0 | 0.00% | −1,000−100.0% | Sold out |
| Advisory Services Network, LLC | 0 | $0 | 0.00% | −181−100.0% | Sold out |
| CWM, LLC | – | – | – | – | Not filed |