Nuveen Preferred Securities & Income Opportunities Fund
JPIDelisted Sep 22, 2025- SEC CIK
- 0001547994
Nuveen Preferred Securities & Income Opportunities Fund was delisted on Sep 22, 2025; its insiders filed their last Form 4 on Dec 19, 2023; 54 institutions reported holding it in 13F filings for Q2 2025, worth $53.4M in total; no superinvestor held it.
13F holders, Q3 2022
Institutional positions in Nuveen Preferred Securities & Income Opportunities Fund as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 60
- −1 vs. Q2 2022
- Shares held
- 3.65M
- −9.19K (−0.3%) vs. Q2 2022
- Total value
- $67.2M
- −$3.35M (−4.7%) vs. Q2 2022
- New holders
- 7
- 19 more added
- Sold out
- 8
- 18 more reduced
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting JPI on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $21 |
| Q1 2026 | 1 | $21 |
| Q4 2025 | 1 | $21 |
| Q3 2025 | 2 | $682.3K |
| Q2 2025 | 54 | $53.4M |
| Q1 2025 | 51 | $41.9M |
| Q4 2024 | 50 | $42.0M |
| Q3 2024 | 50 | $43.3M |
| Q2 2024 | 72 | $127.1M |
| Q1 2024 | 70 | $107.1M |
| Q4 2023 | 73 | $96.6M |
| Q3 2023 | 69 | $94.3M |
| Q2 2023 | 69 | $81.3M |
| Q1 2023 | 67 | $77.7M |
| Q4 2022 | 66 | $77.6M |
| Q3 2022 | 60 | $67.2M |
| Q2 2022 | 61 | $70.5M |
| Q1 2022 | 65 | $81.4M |
| Q4 2021 | 62 | $97.3M |
| Q3 2021 | 63 | $83.6M |
| Q2 2021 | 60 | $87.6M |
| Q1 2021 | 63 | $90.2M |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding Nuveen Preferred Securities & Income Opportunities Fund; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Benjamin F. Edwards & Company, Inc. | 100 | $2.00K | 0.00% | 00.0% | Unchanged |
| Leelyn Smith, LLC | 400 | $7.00K | 0.00% | +400 | New |
| American Portfolios Advisors | 400 | $7.37K | 0.00% | 00.0% | Unchanged |
| MUFG Americas Holdings Corp | 500 | $9.00K | 0.00% | +500 | New |
| Huntington National Bank | – | $10.0K | 0.00% | – | – |
| FNY Investment Advisers, LLC | 600 | $11.0K | 0.01% | 00.0% | Unchanged |
| Citigroup Inc | 641 | $12.0K | 0.00% | 00.0% | Unchanged |
| High Net Worth Advisory Group LLC | 700 | $13.0K | 0.01% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 800 | $14.0K | 0.00% | −563−41.3% | Reduced |
| TCTC Holdings, LLC | 800 | $15.0K | 0.00% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 1,000 | $19.0K | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 1,208 | $22.0K | 0.00% | +5+0.4% | Added |
| Selective Wealth Management, Inc. | 1,412 | $26.0K | 0.01% | +1,412 | New |
| Central Trust Co | 2,114 | $39.0K | 0.00% | 00.0% | Unchanged |
| Harbor Investment Advisory, LLC | 2,500 | $46.0K | 0.01% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 2,713 | $49.0K | 0.00% | −1,411−34.2% | Reduced |
| Rocky Mountain Advisers, LLC | 5,500 | $101.0K | 0.13% | 00.0% | Unchanged |
| Beacon Capital Management, LLC | 8,025 | $154.0K | 0.05% | 00.0% | Unchanged |
| Wagner Wealth Management, LLC | 8,672 | $160.0K | 0.12% | +6,206+251.7% | Added |
| M Holdings Securities, Inc. | 10,004 | $184.0K | 0.02% | +10,004 | New |
| GWM Advisors LLC | 11,188 | $207.0K | 0.00% | +300+2.8% | Added |
| Gill Capital Partners, LLC | 11,870 | $219.0K | 0.11% | 00.0% | Unchanged |
| Wealthcare Advisory Partners LLC | 12,418 | $229.0K | 0.01% | +580+4.9% | Added |
| Private Advisor Group, LLC | 12,579 | $232.0K | 0.00% | −750−5.6% | Reduced |
| Kestra Private Wealth Services, LLC | 12,583 | $232.0K | 0.01% | +1,044+9.0% | Added |
| Arete Wealth Advisors, LLC | 13,842 | $255.0K | 0.02% | +13,842 | New |
| RMB Capital Management, LLC | 15,465 | $285.0K | 0.01% | −2,979−16.2% | Reduced |
| UMA Financial Services, Inc. | 15,539 | $289.0K | 0.09% | 00.0% | Unchanged |
| Guggenheim Capital LLC | 15,988 | $294.0K | 0.00% | +15,988 | New |
| Sit Investment Associates Inc | 16,240 | $299.0K | 0.01% | +16,240 | New |
| Trustcore Financial Services, LLC | 16,563 | $305.0K | 0.03% | −1,825−9.9% | Reduced |
| Bank of America Corp | 17,462 | $321.0K | 0.00% | −41−0.2% | Reduced |
| Rivernorth Capital Management, LLC | 18,145 | $334.0K | 0.01% | −21,002−53.6% | Reduced |
| Claybrook Capital, LLC | 18,705 | $345.0K | 0.22% | 00.0% | Unchanged |
| Ameriprise Financial Inc | 22,601 | $416.0K | 0.00% | −1,020−4.3% | Reduced |
| Advisor Group Holdings, Inc. | 26,426 | $487.0K | 0.00% | +2,236+9.2% | Added |
| Wedbush Securities Inc | 27,250 | $502.0K | 0.03% | −1,580−5.5% | Reduced |
| Commonwealth Equity Services, LLC | 27,533 | $507.0K | 0.00% | −11,525−29.5% | Reduced |
| Cetera Advisor Networks LLC | 28,937 | $533.0K | 0.01% | +934+3.3% | Added |
| Steward Partners Investment Advisory, LLC | 33,925 | $625.0K | 0.01% | −617−1.8% | Reduced |
| LPL Financial LLC | 37,077 | $683.0K | 0.00% | −460−1.2% | Reduced |
| Independent Financial Group, LLC | 37,424 | $689.4K | 0.06% | +190+0.5% | Added |
| E&G Advisors, LP | 48,389 | $891.0K | 0.33% | −900−1.8% | Reduced |
| Invesco Ltd. | 50,461 | $929.0K | 0.00% | +8,676+20.8% | Added |
| City of London Investment Management Co Ltd | 62,340 | $1.15M | 0.10% | −63,428−50.4% | Reduced |
| IHT Wealth Management, LLC | 63,459 | $1.17M | 0.09% | +2,365+3.9% | Added |
| Janney Montgomery Scott LLC | 68,346 | $1.26M | 0.01% | +42+0.1% | Added |
| Chicago Partners Investment Group LLC | 84,458 | $1.51M | 0.11% | −1,725−2.0% | Reduced |
| Integrated Wealth Concepts LLC | 146,119 | $2.69M | 0.09% | +11,153+8.3% | Added |
| Envestnet Asset Management Inc | 150,969 | $2.78M | 0.00% | +2,846+1.9% | Added |
| Royal Bank of Canada | 158,133 | $2.91M | 0.00% | −18,490−10.5% | Reduced |
| Wells Fargo & Company | 161,215 | $2.97M | 0.00% | −21,970−12.0% | Reduced |
| Cohen & Steers, Inc. | 173,899 | $3.20M | 0.01% | 00.0% | Unchanged |
| Truist Financial Corp | 191,229 | $3.52M | 0.01% | +5,099+2.7% | Added |
| Raymond James & Associates | 199,432 | $3.67M | 0.00% | −5,644−2.8% | Reduced |
| UBS Group AG | 228,453 | $4.21M | 0.00% | +8,513+3.9% | Added |
| Stifel Financial Corp | 281,204 | $5.18M | 0.01% | +7,520+2.7% | Added |
| Punch & Associates Investment Management, Inc. | 285,623 | $5.26M | 0.37% | +39,112+15.9% | Added |
| Morgan Stanley | 365,704 | $6.74M | 0.00% | +13,910+4.0% | Added |
| Cornerstone Advisory, LLC | 432,129 | $7.96M | 1.78% | +574+0.1% | Added |
| Landscape Capital Management, L.L.C. | 0 | $0 | 0.00% | −11,213−100.0% | Sold out |
| Concord Wealth Partners | 0 | $0 | 0.00% | −8,395−100.0% | Sold out |
| Lazard Asset Management LLC | 0 | $0 | 0.00% | – | Sold out |
| Patriot Financial Group Insurance Agency, LLC | 0 | $0 | 0.00% | −1,000−100.0% | Sold out |
| SeaCrest Wealth Management, LLC | 0 | $0 | 0.00% | −977−100.0% | Sold out |
| CoreCap Advisors, LLC | 0 | $0 | 0.00% | −700−100.0% | Sold out |
| South State Corp. | 0 | $0 | 0.00% | −650−100.0% | Sold out |
| US Bancorp | 0 | $0 | 0.00% | −13−100.0% | Sold out |