Nuveen Preferred Securities & Income Opportunities Fund
JPIDelisted- SEC CIK
- 0001547994
Nuveen Preferred Securities & Income Opportunities Fund was delisted in 2025; its insiders filed their last Form 4 on Dec 19, 2023; 54 institutions reported holding it in 13F filings for Q2 2025, worth $56.1M in total; no superinvestor held it.
13F holders, Q2 2022
Institutional positions in Nuveen Preferred Securities & Income Opportunities Fund as of Jun 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 61
- −4 vs. Q1 2022
- Shares held
- 3.66M
- −73.1K (−2.0%) vs. Q1 2022
- Total value
- $70.5M
- −$10.9M (−13.3%) vs. Q1 2022
- New holders
- 8
- 19 more added
- Sold out
- 12
- 18 more reduced
Compare with Q1 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting JPI on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $21 |
| Q1 2026 | 1 | $21 |
| Q4 2025 | 1 | $21 |
| Q3 2025 | 3 | $1.43M |
| Q2 2025 | 54 | $56.1M |
| Q1 2025 | 51 | $42.0M |
| Q4 2024 | 50 | $42.0M |
| Q3 2024 | 50 | $43.3M |
| Q2 2024 | 72 | $127.1M |
| Q1 2024 | 70 | $117.9M |
| Q4 2023 | 73 | $102.2M |
| Q3 2023 | 69 | $94.3M |
| Q2 2023 | 69 | $81.3M |
| Q1 2023 | 67 | $77.7M |
| Q4 2022 | 66 | $77.6M |
| Q3 2022 | 60 | $67.2M |
| Q2 2022 | 61 | $70.9M |
| Q1 2022 | 65 | $81.4M |
| Q4 2021 | 62 | $97.3M |
| Q3 2021 | 63 | $83.6M |
| Q2 2021 | 60 | $87.6M |
| Q1 2021 | 63 | $90.8M |
Institutions, Q2 2022
Shares, value and share of portfolio for each institution holding Nuveen Preferred Securities & Income Opportunities Fund; share changes are against Q1 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Cornerstone Advisory, LLC | 431,555 | $8.29M | 1.90% | −28,430−6.2% | Reduced |
| Morgan Stanley | 351,794 | $6.76M | 0.00% | −31,190−8.1% | Reduced |
| Stifel Financial Corp | 273,684 | $5.26M | 0.01% | +26,384+10.7% | Added |
| Punch & Associates Investment Management, Inc. | 246,511 | $4.74M | 0.33% | +246,511 | New |
| UBS Group AG | 219,940 | $4.22M | 0.00% | +55,626+33.9% | Added |
| Raymond James & Associates | 205,076 | $3.94M | 0.00% | −71,904−26.0% | Reduced |
| Truist Financial Corp | 186,130 | $3.58M | 0.01% | −8,719−4.5% | Reduced |
| Wells Fargo & Company | 183,185 | $3.52M | 0.00% | +3,792+2.1% | Added |
| Royal Bank of Canada | 176,623 | $3.39M | 0.00% | −26,867−13.2% | Reduced |
| Cohen & Steers, Inc. | 173,899 | $3.34M | 0.01% | 00.0% | Unchanged |
| Envestnet Asset Management Inc | 148,123 | $2.85M | 0.00% | −628−0.4% | Reduced |
| Integrated Wealth Concepts LLC | 134,966 | $2.59M | 0.08% | +743+0.6% | Added |
| City of London Investment Management Co Ltd | 125,768 | $2.42M | 0.17% | +92,844+282.0% | Added |
| Chicago Partners Investment Group LLC | 86,183 | $1.77M | 0.13% | +423+0.5% | Added |
| Janney Montgomery Scott LLC | 68,304 | $1.30M | 0.01% | +2,997+4.6% | Added |
| IHT Wealth Management, LLC | 61,094 | $1.17M | 0.10% | +719+1.2% | Added |
| E&G Advisors, LP | 49,289 | $947.0K | 0.32% | 00.0% | Unchanged |
| Invesco Ltd. | 41,785 | $803.0K | 0.00% | −12,749−23.4% | Reduced |
| Rivernorth Capital Management, LLC | 39,147 | $752.0K | 0.03% | +19,893+103.3% | Added |
| Commonwealth Equity Services, LLC | 39,058 | $750.0K | 0.00% | +1,953+5.3% | Added |
| LPL Financial LLC | 37,537 | $721.0K | 0.00% | +5,483+17.1% | Added |
| Independent Financial Group, LLC | 37,234 | $715.3K | 0.08% | −45−0.1% | Reduced |
| Steward Partners Investment Advisory, LLC | 34,542 | $664.0K | 0.01% | −1,204−3.4% | Reduced |
| Wedbush Securities Inc | 28,830 | $554.0K | 0.03% | +2,268+8.5% | Added |
| Cetera Advisor Networks LLC | 28,003 | $538.0K | 0.01% | +223+0.8% | Added |
| Advisor Group Holdings, Inc. | 24,190 | $465.0K | 0.00% | +861+3.7% | Added |
| Ameriprise Financial Inc | 23,621 | $454.0K | 0.00% | −4,054−14.6% | Reduced |
| Claybrook Capital, LLC | 18,705 | $359.0K | 0.21% | +18,705 | New |
| RMB Capital Management, LLC | 18,444 | $354.0K | 0.01% | −13,628−42.5% | Reduced |
| Trustcore Financial Services, LLC | 18,388 | $353.0K | 0.03% | 00.0% | Unchanged |
| Bank of America Corp | 17,503 | $336.0K | 0.00% | −1,014−5.5% | Reduced |
| UMA Financial Services, Inc. | 15,539 | $325.0K | 0.09% | −8,961−36.6% | Reduced |
| Gill Capital Partners, LLC | 11,870 | $261.0K | 0.11% | 00.0% | Unchanged |
| Private Advisor Group, LLC | 13,329 | $256.0K | 0.00% | −2,885−17.8% | Reduced |
| Wealthcare Advisory Partners LLC | 11,838 | $227.0K | 0.01% | +680+6.1% | Added |
| Kestra Private Wealth Services, LLC | 11,539 | $222.0K | 0.01% | −1,421−11.0% | Reduced |
| Landscape Capital Management, L.L.C. | 11,213 | $215.0K | 0.03% | −5,681−33.6% | Reduced |
| GWM Advisors LLC | 10,888 | $210.0K | 0.00% | +600+5.8% | Added |
| Beacon Capital Management, LLC | 8,025 | $177.0K | 0.04% | 00.0% | Unchanged |
| Concord Wealth Partners | 8,395 | $161.0K | 0.04% | +153+1.9% | Added |
| Rocky Mountain Advisers, LLC | 5,500 | $106.0K | 0.13% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 4,124 | $79.0K | 0.00% | 00.0% | Unchanged |
| Lazard Asset Management LLC | – | $76.0K | 0.00% | – | – |
| Harbor Investment Advisory, LLC | 2,500 | $48.0K | 0.01% | 00.0% | Unchanged |
| Wagner Wealth Management, LLC | 2,466 | $47.0K | 0.04% | +2,466 | New |
| Central Trust Co | 2,114 | $41.0K | 0.00% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 1,363 | $26.0K | 0.00% | +563+70.4% | Added |
| Northwestern Mutual Wealth Management Co | 1,203 | $23.0K | 0.00% | −395−24.7% | Reduced |
| Patriot Financial Group Insurance Agency, LLC | 1,000 | $19.0K | 0.00% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 1,000 | $19.0K | 0.00% | +1,000 | New |
| SeaCrest Wealth Management, LLC | 977 | $19.0K | 0.00% | +977 | New |
| TCTC Holdings, LLC | 800 | $15.0K | 0.00% | 00.0% | Unchanged |
| High Net Worth Advisory Group LLC | 700 | $13.0K | 0.01% | 00.0% | Unchanged |
| CoreCap Advisors, LLC | 700 | $13.0K | 0.00% | +700 | New |
| Citigroup Inc | 641 | $12.0K | 0.00% | +17+2.7% | Added |
| South State Corp. | 650 | $12.0K | 0.00% | +650 | New |
| FNY Investment Advisers, LLC | 600 | $11.0K | 0.01% | −15,400−96.3% | Reduced |
| Huntington National Bank | – | $10.0K | 0.00% | – | – |
| American Portfolios Advisors | 400 | $7.68K | 0.00% | 00.0% | Unchanged |
| Benjamin F. Edwards & Company, Inc. | 100 | $2.00K | 0.00% | +100 | New |
| US Bancorp | 13 | $0 | 0.00% | 00.0% | Unchanged |
| Sit Investment Associates Inc | 0 | $0 | 0.00% | −220,581−100.0% | Sold out |
| Guggenheim Capital LLC | 0 | $0 | 0.00% | −26,028−100.0% | Sold out |
| Arete Wealth Advisors, LLC | 0 | $0 | 0.00% | −12,978−100.0% | Sold out |
| Brandywine Oak Private Wealth LLC | 0 | $0 | 0.00% | −10,200−100.0% | Sold out |
| M Holdings Securities, Inc. | 0 | $0 | 0.00% | −9,942−100.0% | Sold out |
| Virtu Financial LLC | 0 | $0 | 0.00% | −9,257−100.0% | Sold out |
| Wolverine Asset Management LLC | 0 | $0 | 0.00% | −4,090−100.0% | Sold out |
| Herold Advisors, Inc. | 0 | $0 | 0.00% | −2,280−100.0% | Sold out |
| TSFG, LLC | 0 | $0 | 0.00% | −1,600−100.0% | Sold out |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 0 | $0 | 0.00% | −1,200−100.0% | Sold out |
| CFS Investment Advisory Services, LLC | 0 | $0 | 0.00% | −27,080−100.0% | Sold out |
| FMR LLC | 0 | $0 | 0.00% | −1−100.0% | Sold out |