Nuveen Preferred Securities & Income Opportunities Fund
JPIDelisted Sep 22, 2025- SEC CIK
- 0001547994
Nuveen Preferred Securities & Income Opportunities Fund was delisted on Sep 22, 2025; its insiders filed their last Form 4 on Dec 19, 2023; 54 institutions reported holding it in 13F filings for Q2 2025, worth $53.4M in total; no superinvestor held it.
13F holders, Q2 2022
Institutional positions in Nuveen Preferred Securities & Income Opportunities Fund as of Jun 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 61
- −4 vs. Q1 2022
- Shares held
- 3.66M
- −73.1K (−2.0%) vs. Q1 2022
- Total value
- $70.5M
- −$10.9M (−13.3%) vs. Q1 2022
- New holders
- 8
- 19 more added
- Sold out
- 12
- 18 more reduced
Compare with Q1 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting JPI on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $21 |
| Q1 2026 | 1 | $21 |
| Q4 2025 | 1 | $21 |
| Q3 2025 | 2 | $682.3K |
| Q2 2025 | 54 | $53.4M |
| Q1 2025 | 51 | $41.9M |
| Q4 2024 | 50 | $42.0M |
| Q3 2024 | 50 | $43.3M |
| Q2 2024 | 72 | $127.1M |
| Q1 2024 | 70 | $107.1M |
| Q4 2023 | 73 | $96.6M |
| Q3 2023 | 69 | $94.3M |
| Q2 2023 | 69 | $81.3M |
| Q1 2023 | 67 | $77.7M |
| Q4 2022 | 66 | $77.6M |
| Q3 2022 | 60 | $67.2M |
| Q2 2022 | 61 | $70.5M |
| Q1 2022 | 65 | $81.4M |
| Q4 2021 | 62 | $97.3M |
| Q3 2021 | 63 | $83.6M |
| Q2 2021 | 60 | $87.6M |
| Q1 2021 | 63 | $90.2M |
Institutions, Q2 2022
Shares, value and share of portfolio for each institution holding Nuveen Preferred Securities & Income Opportunities Fund; share changes are against Q1 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| US Bancorp | 13 | $0 | 0.00% | 00.0% | Unchanged |
| Benjamin F. Edwards & Company, Inc. | 100 | $2.00K | 0.00% | +100 | New |
| American Portfolios Advisors | 400 | $7.68K | 0.00% | 00.0% | Unchanged |
| Huntington National Bank | – | $10.0K | 0.00% | – | – |
| FNY Investment Advisers, LLC | 600 | $11.0K | 0.01% | −15,400−96.3% | Reduced |
| Citigroup Inc | 641 | $12.0K | 0.00% | +17+2.7% | Added |
| South State Corp. | 650 | $12.0K | 0.00% | +650 | New |
| High Net Worth Advisory Group LLC | 700 | $13.0K | 0.01% | 00.0% | Unchanged |
| CoreCap Advisors, LLC | 700 | $13.0K | 0.00% | +700 | New |
| TCTC Holdings, LLC | 800 | $15.0K | 0.00% | 00.0% | Unchanged |
| Patriot Financial Group Insurance Agency, LLC | 1,000 | $19.0K | 0.00% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 1,000 | $19.0K | 0.00% | +1,000 | New |
| SeaCrest Wealth Management, LLC | 977 | $19.0K | 0.00% | +977 | New |
| Northwestern Mutual Wealth Management Co | 1,203 | $23.0K | 0.00% | −395−24.7% | Reduced |
| Rockefeller Capital Management L.P. | 1,363 | $26.0K | 0.00% | +563+70.4% | Added |
| Central Trust Co | 2,114 | $41.0K | 0.00% | 00.0% | Unchanged |
| Wagner Wealth Management, LLC | 2,466 | $47.0K | 0.04% | +2,466 | New |
| Harbor Investment Advisory, LLC | 2,500 | $48.0K | 0.01% | 00.0% | Unchanged |
| Lazard Asset Management LLC | – | $76.0K | 0.00% | – | – |
| Geneos Wealth Management Inc. | 4,124 | $79.0K | 0.00% | 00.0% | Unchanged |
| Rocky Mountain Advisers, LLC | 5,500 | $106.0K | 0.13% | 00.0% | Unchanged |
| Concord Wealth Partners | 8,395 | $161.0K | 0.04% | +153+1.9% | Added |
| Beacon Capital Management, LLC | 8,025 | $177.0K | 0.04% | 00.0% | Unchanged |
| GWM Advisors LLC | 10,888 | $210.0K | 0.00% | +600+5.8% | Added |
| Landscape Capital Management, L.L.C. | 11,213 | $215.0K | 0.03% | −5,681−33.6% | Reduced |
| Kestra Private Wealth Services, LLC | 11,539 | $222.0K | 0.01% | −1,421−11.0% | Reduced |
| Wealthcare Advisory Partners LLC | 11,838 | $227.0K | 0.01% | +680+6.1% | Added |
| Private Advisor Group, LLC | 13,329 | $256.0K | 0.00% | −2,885−17.8% | Reduced |
| Gill Capital Partners, LLC | 11,870 | $261.0K | 0.11% | 00.0% | Unchanged |
| UMA Financial Services, Inc. | 15,539 | $325.0K | 0.09% | −8,961−36.6% | Reduced |
| Bank of America Corp | 17,503 | $336.0K | 0.00% | −1,014−5.5% | Reduced |
| Trustcore Financial Services, LLC | 18,388 | $353.0K | 0.03% | 00.0% | Unchanged |
| RMB Capital Management, LLC | 18,444 | $354.0K | 0.01% | −13,628−42.5% | Reduced |
| Claybrook Capital, LLC | 18,705 | $359.0K | 0.21% | +18,705 | New |
| Ameriprise Financial Inc | 23,621 | $454.0K | 0.00% | −4,054−14.6% | Reduced |
| Advisor Group Holdings, Inc. | 24,190 | $465.0K | 0.00% | +861+3.7% | Added |
| Cetera Advisor Networks LLC | 28,003 | $538.0K | 0.01% | +223+0.8% | Added |
| Wedbush Securities Inc | 28,830 | $554.0K | 0.03% | +2,268+8.5% | Added |
| Steward Partners Investment Advisory, LLC | 34,542 | $664.0K | 0.01% | −1,204−3.4% | Reduced |
| Independent Financial Group, LLC | 37,234 | $715.3K | 0.08% | −45−0.1% | Reduced |
| LPL Financial LLC | 37,537 | $721.0K | 0.00% | +5,483+17.1% | Added |
| Commonwealth Equity Services, LLC | 39,058 | $750.0K | 0.00% | +1,953+5.3% | Added |
| Rivernorth Capital Management, LLC | 39,147 | $752.0K | 0.03% | +19,893+103.3% | Added |
| Invesco Ltd. | 41,785 | $803.0K | 0.00% | −12,749−23.4% | Reduced |
| E&G Advisors, LP | 49,289 | $947.0K | 0.32% | 00.0% | Unchanged |
| IHT Wealth Management, LLC | 61,094 | $1.17M | 0.10% | +719+1.2% | Added |
| Janney Montgomery Scott LLC | 68,304 | $1.30M | 0.01% | +2,997+4.6% | Added |
| Chicago Partners Investment Group LLC | 86,183 | $1.77M | 0.13% | +423+0.5% | Added |
| City of London Investment Management Co Ltd | 125,768 | $2.42M | 0.17% | +92,844+282.0% | Added |
| Integrated Wealth Concepts LLC | 134,966 | $2.59M | 0.08% | +743+0.6% | Added |
| Envestnet Asset Management Inc | 148,123 | $2.85M | 0.00% | −628−0.4% | Reduced |
| Cohen & Steers, Inc. | 173,899 | $3.34M | 0.01% | 00.0% | Unchanged |
| Royal Bank of Canada | 176,623 | $3.39M | 0.00% | −26,867−13.2% | Reduced |
| Wells Fargo & Company | 183,185 | $3.52M | 0.00% | +3,792+2.1% | Added |
| Truist Financial Corp | 186,130 | $3.58M | 0.01% | −8,719−4.5% | Reduced |
| Raymond James & Associates | 205,076 | $3.94M | 0.00% | −71,904−26.0% | Reduced |
| UBS Group AG | 219,940 | $4.22M | 0.00% | +55,626+33.9% | Added |
| Punch & Associates Investment Management, Inc. | 246,511 | $4.74M | 0.33% | +246,511 | New |
| Stifel Financial Corp | 273,684 | $5.26M | 0.01% | +26,384+10.7% | Added |
| Morgan Stanley | 351,794 | $6.76M | 0.00% | −31,190−8.1% | Reduced |
| Cornerstone Advisory, LLC | 431,555 | $8.29M | 1.90% | −28,430−6.2% | Reduced |
| Sit Investment Associates Inc | 0 | $0 | 0.00% | −220,581−100.0% | Sold out |
| Guggenheim Capital LLC | 0 | $0 | 0.00% | −26,028−100.0% | Sold out |
| Arete Wealth Advisors, LLC | 0 | $0 | 0.00% | −12,978−100.0% | Sold out |
| Brandywine Oak Private Wealth LLC | 0 | $0 | 0.00% | −10,200−100.0% | Sold out |
| M Holdings Securities, Inc. | 0 | $0 | 0.00% | −9,942−100.0% | Sold out |
| Virtu Financial LLC | 0 | $0 | 0.00% | −9,257−100.0% | Sold out |
| Wolverine Asset Management LLC | 0 | $0 | 0.00% | −4,090−100.0% | Sold out |
| Herold Advisors, Inc. | 0 | $0 | 0.00% | −2,280−100.0% | Sold out |
| TSFG, LLC | 0 | $0 | 0.00% | −1,600−100.0% | Sold out |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 0 | $0 | 0.00% | −1,200−100.0% | Sold out |
| CFS Investment Advisory Services, LLC | 0 | $0 | 0.00% | −27,080−100.0% | Sold out |
| FMR LLC | 0 | $0 | 0.00% | −1−100.0% | Sold out |