Nuveen Preferred Securities & Income Opportunities Fund
JPIDelisted- SEC CIK
- 0001547994
Nuveen Preferred Securities & Income Opportunities Fund was delisted in 2025; its insiders filed their last Form 4 on Dec 19, 2023; 54 institutions reported holding it in 13F filings for Q2 2025, worth $56.1M in total; no superinvestor held it.
13F holders, Q2 2023
Institutional positions in Nuveen Preferred Securities & Income Opportunities Fund as of Jun 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 69
- +2 vs. Q1 2023
- Shares held
- 4.83M
- +420.0K (+9.5%) vs. Q1 2023
- Total value
- $81.3M
- +$3.60M (+4.6%) vs. Q1 2023
- New holders
- 10
- 16 more added
- Sold out
- 8
- 19 more reduced
Compare with Q1 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting JPI on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $21 |
| Q1 2026 | 1 | $21 |
| Q4 2025 | 1 | $21 |
| Q3 2025 | 3 | $1.43M |
| Q2 2025 | 54 | $56.1M |
| Q1 2025 | 51 | $42.0M |
| Q4 2024 | 50 | $42.0M |
| Q3 2024 | 50 | $43.3M |
| Q2 2024 | 72 | $127.1M |
| Q1 2024 | 70 | $117.9M |
| Q4 2023 | 73 | $102.2M |
| Q3 2023 | 69 | $94.3M |
| Q2 2023 | 69 | $81.3M |
| Q1 2023 | 67 | $77.7M |
| Q4 2022 | 66 | $77.6M |
| Q3 2022 | 60 | $67.2M |
| Q2 2022 | 61 | $70.9M |
| Q1 2022 | 65 | $81.4M |
| Q4 2021 | 62 | $97.3M |
| Q3 2021 | 63 | $83.6M |
| Q2 2021 | 60 | $87.6M |
| Q1 2021 | 63 | $90.8M |
Institutions, Q2 2023
Shares, value and share of portfolio for each institution holding Nuveen Preferred Securities & Income Opportunities Fund; share changes are against Q1 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Cornerstone Advisory, LLC | 644,457 | $10.8M | 1.90% | +29,580+4.8% | Added |
| Atlas Wealth LLC | 395,448 | $6.70M | 1.23% | +122,099+44.7% | Added |
| Punch & Associates Investment Management, Inc. | 383,222 | $6.43M | 0.39% | −7,967−2.0% | Reduced |
| Truist Financial Corp | 317,964 | $5.34M | 0.01% | −1,808−0.6% | Reduced |
| Morgan Stanley | 309,496 | $5.20M | 0.00% | −21,063−6.4% | Reduced |
| Stifel Financial Corp | 246,847 | $4.14M | 0.01% | −45,418−15.5% | Reduced |
| Envestnet Asset Management Inc | 233,819 | $3.93M | 0.00% | +5,459+2.4% | Added |
| Wells Fargo & Company | 213,376 | $3.58M | 0.00% | +72,263+51.2% | Added |
| Sit Investment Associates Inc | 210,782 | $3.54M | 0.09% | +46,578+28.4% | Added |
| Cohen & Steers, Inc. | 173,899 | $2.92M | 0.01% | 00.0% | Unchanged |
| UBS Group AG | 172,386 | $2.89M | 0.00% | −31,221−15.3% | Reduced |
| Raymond James & Associates | 166,072 | $2.79M | 0.00% | −37,310−18.3% | Reduced |
| Weiss Asset Management LP | 130,738 | $2.20M | 0.28% | +130,738 | New |
| Royal Bank of Canada | 109,945 | $1.85M | 0.00% | −14,833−11.9% | Reduced |
| Integrated Wealth Concepts LLC | 107,325 | $1.80M | 0.03% | −36,168−25.2% | Reduced |
| LPL Financial LLC | 79,922 | $1.34M | 0.00% | +32,723+69.3% | Added |
| Chicago Partners Investment Group LLC | 75,800 | $1.33M | 0.07% | −2,320−3.0% | Reduced |
| Rockefeller Capital Management L.P. | 71,085 | $1.19M | 0.00% | +60,634+580.2% | Added |
| Janney Montgomery Scott LLC | 66,869 | $1.12M | 0.00% | −1,491−2.2% | Reduced |
| Guggenheim Capital LLC | 52,950 | $889.0K | 0.01% | +4,412+9.1% | Added |
| Almitas Capital LLC | 49,056 | $864.9K | 0.37% | +49,056 | New |
| E&G Advisors, LP | 45,489 | $763.8K | 0.27% | −200−0.4% | Reduced |
| Rivernorth Capital Management, LLC | 42,776 | $718.2K | 0.04% | +42,776 | New |
| Ameriprise Financial Inc | 34,908 | $586.1K | 0.00% | −50.0% | Reduced |
| Hennion & Walsh Asset Management, Inc. | 34,661 | $582.0K | 0.03% | +969+2.9% | Added |
| Steward Partners Investment Advisory, LLC | 31,244 | $524.6K | 0.01% | −2,344−7.0% | Reduced |
| Cetera Advisor Networks LLC | 31,195 | $523.8K | 0.00% | +2,015+6.9% | Added |
| Kingswood Wealth Advisors, LLC | 29,320 | $492.3K | 0.16% | +29,320 | New |
| IHT Wealth Management, LLC | 24,336 | $408.6K | 0.02% | −869−3.4% | Reduced |
| Wedbush Securities Inc | 23,867 | $401.0K | 0.02% | +90+0.4% | Added |
| Claybrook Capital, LLC | 22,795 | $382.7K | 0.20% | 00.0% | Unchanged |
| Wealthcare Advisory Partners LLC | 18,372 | $308.5K | 0.01% | −1,172−6.0% | Reduced |
| Bank of America Corp | 17,878 | $300.2K | 0.00% | +4,463+33.3% | Added |
| Invesco Ltd. | 17,860 | $299.9K | 0.00% | +20+0.1% | Added |
| Daymark Wealth Partners, LLC | 17,457 | $293.1K | 0.02% | 00.0% | Unchanged |
| Bank of Montreal | 15,723 | $281.4K | 0.00% | 00.0% | Unchanged |
| UMA Financial Services, Inc. | 15,539 | $263.1K | 0.07% | 00.0% | Unchanged |
| Arete Wealth Advisors, LLC | 15,485 | $260.0K | 0.02% | 00.0% | Unchanged |
| Commonwealth Equity Services, LLC | 15,182 | $255.0K | 0.00% | −8,813−36.7% | Reduced |
| Advisor Group Holdings, Inc. | 14,264 | $239.5K | 0.00% | −323−2.2% | Reduced |
| RMB Capital Management, LLC | 12,775 | $214.5K | 0.01% | 00.0% | Unchanged |
| CSS LLC | 12,112 | $203.4K | 0.02% | −1,000−7.6% | Reduced |
| Captrust Financial Advisors | 12,013 | $201.7K | 0.00% | −900−7.0% | Reduced |
| Private Advisor Group, LLC | 11,947 | $200.6K | 0.00% | +30+0.3% | Added |
| Gill Capital Partners, LLC | 11,685 | $196.2K | 0.08% | 00.0% | Unchanged |
| Sykon Capital LLC | 11,000 | $184.7K | 0.13% | +11,000 | New |
| Raymond James Financial Services Advisors, Inc. | 10,629 | $178.5K | 0.00% | +10,629 | New |
| GWM Advisors LLC | 10,388 | $174.4K | 0.00% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 10,200 | $171.3K | 0.00% | +10,200 | New |
| Concord Wealth Partners | 9,063 | $152.2K | 0.03% | +164+1.8% | Added |
| Beacon Capital Management, LLC | 8,025 | $134.7K | 0.04% | 00.0% | Unchanged |
| Rocky Mountain Advisers, LLC | 5,500 | $97.0K | 0.05% | 00.0% | Unchanged |
| Cary Street Partner Investment Advisory LLC | 4,755 | $79.8K | 0.01% | 00.0% | Unchanged |
| Hollencrest Capital Management | 3,540 | $59.4K | 0.01% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 2,713 | $45.6K | 0.00% | 00.0% | Unchanged |
| Harbor Investment Advisory, LLC | 2,500 | $42.0K | 0.01% | 00.0% | Unchanged |
| Central Trust Co | 2,114 | $35.5K | 0.00% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 2,000 | $33.6K | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 1,334 | $22.4K | 0.00% | +1,334 | New |
| US Bancorp | 1,215 | $20.4K | 0.00% | 00.0% | Unchanged |
| AdvisorNet Financial, Inc | 1,000 | $16.8K | 0.00% | +1,000 | New |
| TCTC Holdings, LLC | 800 | $13.4K | 0.00% | 00.0% | Unchanged |
| FNY Investment Advisers, LLC | 600 | $10.0K | 0.01% | 00.0% | Unchanged |
| Huntington National Bank | – | $9.17K | 0.00% | – | – |
| CWM, LLC | 500 | $8.00K | 0.00% | +500 | New |
| Sunbelt Securities, Inc. | 300 | $5.04K | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 294 | $4.94K | 0.00% | +5+1.7% | Added |
| Chesapeake Asset Management LLC | 200 | $3.36K | 0.00% | 00.0% | Unchanged |
| Benjamin F. Edwards & Company, Inc. | 200 | $3.00K | 0.00% | 00.0% | Unchanged |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −10,320−100.0% | Sold out |
| M Holdings Securities, Inc. | 0 | $0 | 0.00% | −10,068−100.0% | Sold out |
| Palogic Value Management, L.P. | 0 | $0 | 0.00% | −10,000−100.0% | Sold out |
| Ameritas Advisory Services, LLC | 0 | $0 | 0.00% | −1,467−100.0% | Sold out |
| Belpointe Asset Management LLC | 0 | $0 | 0.00% | −410−100.0% | Sold out |
| Hantz Financial Services, Inc. | 0 | $0 | 0.00% | −205−100.0% | Sold out |
| Advisory Services Network, LLC | 0 | $0 | 0.00% | −181−100.0% | Sold out |
| TCI Wealth Advisors, Inc. | 0 | $0 | 0.00% | −171−100.0% | Sold out |