Nuveen Preferred Securities & Income Opportunities Fund
JPIDelisted- SEC CIK
- 0001547994
Nuveen Preferred Securities & Income Opportunities Fund was delisted in 2025; its insiders filed their last Form 4 on Dec 19, 2023; 54 institutions reported holding it in 13F filings for Q2 2025, worth $56.1M in total; no superinvestor held it.
13F holders, Q2 2021
Institutional positions in Nuveen Preferred Securities & Income Opportunities Fund as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 60
- −3 vs. Q1 2021
- Shares held
- 3.37M
- −224.7K (−6.2%) vs. Q1 2021
- Total value
- $87.6M
- −$2.59M (−2.9%) vs. Q1 2021
- New holders
- 7
- 24 more added
- Sold out
- 10
- 14 more reduced
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting JPI on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $21 |
| Q1 2026 | 1 | $21 |
| Q4 2025 | 1 | $21 |
| Q3 2025 | 3 | $1.43M |
| Q2 2025 | 54 | $56.1M |
| Q1 2025 | 51 | $42.0M |
| Q4 2024 | 50 | $42.0M |
| Q3 2024 | 50 | $43.3M |
| Q2 2024 | 72 | $127.1M |
| Q1 2024 | 70 | $117.9M |
| Q4 2023 | 73 | $102.2M |
| Q3 2023 | 69 | $94.3M |
| Q2 2023 | 69 | $81.3M |
| Q1 2023 | 67 | $77.7M |
| Q4 2022 | 66 | $77.6M |
| Q3 2022 | 60 | $67.2M |
| Q2 2022 | 61 | $70.9M |
| Q1 2022 | 65 | $81.4M |
| Q4 2021 | 62 | $97.3M |
| Q3 2021 | 63 | $83.6M |
| Q2 2021 | 60 | $87.6M |
| Q1 2021 | 63 | $90.8M |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding Nuveen Preferred Securities & Income Opportunities Fund; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Cornerstone Advisory, LLC | 469,219 | $12.0M | 2.02% | −906−0.2% | Reduced |
| Morgan Stanley | 351,690 | $8.97M | 0.00% | +25,011+7.7% | Added |
| Sit Investment Associates Inc | 341,087 | $8.70M | 0.22% | −26,200−7.1% | Reduced |
| Cohen & Steers, Inc. | 272,124 | $6.94M | 0.01% | −38,375−12.4% | Reduced |
| Royal Bank of Canada | 255,422 | $6.51M | 0.00% | −21,895−7.9% | Reduced |
| Invesco Ltd. | 244,750 | $6.24M | 0.00% | −13,728−5.3% | Reduced |
| Raymond James & Associates | 207,642 | $5.29M | 0.00% | +13,596+7.0% | Added |
| Wells Fargo & Company | 192,417 | $4.91M | 0.00% | +6,380+3.4% | Added |
| UBS Group AG | 101,260 | $2.58M | 0.00% | +797+0.8% | Added |
| IHT Wealth Management, LLC | 97,572 | $2.49M | 0.16% | −918−0.9% | Reduced |
| Chicago Partners Investment Group LLC | 89,251 | $2.31M | 0.17% | +3,347+3.9% | Added |
| Janney Montgomery Scott LLC | 68,787 | $1.75M | 0.01% | +30.0% | Added |
| Truist Financial Corp | 65,906 | $1.68M | 0.00% | −31,274−32.2% | Reduced |
| Hennion & Walsh Asset Management, Inc. | 62,148 | $1.58M | 0.08% | −23,631−27.5% | Reduced |
| E&G Advisors, LP | 0 | $1.33M | 0.36% | −52,325−100.0% | Reduced |
| Guggenheim Capital LLC | 41,725 | $1.06M | 0.01% | +8,803+26.7% | Added |
| Steward Partners Investment Advisory, LLC | 41,573 | $1.06M | 0.02% | +16,708+67.2% | Added |
| Ameriprise Financial Inc | 37,952 | $968.0K | 0.00% | +12,248+47.7% | Added |
| Commonwealth Equity Services, LLC | 36,904 | $941.0K | 0.00% | +418+1.1% | Added |
| RMB Capital Management, LLC | 32,072 | $818.0K | 0.03% | −1,042−3.1% | Reduced |
| Wedbush Securities Inc | 27,136 | $692.0K | 0.03% | +1,671+6.6% | Added |
| Stifel Financial Corp | 26,705 | $681.0K | 0.00% | +11,122+71.4% | Added |
| LPL Financial LLC | 26,593 | $678.0K | 0.00% | −375−1.4% | Reduced |
| UMA Financial Services, Inc. | 24,500 | $635.0K | 0.18% | 00.0% | Unchanged |
| Integrated Wealth Concepts LLC | 23,110 | $589.0K | 0.02% | +2,044+9.7% | Added |
| Wagner Wealth Management, LLC | 22,550 | $575.0K | 0.41% | −2,830−11.2% | Reduced |
| Private Advisor Group, LLC | 22,075 | $563.0K | 0.00% | +4,518+25.7% | Added |
| Bank of America Corp | 21,227 | $541.0K | 0.00% | +490+2.4% | Added |
| Advisor Group Holdings, Inc. | 20,645 | $527.0K | 0.00% | +404+2.0% | Added |
| Trustcore Financial Services, LLC | 18,388 | $469.0K | 0.05% | +1,180+6.9% | Added |
| Kestra Private Wealth Services, LLC | 15,309 | $390.0K | 0.02% | +25+0.2% | Added |
| Gill Capital Partners, LLC | 11,870 | $303.0K | 0.14% | 00.0% | Unchanged |
| National Asset Management, Inc. | 10,823 | $276.0K | 0.01% | −3,813−26.1% | Reduced |
| Cetera Advisor Networks LLC | 10,574 | $270.0K | 0.00% | +10,574 | New |
| Royal Fund Management, LLC | 9,536 | $243.0K | 0.04% | +49+0.5% | Added |
| International Assets Investment Management, LLC | 9,137 | $233.0K | 0.04% | −9,337−50.5% | Reduced |
| Mid Atlantic Financial Management Inc | 9,150 | $233.0K | 0.02% | +700+8.3% | Added |
| The PNC Financial Services Group, Inc. | 8,900 | $226.0K | 0.00% | +8,900 | New |
| Sigma Planning Corp | 8,550 | $218.0K | 0.01% | 00.0% | Unchanged |
| AE Wealth Management LLC | 8,025 | $205.0K | 0.00% | 00.0% | Unchanged |
| Lazard Asset Management LLC | – | $178.0K | 0.00% | – | – |
| Rocky Mountain Advisers, LLC | 5,500 | $140.0K | 0.17% | 00.0% | Unchanged |
| Citigroup Inc | 5,021 | $128.0K | 0.00% | +7+0.1% | Added |
| Geneos Wealth Management Inc. | 2,846 | $72.0K | 0.00% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 2,807 | $72.0K | 0.00% | +11+0.4% | Added |
| NEXT Financial Group, Inc | 1,680 | $43.0K | 0.00% | 00.0% | Unchanged |
| TSFG, LLC | 1,600 | $41.0K | 0.02% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 1,585 | $41.0K | 0.00% | +4+0.3% | Added |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 1,200 | $30.0K | 0.00% | +1,200 | New |
| Patriot Financial Group Insurance Agency, LLC | 1,100 | $28.0K | 0.01% | 00.0% | Unchanged |
| Arkadios Wealth Advisors | 991 | $25.0K | 0.00% | +803+427.1% | Added |
| Carroll Financial Associates, Inc. | 1,000 | $25.0K | 0.00% | +1,000 | New |
| Huntington National Bank | – | $22.0K | 0.00% | – | New |
| TCTC Holdings, LLC | 800 | $20.0K | 0.00% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 800 | $20.0K | 0.00% | 00.0% | Unchanged |
| Sonora Investment Management, LLC | 430 | $11.0K | 0.00% | 00.0% | Unchanged |
| American Portfolios Advisors | 400 | $10.2K | 0.00% | +400 | New |
| CWM, LLC | 205 | $5.00K | 0.00% | 00.0% | Unchanged |
| Advisory Services Network, LLC | 181 | $5.00K | 0.00% | +181 | New |
| US Bancorp | 13 | $0 | 0.00% | 00.0% | Unchanged |
| Telemus Capital, LLC | 0 | $0 | 0.00% | −40,000−100.0% | Sold out |
| Thrivent Financial for Lutherans | 0 | $0 | 0.00% | −34,003−100.0% | Sold out |
| Envestnet Asset Management Inc | 0 | $0 | 0.00% | −12,667−100.0% | Sold out |
| Goldman Sachs Group Inc | 0 | $0 | 0.00% | −9,722−100.0% | Sold out |
| Good Life Advisors, LLC | 0 | $0 | 0.00% | −9,328−100.0% | Sold out |
| M Holdings Securities, Inc. | 0 | $0 | 0.00% | −8,798−100.0% | Sold out |
| Baird Financial Group, Inc. | 0 | $0 | 0.00% | −8,004−100.0% | Sold out |
| Valley Brook Capital Group | 0 | $0 | 0.00% | −4,200−100.0% | Sold out |
| FNY Investment Advisers, LLC | 0 | $0 | 0.00% | −2,387−100.0% | Sold out |
| Eudaimonia Partners, LLC | 0 | $0 | 0.00% | −1,539−100.0% | Sold out |