Nuveen Preferred Securities & Income Opportunities Fund
JPIDelisted- SEC CIK
- 0001547994
Nuveen Preferred Securities & Income Opportunities Fund was delisted in 2025; its insiders filed their last Form 4 on Dec 19, 2023; 54 institutions reported holding it in 13F filings for Q2 2025, worth $56.1M in total; no superinvestor held it.
13F holders, Q3 2022
Institutional positions in Nuveen Preferred Securities & Income Opportunities Fund as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 60
- −1 vs. Q2 2022
- Shares held
- 3.65M
- −9.19K (−0.3%) vs. Q2 2022
- Total value
- $67.2M
- −$3.35M (−4.7%) vs. Q2 2022
- New holders
- 7
- 19 more added
- Sold out
- 8
- 18 more reduced
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting JPI on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $21 |
| Q1 2026 | 1 | $21 |
| Q4 2025 | 1 | $21 |
| Q3 2025 | 3 | $1.43M |
| Q2 2025 | 54 | $56.1M |
| Q1 2025 | 51 | $42.0M |
| Q4 2024 | 50 | $42.0M |
| Q3 2024 | 50 | $43.3M |
| Q2 2024 | 72 | $127.1M |
| Q1 2024 | 70 | $117.9M |
| Q4 2023 | 73 | $102.2M |
| Q3 2023 | 69 | $94.3M |
| Q2 2023 | 69 | $81.3M |
| Q1 2023 | 67 | $77.7M |
| Q4 2022 | 66 | $77.6M |
| Q3 2022 | 60 | $67.2M |
| Q2 2022 | 61 | $70.9M |
| Q1 2022 | 65 | $81.4M |
| Q4 2021 | 62 | $97.3M |
| Q3 2021 | 63 | $83.6M |
| Q2 2021 | 60 | $87.6M |
| Q1 2021 | 63 | $90.8M |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding Nuveen Preferred Securities & Income Opportunities Fund; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Cornerstone Advisory, LLC | 432,129 | $7.96M | 1.78% | +574+0.1% | Added |
| Morgan Stanley | 365,704 | $6.74M | 0.00% | +13,910+4.0% | Added |
| Punch & Associates Investment Management, Inc. | 285,623 | $5.26M | 0.37% | +39,112+15.9% | Added |
| Stifel Financial Corp | 281,204 | $5.18M | 0.01% | +7,520+2.7% | Added |
| UBS Group AG | 228,453 | $4.21M | 0.00% | +8,513+3.9% | Added |
| Raymond James & Associates | 199,432 | $3.67M | 0.00% | −5,644−2.8% | Reduced |
| Truist Financial Corp | 191,229 | $3.52M | 0.01% | +5,099+2.7% | Added |
| Cohen & Steers, Inc. | 173,899 | $3.20M | 0.01% | 00.0% | Unchanged |
| Wells Fargo & Company | 161,215 | $2.97M | 0.00% | −21,970−12.0% | Reduced |
| Royal Bank of Canada | 158,133 | $2.91M | 0.00% | −18,490−10.5% | Reduced |
| Envestnet Asset Management Inc | 150,969 | $2.78M | 0.00% | +2,846+1.9% | Added |
| Integrated Wealth Concepts LLC | 146,119 | $2.69M | 0.09% | +11,153+8.3% | Added |
| Chicago Partners Investment Group LLC | 84,458 | $1.51M | 0.11% | −1,725−2.0% | Reduced |
| Janney Montgomery Scott LLC | 68,346 | $1.26M | 0.01% | +42+0.1% | Added |
| IHT Wealth Management, LLC | 63,459 | $1.17M | 0.09% | +2,365+3.9% | Added |
| City of London Investment Management Co Ltd | 62,340 | $1.15M | 0.10% | −63,428−50.4% | Reduced |
| Invesco Ltd. | 50,461 | $929.0K | 0.00% | +8,676+20.8% | Added |
| E&G Advisors, LP | 48,389 | $891.0K | 0.33% | −900−1.8% | Reduced |
| Independent Financial Group, LLC | 37,424 | $689.4K | 0.06% | +190+0.5% | Added |
| LPL Financial LLC | 37,077 | $683.0K | 0.00% | −460−1.2% | Reduced |
| Steward Partners Investment Advisory, LLC | 33,925 | $625.0K | 0.01% | −617−1.8% | Reduced |
| Cetera Advisor Networks LLC | 28,937 | $533.0K | 0.01% | +934+3.3% | Added |
| Commonwealth Equity Services, LLC | 27,533 | $507.0K | 0.00% | −11,525−29.5% | Reduced |
| Wedbush Securities Inc | 27,250 | $502.0K | 0.03% | −1,580−5.5% | Reduced |
| Advisor Group Holdings, Inc. | 26,426 | $487.0K | 0.00% | +2,236+9.2% | Added |
| Ameriprise Financial Inc | 22,601 | $416.0K | 0.00% | −1,020−4.3% | Reduced |
| Claybrook Capital, LLC | 18,705 | $345.0K | 0.22% | 00.0% | Unchanged |
| Rivernorth Capital Management, LLC | 18,145 | $334.0K | 0.01% | −21,002−53.6% | Reduced |
| Bank of America Corp | 17,462 | $321.0K | 0.00% | −41−0.2% | Reduced |
| Trustcore Financial Services, LLC | 16,563 | $305.0K | 0.03% | −1,825−9.9% | Reduced |
| Sit Investment Associates Inc | 16,240 | $299.0K | 0.01% | +16,240 | New |
| Guggenheim Capital LLC | 15,988 | $294.0K | 0.00% | +15,988 | New |
| UMA Financial Services, Inc. | 15,539 | $289.0K | 0.09% | 00.0% | Unchanged |
| RMB Capital Management, LLC | 15,465 | $285.0K | 0.01% | −2,979−16.2% | Reduced |
| Arete Wealth Advisors, LLC | 13,842 | $255.0K | 0.02% | +13,842 | New |
| Private Advisor Group, LLC | 12,579 | $232.0K | 0.00% | −750−5.6% | Reduced |
| Kestra Private Wealth Services, LLC | 12,583 | $232.0K | 0.01% | +1,044+9.0% | Added |
| Wealthcare Advisory Partners LLC | 12,418 | $229.0K | 0.01% | +580+4.9% | Added |
| Gill Capital Partners, LLC | 11,870 | $219.0K | 0.11% | 00.0% | Unchanged |
| GWM Advisors LLC | 11,188 | $207.0K | 0.00% | +300+2.8% | Added |
| M Holdings Securities, Inc. | 10,004 | $184.0K | 0.02% | +10,004 | New |
| Wagner Wealth Management, LLC | 8,672 | $160.0K | 0.12% | +6,206+251.7% | Added |
| Beacon Capital Management, LLC | 8,025 | $154.0K | 0.05% | 00.0% | Unchanged |
| Rocky Mountain Advisers, LLC | 5,500 | $101.0K | 0.13% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 2,713 | $49.0K | 0.00% | −1,411−34.2% | Reduced |
| Harbor Investment Advisory, LLC | 2,500 | $46.0K | 0.01% | 00.0% | Unchanged |
| Central Trust Co | 2,114 | $39.0K | 0.00% | 00.0% | Unchanged |
| Selective Wealth Management, Inc. | 1,412 | $26.0K | 0.01% | +1,412 | New |
| Northwestern Mutual Wealth Management Co | 1,208 | $22.0K | 0.00% | +5+0.4% | Added |
| Harbour Investments, Inc. | 1,000 | $19.0K | 0.00% | 00.0% | Unchanged |
| TCTC Holdings, LLC | 800 | $15.0K | 0.00% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 800 | $14.0K | 0.00% | −563−41.3% | Reduced |
| High Net Worth Advisory Group LLC | 700 | $13.0K | 0.01% | 00.0% | Unchanged |
| Citigroup Inc | 641 | $12.0K | 0.00% | 00.0% | Unchanged |
| FNY Investment Advisers, LLC | 600 | $11.0K | 0.01% | 00.0% | Unchanged |
| Huntington National Bank | – | $10.0K | 0.00% | – | – |
| MUFG Americas Holdings Corp | 500 | $9.00K | 0.00% | +500 | New |
| American Portfolios Advisors | 400 | $7.37K | 0.00% | 00.0% | Unchanged |
| Leelyn Smith, LLC | 400 | $7.00K | 0.00% | +400 | New |
| Benjamin F. Edwards & Company, Inc. | 100 | $2.00K | 0.00% | 00.0% | Unchanged |
| Landscape Capital Management, L.L.C. | 0 | $0 | 0.00% | −11,213−100.0% | Sold out |
| Concord Wealth Partners | 0 | $0 | 0.00% | −8,395−100.0% | Sold out |
| Lazard Asset Management LLC | 0 | $0 | 0.00% | – | Sold out |
| Patriot Financial Group Insurance Agency, LLC | 0 | $0 | 0.00% | −1,000−100.0% | Sold out |
| SeaCrest Wealth Management, LLC | 0 | $0 | 0.00% | −977−100.0% | Sold out |
| CoreCap Advisors, LLC | 0 | $0 | 0.00% | −700−100.0% | Sold out |
| South State Corp. | 0 | $0 | 0.00% | −650−100.0% | Sold out |
| US Bancorp | 0 | $0 | 0.00% | −13−100.0% | Sold out |