Nuveen Preferred Securities & Income Opportunities Fund
JPIDelisted Sep 22, 2025- SEC CIK
- 0001547994
Nuveen Preferred Securities & Income Opportunities Fund was delisted on Sep 22, 2025; its insiders filed their last Form 4 on Dec 19, 2023; 54 institutions reported holding it in 13F filings for Q2 2025, worth $53.4M in total; no superinvestor held it.
13F holders, Q3 2021
Institutional positions in Nuveen Preferred Securities & Income Opportunities Fund as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 63
- +4 vs. Q2 2021
- Shares held
- 3.36M
- −12.0K (−0.4%) vs. Q2 2021
- Total value
- $83.6M
- −$3.99M (−4.6%) vs. Q2 2021
- New holders
- 8
- 19 more added
- Sold out
- 4
- 17 more reduced
1 institution that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting JPI on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $21 |
| Q1 2026 | 1 | $21 |
| Q4 2025 | 1 | $21 |
| Q3 2025 | 2 | $682.3K |
| Q2 2025 | 54 | $53.4M |
| Q1 2025 | 51 | $41.9M |
| Q4 2024 | 50 | $42.0M |
| Q3 2024 | 50 | $43.3M |
| Q2 2024 | 72 | $127.1M |
| Q1 2024 | 70 | $107.1M |
| Q4 2023 | 73 | $96.6M |
| Q3 2023 | 69 | $94.3M |
| Q2 2023 | 69 | $81.3M |
| Q1 2023 | 67 | $77.7M |
| Q4 2022 | 66 | $77.6M |
| Q3 2022 | 60 | $67.2M |
| Q2 2022 | 61 | $70.5M |
| Q1 2022 | 65 | $81.4M |
| Q4 2021 | 62 | $97.3M |
| Q3 2021 | 63 | $83.6M |
| Q2 2021 | 60 | $87.6M |
| Q1 2021 | 63 | $90.2M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Nuveen Preferred Securities & Income Opportunities Fund; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| US Bancorp | 13 | $0 | 0.00% | 00.0% | Unchanged |
| Arkadios Wealth Advisors | 109 | $2.00K | 0.00% | −882−89.0% | Reduced |
| American Portfolios Advisors | 400 | $9.92K | 0.00% | 00.0% | Unchanged |
| Sonora Investment Management, LLC | 430 | $11.0K | 0.00% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 800 | $19.0K | 0.00% | 00.0% | Unchanged |
| TCTC Holdings, LLC | 800 | $20.0K | 0.00% | 00.0% | Unchanged |
| Huntington National Bank | – | $21.0K | 0.00% | – | – |
| Patriot Financial Group Insurance Agency, LLC | 1,100 | $27.0K | 0.00% | 00.0% | Unchanged |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 1,200 | $29.0K | 0.00% | 00.0% | Unchanged |
| Asset Dedication, LLC | 1,302 | $32.0K | 0.00% | +1,302 | New |
| Northwestern Mutual Wealth Management Co | 1,589 | $39.0K | 0.00% | +4+0.3% | Added |
| TSFG, LLC | 1,600 | $40.0K | 0.02% | 00.0% | Unchanged |
| NEXT Financial Group, Inc | 1,680 | $42.0K | 0.00% | 00.0% | Unchanged |
| Citigroup Inc | 1,716 | $43.0K | 0.00% | −3,305−65.8% | Reduced |
| Herold Advisors, Inc. | 2,280 | $56.0K | 0.02% | +2,280 | New |
| Harbour Investments, Inc. | 2,808 | $70.0K | 0.00% | +10.0% | Added |
| Geneos Wealth Management Inc. | 2,846 | $71.0K | 0.00% | 00.0% | Unchanged |
| Rocky Mountain Advisers, LLC | 5,500 | $136.0K | 0.17% | 00.0% | Unchanged |
| Lazard Asset Management LLC | – | $173.0K | 0.00% | – | – |
| International Assets Investment Management, LLC | 8,219 | $204.0K | 0.04% | −918−10.0% | Reduced |
| Sigma Planning Corp | 8,550 | $212.0K | 0.01% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 8,900 | $220.0K | 0.00% | 00.0% | Unchanged |
| National Asset Management, Inc. | 9,380 | $233.0K | 0.01% | −1,443−13.3% | Reduced |
| Mid Atlantic Financial Management Inc | 10,451 | $259.0K | 0.02% | +1,301+14.2% | Added |
| Gill Capital Partners, LLC | 11,870 | $294.0K | 0.13% | 00.0% | Unchanged |
| Cetera Advisor Networks LLC | 12,625 | $313.0K | 0.00% | +2,051+19.4% | Added |
| Baird Financial Group, Inc. | 13,054 | $324.0K | 0.00% | +13,054 | New |
| Kestra Private Wealth Services, LLC | 15,326 | $380.0K | 0.02% | +17+0.1% | Added |
| Wagner Wealth Management, LLC | 15,109 | $388.0K | 0.31% | −7,441−33.0% | Reduced |
| Trustcore Financial Services, LLC | 18,388 | $456.0K | 0.04% | 00.0% | Unchanged |
| Wolverine Asset Management LLC | 18,701 | $463.0K | 0.01% | +18,701 | New |
| Jane Street Group, LLC | 19,092 | $473.0K | 0.00% | +19,092 | New |
| HRT Financial LP | 20,100 | $498.0K | 0.00% | +20,100 | New |
| Advisor Group Holdings, Inc. | 20,849 | $518.0K | 0.00% | +204+1.0% | Added |
| Shaker Financial Services, LLC | 21,610 | $536.0K | 0.21% | +21,610 | New |
| Private Advisor Group, LLC | 22,201 | $551.0K | 0.00% | +126+0.6% | Added |
| UMA Financial Services, Inc. | 24,500 | $622.0K | 0.17% | 00.0% | Unchanged |
| Stifel Financial Corp | 26,770 | $664.0K | 0.00% | +65+0.2% | Added |
| LPL Financial LLC | 27,085 | $672.0K | 0.00% | +492+1.9% | Added |
| Wedbush Securities Inc | 27,164 | $674.0K | 0.03% | +28+0.1% | Added |
| Bank of America Corp | 27,902 | $692.0K | 0.00% | +6,675+31.4% | Added |
| RMB Capital Management, LLC | 32,072 | $795.0K | 0.03% | 00.0% | Unchanged |
| Commonwealth Equity Services, LLC | 34,094 | $845.0K | 0.00% | −2,810−7.6% | Reduced |
| Guggenheim Capital LLC | 38,397 | $952.0K | 0.01% | −3,328−8.0% | Reduced |
| Integrated Wealth Concepts LLC | 38,549 | $956.0K | 0.03% | +15,439+66.8% | Added |
| IHT Wealth Management, LLC | 41,113 | $1.02M | 0.08% | −56,459−57.9% | Reduced |
| Steward Partners Investment Advisory, LLC | 43,034 | $1.07M | 0.02% | +1,461+3.5% | Added |
| Hennion & Walsh Asset Management, Inc. | 47,844 | $1.19M | 0.06% | −14,304−23.0% | Reduced |
| Ameriprise Financial Inc | 50,986 | $1.26M | 0.00% | +13,034+34.3% | Added |
| E&G Advisors, LP | 51,325 | $1.27M | 0.35% | +51,325 | Added |
| Invesco Ltd. | 54,889 | $1.36M | 0.00% | −189,861−77.6% | Reduced |
| Envestnet Asset Management Inc | 59,262 | $1.47M | 0.00% | +59,262 | New |
| Janney Montgomery Scott LLC | 67,500 | $1.67M | 0.01% | −1,287−1.9% | Reduced |
| Chicago Partners Investment Group LLC | 87,086 | $2.19M | 0.15% | −2,165−2.4% | Reduced |
| Truist Financial Corp | 110,028 | $2.73M | 0.00% | +44,122+66.9% | Added |
| UBS Group AG | 137,172 | $3.40M | 0.00% | +35,912+35.5% | Added |
| Raymond James & Associates | 179,889 | $4.46M | 0.00% | −27,753−13.4% | Reduced |
| Wells Fargo & Company | 188,282 | $4.67M | 0.00% | −4,135−2.1% | Reduced |
| Cohen & Steers, Inc. | 229,936 | $5.70M | 0.01% | −42,188−15.5% | Reduced |
| Royal Bank of Canada | 260,334 | $6.46M | 0.00% | +4,912+1.9% | Added |
| Morgan Stanley | 350,439 | $8.69M | 0.00% | −1,251−0.4% | Reduced |
| Sit Investment Associates Inc | 377,506 | $9.36M | 0.24% | +36,419+10.7% | Added |
| Cornerstone Advisory, LLC | 466,477 | $11.6M | 1.92% | −2,742−0.6% | Reduced |
| Royal Fund Management, LLC | 0 | $0 | 0.00% | −9,536−100.0% | Sold out |
| AE Wealth Management LLC | 0 | $0 | 0.00% | −8,025−100.0% | Sold out |
| Carroll Financial Associates, Inc. | 0 | $0 | 0.00% | −1,000−100.0% | Sold out |
| Advisory Services Network, LLC | 0 | $0 | 0.00% | −181−100.0% | Sold out |
| CWM, LLC | – | – | – | – | Not filed |