Nuveen Preferred Securities & Income Opportunities Fund
JPIDelisted Sep 22, 2025- SEC CIK
- 0001547994
Nuveen Preferred Securities & Income Opportunities Fund was delisted on Sep 22, 2025; its insiders filed their last Form 4 on Dec 19, 2023; 54 institutions reported holding it in 13F filings for Q2 2025, worth $53.4M in total; no superinvestor held it.
13F holders, Q4 2024
Institutional positions in Nuveen Preferred Securities & Income Opportunities Fund as of Dec 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 50
- +1 vs. Q3 2024
- Shares held
- 2.13M
- +261.6K (+14.0%) vs. Q3 2024
- Total value
- $42.0M
- +$887.2K (+2.2%) vs. Q3 2024
- New holders
- 9
- 15 more added
- Sold out
- 8
- 12 more reduced
1 institution that held it in Q3 2024 haven't filed for Q4 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting JPI on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $21 |
| Q1 2026 | 1 | $21 |
| Q4 2025 | 1 | $21 |
| Q3 2025 | 2 | $682.3K |
| Q2 2025 | 54 | $53.4M |
| Q1 2025 | 51 | $41.9M |
| Q4 2024 | 50 | $42.0M |
| Q3 2024 | 50 | $43.3M |
| Q2 2024 | 72 | $127.1M |
| Q1 2024 | 70 | $107.1M |
| Q4 2023 | 73 | $96.6M |
| Q3 2023 | 69 | $94.3M |
| Q2 2023 | 69 | $81.3M |
| Q1 2023 | 67 | $77.7M |
| Q4 2022 | 66 | $77.6M |
| Q3 2022 | 60 | $67.2M |
| Q2 2022 | 61 | $70.5M |
| Q1 2022 | 65 | $81.4M |
| Q4 2021 | 62 | $97.3M |
| Q3 2021 | 63 | $83.6M |
| Q2 2021 | 60 | $87.6M |
| Q1 2021 | 63 | $90.2M |
Institutions, Q4 2024
Shares, value and share of portfolio for each institution holding Nuveen Preferred Securities & Income Opportunities Fund; share changes are against Q3 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Smith Asset Management Co., LLC | 250,613 | $4.91M | 4.78% | +250,613 | New |
| Cornerstone Advisory, LLC | 195,819 | $3.97M | 0.45% | −94,444−32.5% | Reduced |
| Truist Financial Corp | 163,193 | $3.20M | 0.01% | −9,527−5.5% | Reduced |
| Morgan Stanley | 144,198 | $2.83M | 0.00% | +15,726+12.2% | Added |
| UBS Group AG | 143,940 | $2.82M | 0.00% | +6,531+4.8% | Added |
| Wells Fargo & Company | 136,348 | $2.67M | 0.00% | −8,078−5.6% | Reduced |
| Envestnet Asset Management Inc | 133,314 | $2.61M | 0.00% | −10,907−7.6% | Reduced |
| Raymond James Financial Inc | 106,754 | $2.09M | 0.00% | +106,754 | New |
| LPL Financial LLC | 102,047 | $2.00M | 0.00% | +3,120+3.2% | Added |
| Royal Bank of Canada | 101,636 | $1.99M | 0.00% | +15,450+17.9% | Added |
| Chicago Partners Investment Group LLC | 82,148 | $1.62M | 0.05% | −2,914−3.4% | Reduced |
| Bank of America Corp | 52,729 | $1.03M | 0.00% | +18,893+55.8% | Added |
| Kingswood Wealth Advisors, LLC | 48,040 | $941.6K | 0.07% | +21,020+77.8% | Added |
| Stifel Financial Corp | 43,880 | $860.0K | 0.00% | −1,855−4.1% | Reduced |
| Ameriprise Financial Inc | 42,957 | $842.0K | 0.00% | −5,222−10.8% | Reduced |
| Sanctuary Advisors, LLC | 37,684 | $756.3K | 0.00% | +61+0.2% | Added |
| Everstar Asset Management, LLC | 36,641 | $718.2K | 0.51% | −3,300−8.3% | Reduced |
| Advisor Group Holdings, Inc. | 36,195 | $709.4K | 0.00% | −741−2.0% | Reduced |
| E&G Advisors, LP | 32,977 | $646.3K | 0.18% | −4,900−12.9% | Reduced |
| Lido Advisors, LLC | 22,795 | $446.8K | 0.00% | 00.0% | Unchanged |
| Cetera Investment Advisers | 22,360 | $438.2K | 0.00% | +1,946+9.5% | Added |
| Wealthcare Advisory Partners LLC | 16,777 | $328.8K | 0.01% | +581+3.6% | Added |
| Diversify Wealth Management, LLC | 16,153 | $319.2K | 0.02% | +16,153 | New |
| Cambridge Investment Research Advisors, Inc. | 16,267 | $319.0K | 0.00% | +1,250+8.3% | Added |
| UMA Financial Services, Inc. | 15,539 | $304.6K | 0.05% | 00.0% | Unchanged |
| Wedbush Securities Inc | 15,509 | $304.0K | 0.01% | −724−4.5% | Reduced |
| Shaker Financial Services, LLC | 14,873 | $291.5K | 0.11% | +14,873 | New |
| Susquehanna International Group, LLP | 14,714 | $288.4K | 0.00% | +14,714 | New |
| IHT Wealth Management, LLC | 13,694 | $268.4K | 0.01% | +3,378+32.7% | Added |
| Daymark Wealth Partners, LLC | 11,391 | $223.3K | 0.01% | 00.0% | Unchanged |
| Sequoia Financial Advisors, LLC | 10,628 | $208.3K | 0.00% | +10,628 | New |
| Kestra Private Wealth Services, LLC | 10,230 | $200.5K | 0.00% | −195−1.9% | Reduced |
| Concord Wealth Partners | 10,142 | $198.8K | 0.03% | +323+3.3% | Added |
| Richards, Merrill & Peterson, Inc. | 7,140 | $139.9K | 0.07% | +7,140 | New |
| Comerica Bank | 6,790 | $133.1K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 2,713 | $53.2K | 0.00% | 00.0% | Unchanged |
| Harbor Investment Advisory, LLC | 2,500 | $49.0K | 0.00% | 00.0% | Unchanged |
| Elequin Capital LP | 2,454 | $48.1K | 0.01% | +2,454 | New |
| Beacon Capital Management, LLC | 2,379 | $46.6K | 0.01% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 2,309 | $45.3K | 0.00% | +267+13.1% | Added |
| Allworth Financial LP | 1,568 | $31.5K | 0.00% | +340+27.7% | Added |
| Principal Securities, Inc. | 1,430 | $28.0K | 0.00% | 00.0% | Unchanged |
| AdvisorNet Financial, Inc | 999 | $19.6K | 0.00% | 00.0% | Unchanged |
| TCTC Holdings, LLC | 800 | $15.7K | 0.00% | 00.0% | Unchanged |
| CoreCap Advisors, LLC | 700 | $13.7K | 0.00% | 00.0% | Unchanged |
| Tucker Asset Management LLC | 500 | $9.80K | 0.00% | 00.0% | Unchanged |
| Sunbelt Securities, Inc. | 348 | $6.79K | 0.00% | +48+16.0% | Added |
| Salem Investment Counselors Inc | 150 | $2.94K | 0.00% | 00.0% | Unchanged |
| WPG Advisers, LLC | 34 | $666 | 0.00% | +34 | New |
| Huntington National Bank | – | $20 | 0.00% | – | – |
| International Assets Investment Management, LLC | 0 | $0 | 0.00% | −77,809−100.0% | Sold out |
| Hennion & Walsh Asset Management, Inc. | 0 | $0 | 0.00% | −17,352−100.0% | Sold out |
| M Holdings Securities, Inc. | 0 | $0 | 0.00% | −10,243−100.0% | Sold out |
| Hobbs Group Advisors, LLC | 0 | $0 | 0.00% | −1,000−100.0% | Sold out |
| IFP Advisors, Inc | 0 | $0 | 0.00% | −700−100.0% | Sold out |
| FNY Investment Advisers, LLC | 0 | $0 | 0.00% | −600−100.0% | Sold out |
| Jaffetilchin Investment Partners, LLC | 0 | $0 | 0.00% | −195−100.0% | Sold out |
| FMR LLC | 0 | $0 | 0.00% | −1−100.0% | Sold out |
| Raymond James & Associates | – | – | – | – | Not filed |