Nuveen Preferred Securities & Income Opportunities Fund
JPIDelisted Sep 22, 2025- SEC CIK
- 0001547994
Nuveen Preferred Securities & Income Opportunities Fund was delisted on Sep 22, 2025; its insiders filed their last Form 4 on Dec 19, 2023; 54 institutions reported holding it in 13F filings for Q2 2025, worth $53.4M in total; no superinvestor held it.
13F holders, Q4 2024
Institutional positions in Nuveen Preferred Securities & Income Opportunities Fund as of Dec 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 50
- +1 vs. Q3 2024
- Shares held
- 2.13M
- +261.6K (+14.0%) vs. Q3 2024
- Total value
- $42.0M
- +$887.2K (+2.2%) vs. Q3 2024
- New holders
- 9
- 15 more added
- Sold out
- 8
- 12 more reduced
1 institution that held it in Q3 2024 haven't filed for Q4 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting JPI on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $21 |
| Q1 2026 | 1 | $21 |
| Q4 2025 | 1 | $21 |
| Q3 2025 | 2 | $682.3K |
| Q2 2025 | 54 | $53.4M |
| Q1 2025 | 51 | $41.9M |
| Q4 2024 | 50 | $42.0M |
| Q3 2024 | 50 | $43.3M |
| Q2 2024 | 72 | $127.1M |
| Q1 2024 | 70 | $107.1M |
| Q4 2023 | 73 | $96.6M |
| Q3 2023 | 69 | $94.3M |
| Q2 2023 | 69 | $81.3M |
| Q1 2023 | 67 | $77.7M |
| Q4 2022 | 66 | $77.6M |
| Q3 2022 | 60 | $67.2M |
| Q2 2022 | 61 | $70.5M |
| Q1 2022 | 65 | $81.4M |
| Q4 2021 | 62 | $97.3M |
| Q3 2021 | 63 | $83.6M |
| Q2 2021 | 60 | $87.6M |
| Q1 2021 | 63 | $90.2M |
Institutions, Q4 2024
Shares, value and share of portfolio for each institution holding Nuveen Preferred Securities & Income Opportunities Fund; share changes are against Q3 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Huntington National Bank | – | $20 | 0.00% | – | – |
| WPG Advisers, LLC | 34 | $666 | 0.00% | +34 | New |
| Salem Investment Counselors Inc | 150 | $2.94K | 0.00% | 00.0% | Unchanged |
| Sunbelt Securities, Inc. | 348 | $6.79K | 0.00% | +48+16.0% | Added |
| Tucker Asset Management LLC | 500 | $9.80K | 0.00% | 00.0% | Unchanged |
| CoreCap Advisors, LLC | 700 | $13.7K | 0.00% | 00.0% | Unchanged |
| TCTC Holdings, LLC | 800 | $15.7K | 0.00% | 00.0% | Unchanged |
| AdvisorNet Financial, Inc | 999 | $19.6K | 0.00% | 00.0% | Unchanged |
| Principal Securities, Inc. | 1,430 | $28.0K | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 1,568 | $31.5K | 0.00% | +340+27.7% | Added |
| Harbour Investments, Inc. | 2,309 | $45.3K | 0.00% | +267+13.1% | Added |
| Beacon Capital Management, LLC | 2,379 | $46.6K | 0.01% | 00.0% | Unchanged |
| Elequin Capital LP | 2,454 | $48.1K | 0.01% | +2,454 | New |
| Harbor Investment Advisory, LLC | 2,500 | $49.0K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 2,713 | $53.2K | 0.00% | 00.0% | Unchanged |
| Comerica Bank | 6,790 | $133.1K | 0.00% | 00.0% | Unchanged |
| Richards, Merrill & Peterson, Inc. | 7,140 | $139.9K | 0.07% | +7,140 | New |
| Concord Wealth Partners | 10,142 | $198.8K | 0.03% | +323+3.3% | Added |
| Kestra Private Wealth Services, LLC | 10,230 | $200.5K | 0.00% | −195−1.9% | Reduced |
| Sequoia Financial Advisors, LLC | 10,628 | $208.3K | 0.00% | +10,628 | New |
| Daymark Wealth Partners, LLC | 11,391 | $223.3K | 0.01% | 00.0% | Unchanged |
| IHT Wealth Management, LLC | 13,694 | $268.4K | 0.01% | +3,378+32.7% | Added |
| Susquehanna International Group, LLP | 14,714 | $288.4K | 0.00% | +14,714 | New |
| Shaker Financial Services, LLC | 14,873 | $291.5K | 0.11% | +14,873 | New |
| Wedbush Securities Inc | 15,509 | $304.0K | 0.01% | −724−4.5% | Reduced |
| UMA Financial Services, Inc. | 15,539 | $304.6K | 0.05% | 00.0% | Unchanged |
| Cambridge Investment Research Advisors, Inc. | 16,267 | $319.0K | 0.00% | +1,250+8.3% | Added |
| Diversify Wealth Management, LLC | 16,153 | $319.2K | 0.02% | +16,153 | New |
| Wealthcare Advisory Partners LLC | 16,777 | $328.8K | 0.01% | +581+3.6% | Added |
| Cetera Investment Advisers | 22,360 | $438.2K | 0.00% | +1,946+9.5% | Added |
| Lido Advisors, LLC | 22,795 | $446.8K | 0.00% | 00.0% | Unchanged |
| E&G Advisors, LP | 32,977 | $646.3K | 0.18% | −4,900−12.9% | Reduced |
| Advisor Group Holdings, Inc. | 36,195 | $709.4K | 0.00% | −741−2.0% | Reduced |
| Everstar Asset Management, LLC | 36,641 | $718.2K | 0.51% | −3,300−8.3% | Reduced |
| Sanctuary Advisors, LLC | 37,684 | $756.3K | 0.00% | +61+0.2% | Added |
| Ameriprise Financial Inc | 42,957 | $842.0K | 0.00% | −5,222−10.8% | Reduced |
| Stifel Financial Corp | 43,880 | $860.0K | 0.00% | −1,855−4.1% | Reduced |
| Kingswood Wealth Advisors, LLC | 48,040 | $941.6K | 0.07% | +21,020+77.8% | Added |
| Bank of America Corp | 52,729 | $1.03M | 0.00% | +18,893+55.8% | Added |
| Chicago Partners Investment Group LLC | 82,148 | $1.62M | 0.05% | −2,914−3.4% | Reduced |
| Royal Bank of Canada | 101,636 | $1.99M | 0.00% | +15,450+17.9% | Added |
| LPL Financial LLC | 102,047 | $2.00M | 0.00% | +3,120+3.2% | Added |
| Raymond James Financial Inc | 106,754 | $2.09M | 0.00% | +106,754 | New |
| Envestnet Asset Management Inc | 133,314 | $2.61M | 0.00% | −10,907−7.6% | Reduced |
| Wells Fargo & Company | 136,348 | $2.67M | 0.00% | −8,078−5.6% | Reduced |
| UBS Group AG | 143,940 | $2.82M | 0.00% | +6,531+4.8% | Added |
| Morgan Stanley | 144,198 | $2.83M | 0.00% | +15,726+12.2% | Added |
| Truist Financial Corp | 163,193 | $3.20M | 0.01% | −9,527−5.5% | Reduced |
| Cornerstone Advisory, LLC | 195,819 | $3.97M | 0.45% | −94,444−32.5% | Reduced |
| Smith Asset Management Co., LLC | 250,613 | $4.91M | 4.78% | +250,613 | New |
| International Assets Investment Management, LLC | 0 | $0 | 0.00% | −77,809−100.0% | Sold out |
| Hennion & Walsh Asset Management, Inc. | 0 | $0 | 0.00% | −17,352−100.0% | Sold out |
| M Holdings Securities, Inc. | 0 | $0 | 0.00% | −10,243−100.0% | Sold out |
| Hobbs Group Advisors, LLC | 0 | $0 | 0.00% | −1,000−100.0% | Sold out |
| IFP Advisors, Inc | 0 | $0 | 0.00% | −700−100.0% | Sold out |
| FNY Investment Advisers, LLC | 0 | $0 | 0.00% | −600−100.0% | Sold out |
| Jaffetilchin Investment Partners, LLC | 0 | $0 | 0.00% | −195−100.0% | Sold out |
| FMR LLC | 0 | $0 | 0.00% | −1−100.0% | Sold out |
| Raymond James & Associates | – | – | – | – | Not filed |