Nuveen Preferred Securities & Income Opportunities Fund
JPIDelisted Sep 22, 2025- SEC CIK
- 0001547994
Nuveen Preferred Securities & Income Opportunities Fund was delisted on Sep 22, 2025; its insiders filed their last Form 4 on Dec 19, 2023; 54 institutions reported holding it in 13F filings for Q2 2025, worth $53.4M in total; no superinvestor held it.
Q3 2021 vs. Q2 2021
How the institutions holding Nuveen Preferred Securities & Income Opportunities Fund changed between Q2 2021 and Q3 2021.
All holders in Q3 2021All holders in Q2 2021
| Measure | Q2 2021 | Of which not filed for Q3 2021 | Q3 2021 | Change |
|---|---|---|---|---|
| Holders | 60 | 1 | 63 | +4 |
| Shares | 3.37M | 205 | 3.36M | −12.0K (−0.4%) |
| Value | $87.6M | $5.00K | $83.6M | −$3.99M (−4.6%) |
1 institution that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so the changes leave them out.
New holders (8)
Institutions that held Nuveen Preferred Securities & Income Opportunities Fund at the end of Q3 2021 but not at the end of Q2 2021.
| Institution | Shares | Value | % of portfolio |
|---|---|---|---|
| Envestnet Asset Management Inc | 59,262 | $1.47M | 0.00% |
| Shaker Financial Services, LLC | 21,610 | $536.0K | 0.21% |
| HRT Financial LP | 20,100 | $498.0K | 0.00% |
| Jane Street Group, LLC | 19,092 | $473.0K | 0.00% |
| Wolverine Asset Management LLC | 18,701 | $463.0K | 0.01% |
| Baird Financial Group, Inc. | 13,054 | $324.0K | 0.00% |
| Herold Advisors, Inc. | 2,280 | $56.0K | 0.02% |
| Asset Dedication, LLC | 1,302 | $32.0K | 0.00% |
Sold out (4)
Institutions that held Nuveen Preferred Securities & Income Opportunities Fund at the end of Q2 2021 and filed for Q3 2021 without it.
| Institution | Shares, Q2 2021 | Value, Q2 2021 |
|---|---|---|
| Royal Fund Management, LLC | 9,536 | $243.0K |
| AE Wealth Management LLC | 8,025 | $205.0K |
| Carroll Financial Associates, Inc. | 1,000 | $25.0K |
| Advisory Services Network, LLC | 181 | $5.00K |
Not filed for Q3 2021 yet (1)
Institutions that held Nuveen Preferred Securities & Income Opportunities Fund at the end of Q2 2021 and haven't filed a 13F for Q3 2021. Not filing isn't selling, so they aren't counted as sold out.
| Institution | Shares, Q2 2021 | Value, Q2 2021 |
|---|---|---|
| CWM, LLC | 205 | $5.00K |