Nuveen Preferred Securities & Income Opportunities Fund
JPIDelisted Sep 22, 2025- SEC CIK
- 0001547994
Nuveen Preferred Securities & Income Opportunities Fund was delisted on Sep 22, 2025; its insiders filed their last Form 4 on Dec 19, 2023; 54 institutions reported holding it in 13F filings for Q2 2025, worth $53.4M in total; no superinvestor held it.
13F holders, Q2 2023
Institutional positions in Nuveen Preferred Securities & Income Opportunities Fund as of Jun 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 69
- +2 vs. Q1 2023
- Shares held
- 4.83M
- +420.0K (+9.5%) vs. Q1 2023
- Total value
- $81.3M
- +$3.60M (+4.6%) vs. Q1 2023
- New holders
- 10
- 16 more added
- Sold out
- 8
- 19 more reduced
Compare with Q1 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting JPI on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $21 |
| Q1 2026 | 1 | $21 |
| Q4 2025 | 1 | $21 |
| Q3 2025 | 2 | $682.3K |
| Q2 2025 | 54 | $53.4M |
| Q1 2025 | 51 | $41.9M |
| Q4 2024 | 50 | $42.0M |
| Q3 2024 | 50 | $43.3M |
| Q2 2024 | 72 | $127.1M |
| Q1 2024 | 70 | $107.1M |
| Q4 2023 | 73 | $96.6M |
| Q3 2023 | 69 | $94.3M |
| Q2 2023 | 69 | $81.3M |
| Q1 2023 | 67 | $77.7M |
| Q4 2022 | 66 | $77.6M |
| Q3 2022 | 60 | $67.2M |
| Q2 2022 | 61 | $70.5M |
| Q1 2022 | 65 | $81.4M |
| Q4 2021 | 62 | $97.3M |
| Q3 2021 | 63 | $83.6M |
| Q2 2021 | 60 | $87.6M |
| Q1 2021 | 63 | $90.2M |
Institutions, Q2 2023
Shares, value and share of portfolio for each institution holding Nuveen Preferred Securities & Income Opportunities Fund; share changes are against Q1 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Benjamin F. Edwards & Company, Inc. | 200 | $3.00K | 0.00% | 00.0% | Unchanged |
| Chesapeake Asset Management LLC | 200 | $3.36K | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 294 | $4.94K | 0.00% | +5+1.7% | Added |
| Sunbelt Securities, Inc. | 300 | $5.04K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 500 | $8.00K | 0.00% | +500 | New |
| Huntington National Bank | – | $9.17K | 0.00% | – | – |
| FNY Investment Advisers, LLC | 600 | $10.0K | 0.01% | 00.0% | Unchanged |
| TCTC Holdings, LLC | 800 | $13.4K | 0.00% | 00.0% | Unchanged |
| AdvisorNet Financial, Inc | 1,000 | $16.8K | 0.00% | +1,000 | New |
| US Bancorp | 1,215 | $20.4K | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 1,334 | $22.4K | 0.00% | +1,334 | New |
| Harbour Investments, Inc. | 2,000 | $33.6K | 0.00% | 00.0% | Unchanged |
| Central Trust Co | 2,114 | $35.5K | 0.00% | 00.0% | Unchanged |
| Harbor Investment Advisory, LLC | 2,500 | $42.0K | 0.01% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 2,713 | $45.6K | 0.00% | 00.0% | Unchanged |
| Hollencrest Capital Management | 3,540 | $59.4K | 0.01% | 00.0% | Unchanged |
| Cary Street Partner Investment Advisory LLC | 4,755 | $79.8K | 0.01% | 00.0% | Unchanged |
| Rocky Mountain Advisers, LLC | 5,500 | $97.0K | 0.05% | 00.0% | Unchanged |
| Beacon Capital Management, LLC | 8,025 | $134.7K | 0.04% | 00.0% | Unchanged |
| Concord Wealth Partners | 9,063 | $152.2K | 0.03% | +164+1.8% | Added |
| The PNC Financial Services Group, Inc. | 10,200 | $171.3K | 0.00% | +10,200 | New |
| GWM Advisors LLC | 10,388 | $174.4K | 0.00% | 00.0% | Unchanged |
| Raymond James Financial Services Advisors, Inc. | 10,629 | $178.5K | 0.00% | +10,629 | New |
| Sykon Capital LLC | 11,000 | $184.7K | 0.13% | +11,000 | New |
| Gill Capital Partners, LLC | 11,685 | $196.2K | 0.08% | 00.0% | Unchanged |
| Private Advisor Group, LLC | 11,947 | $200.6K | 0.00% | +30+0.3% | Added |
| Captrust Financial Advisors | 12,013 | $201.7K | 0.00% | −900−7.0% | Reduced |
| CSS LLC | 12,112 | $203.4K | 0.02% | −1,000−7.6% | Reduced |
| RMB Capital Management, LLC | 12,775 | $214.5K | 0.01% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 14,264 | $239.5K | 0.00% | −323−2.2% | Reduced |
| Commonwealth Equity Services, LLC | 15,182 | $255.0K | 0.00% | −8,813−36.7% | Reduced |
| Arete Wealth Advisors, LLC | 15,485 | $260.0K | 0.02% | 00.0% | Unchanged |
| UMA Financial Services, Inc. | 15,539 | $263.1K | 0.07% | 00.0% | Unchanged |
| Bank of Montreal | 15,723 | $281.4K | 0.00% | 00.0% | Unchanged |
| Daymark Wealth Partners, LLC | 17,457 | $293.1K | 0.02% | 00.0% | Unchanged |
| Invesco Ltd. | 17,860 | $299.9K | 0.00% | +20+0.1% | Added |
| Bank of America Corp | 17,878 | $300.2K | 0.00% | +4,463+33.3% | Added |
| Wealthcare Advisory Partners LLC | 18,372 | $308.5K | 0.01% | −1,172−6.0% | Reduced |
| Claybrook Capital, LLC | 22,795 | $382.7K | 0.20% | 00.0% | Unchanged |
| Wedbush Securities Inc | 23,867 | $401.0K | 0.02% | +90+0.4% | Added |
| IHT Wealth Management, LLC | 24,336 | $408.6K | 0.02% | −869−3.4% | Reduced |
| Kingswood Wealth Advisors, LLC | 29,320 | $492.3K | 0.16% | +29,320 | New |
| Cetera Advisor Networks LLC | 31,195 | $523.8K | 0.00% | +2,015+6.9% | Added |
| Steward Partners Investment Advisory, LLC | 31,244 | $524.6K | 0.01% | −2,344−7.0% | Reduced |
| Hennion & Walsh Asset Management, Inc. | 34,661 | $582.0K | 0.03% | +969+2.9% | Added |
| Ameriprise Financial Inc | 34,908 | $586.1K | 0.00% | −50.0% | Reduced |
| Rivernorth Capital Management, LLC | 42,776 | $718.2K | 0.04% | +42,776 | New |
| E&G Advisors, LP | 45,489 | $763.8K | 0.27% | −200−0.4% | Reduced |
| Almitas Capital LLC | 49,056 | $864.9K | 0.37% | +49,056 | New |
| Guggenheim Capital LLC | 52,950 | $889.0K | 0.01% | +4,412+9.1% | Added |
| Janney Montgomery Scott LLC | 66,869 | $1.12M | 0.00% | −1,491−2.2% | Reduced |
| Rockefeller Capital Management L.P. | 71,085 | $1.19M | 0.00% | +60,634+580.2% | Added |
| Chicago Partners Investment Group LLC | 75,800 | $1.33M | 0.07% | −2,320−3.0% | Reduced |
| LPL Financial LLC | 79,922 | $1.34M | 0.00% | +32,723+69.3% | Added |
| Integrated Wealth Concepts LLC | 107,325 | $1.80M | 0.03% | −36,168−25.2% | Reduced |
| Royal Bank of Canada | 109,945 | $1.85M | 0.00% | −14,833−11.9% | Reduced |
| Weiss Asset Management LP | 130,738 | $2.20M | 0.28% | +130,738 | New |
| Raymond James & Associates | 166,072 | $2.79M | 0.00% | −37,310−18.3% | Reduced |
| UBS Group AG | 172,386 | $2.89M | 0.00% | −31,221−15.3% | Reduced |
| Cohen & Steers, Inc. | 173,899 | $2.92M | 0.01% | 00.0% | Unchanged |
| Sit Investment Associates Inc | 210,782 | $3.54M | 0.09% | +46,578+28.4% | Added |
| Wells Fargo & Company | 213,376 | $3.58M | 0.00% | +72,263+51.2% | Added |
| Envestnet Asset Management Inc | 233,819 | $3.93M | 0.00% | +5,459+2.4% | Added |
| Stifel Financial Corp | 246,847 | $4.14M | 0.01% | −45,418−15.5% | Reduced |
| Morgan Stanley | 309,496 | $5.20M | 0.00% | −21,063−6.4% | Reduced |
| Truist Financial Corp | 317,964 | $5.34M | 0.01% | −1,808−0.6% | Reduced |
| Punch & Associates Investment Management, Inc. | 383,222 | $6.43M | 0.39% | −7,967−2.0% | Reduced |
| Atlas Wealth LLC | 395,448 | $6.70M | 1.23% | +122,099+44.7% | Added |
| Cornerstone Advisory, LLC | 644,457 | $10.8M | 1.90% | +29,580+4.8% | Added |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −10,320−100.0% | Sold out |
| M Holdings Securities, Inc. | 0 | $0 | 0.00% | −10,068−100.0% | Sold out |
| Palogic Value Management, L.P. | 0 | $0 | 0.00% | −10,000−100.0% | Sold out |
| Ameritas Advisory Services, LLC | 0 | $0 | 0.00% | −1,467−100.0% | Sold out |
| Belpointe Asset Management LLC | 0 | $0 | 0.00% | −410−100.0% | Sold out |
| Hantz Financial Services, Inc. | 0 | $0 | 0.00% | −205−100.0% | Sold out |
| Advisory Services Network, LLC | 0 | $0 | 0.00% | −181−100.0% | Sold out |
| TCI Wealth Advisors, Inc. | 0 | $0 | 0.00% | −171−100.0% | Sold out |