Nuveen Preferred Securities & Income Opportunities Fund
JPIDelisted Sep 22, 2025- SEC CIK
- 0001547994
Nuveen Preferred Securities & Income Opportunities Fund was delisted on Sep 22, 2025; its insiders filed their last Form 4 on Dec 19, 2023; 54 institutions reported holding it in 13F filings for Q2 2025, worth $53.4M in total; no superinvestor held it.
13F holders, Q2 2021
Institutional positions in Nuveen Preferred Securities & Income Opportunities Fund as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 60
- −3 vs. Q1 2021
- Shares held
- 3.37M
- −224.7K (−6.2%) vs. Q1 2021
- Total value
- $87.6M
- −$2.59M (−2.9%) vs. Q1 2021
- New holders
- 7
- 24 more added
- Sold out
- 10
- 14 more reduced
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting JPI on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $21 |
| Q1 2026 | 1 | $21 |
| Q4 2025 | 1 | $21 |
| Q3 2025 | 2 | $682.3K |
| Q2 2025 | 54 | $53.4M |
| Q1 2025 | 51 | $41.9M |
| Q4 2024 | 50 | $42.0M |
| Q3 2024 | 50 | $43.3M |
| Q2 2024 | 72 | $127.1M |
| Q1 2024 | 70 | $107.1M |
| Q4 2023 | 73 | $96.6M |
| Q3 2023 | 69 | $94.3M |
| Q2 2023 | 69 | $81.3M |
| Q1 2023 | 67 | $77.7M |
| Q4 2022 | 66 | $77.6M |
| Q3 2022 | 60 | $67.2M |
| Q2 2022 | 61 | $70.5M |
| Q1 2022 | 65 | $81.4M |
| Q4 2021 | 62 | $97.3M |
| Q3 2021 | 63 | $83.6M |
| Q2 2021 | 60 | $87.6M |
| Q1 2021 | 63 | $90.2M |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding Nuveen Preferred Securities & Income Opportunities Fund; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| US Bancorp | 13 | $0 | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 205 | $5.00K | 0.00% | 00.0% | Unchanged |
| Advisory Services Network, LLC | 181 | $5.00K | 0.00% | +181 | New |
| American Portfolios Advisors | 400 | $10.2K | 0.00% | +400 | New |
| Sonora Investment Management, LLC | 430 | $11.0K | 0.00% | 00.0% | Unchanged |
| TCTC Holdings, LLC | 800 | $20.0K | 0.00% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 800 | $20.0K | 0.00% | 00.0% | Unchanged |
| Huntington National Bank | – | $22.0K | 0.00% | – | New |
| Arkadios Wealth Advisors | 991 | $25.0K | 0.00% | +803+427.1% | Added |
| Carroll Financial Associates, Inc. | 1,000 | $25.0K | 0.00% | +1,000 | New |
| Patriot Financial Group Insurance Agency, LLC | 1,100 | $28.0K | 0.01% | 00.0% | Unchanged |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 1,200 | $30.0K | 0.00% | +1,200 | New |
| TSFG, LLC | 1,600 | $41.0K | 0.02% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 1,585 | $41.0K | 0.00% | +4+0.3% | Added |
| NEXT Financial Group, Inc | 1,680 | $43.0K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 2,846 | $72.0K | 0.00% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 2,807 | $72.0K | 0.00% | +11+0.4% | Added |
| Citigroup Inc | 5,021 | $128.0K | 0.00% | +7+0.1% | Added |
| Rocky Mountain Advisers, LLC | 5,500 | $140.0K | 0.17% | 00.0% | Unchanged |
| Lazard Asset Management LLC | – | $178.0K | 0.00% | – | – |
| AE Wealth Management LLC | 8,025 | $205.0K | 0.00% | 00.0% | Unchanged |
| Sigma Planning Corp | 8,550 | $218.0K | 0.01% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 8,900 | $226.0K | 0.00% | +8,900 | New |
| International Assets Investment Management, LLC | 9,137 | $233.0K | 0.04% | −9,337−50.5% | Reduced |
| Mid Atlantic Financial Management Inc | 9,150 | $233.0K | 0.02% | +700+8.3% | Added |
| Royal Fund Management, LLC | 9,536 | $243.0K | 0.04% | +49+0.5% | Added |
| Cetera Advisor Networks LLC | 10,574 | $270.0K | 0.00% | +10,574 | New |
| National Asset Management, Inc. | 10,823 | $276.0K | 0.01% | −3,813−26.1% | Reduced |
| Gill Capital Partners, LLC | 11,870 | $303.0K | 0.14% | 00.0% | Unchanged |
| Kestra Private Wealth Services, LLC | 15,309 | $390.0K | 0.02% | +25+0.2% | Added |
| Trustcore Financial Services, LLC | 18,388 | $469.0K | 0.05% | +1,180+6.9% | Added |
| Advisor Group Holdings, Inc. | 20,645 | $527.0K | 0.00% | +404+2.0% | Added |
| Bank of America Corp | 21,227 | $541.0K | 0.00% | +490+2.4% | Added |
| Private Advisor Group, LLC | 22,075 | $563.0K | 0.00% | +4,518+25.7% | Added |
| Wagner Wealth Management, LLC | 22,550 | $575.0K | 0.41% | −2,830−11.2% | Reduced |
| Integrated Wealth Concepts LLC | 23,110 | $589.0K | 0.02% | +2,044+9.7% | Added |
| UMA Financial Services, Inc. | 24,500 | $635.0K | 0.18% | 00.0% | Unchanged |
| LPL Financial LLC | 26,593 | $678.0K | 0.00% | −375−1.4% | Reduced |
| Stifel Financial Corp | 26,705 | $681.0K | 0.00% | +11,122+71.4% | Added |
| Wedbush Securities Inc | 27,136 | $692.0K | 0.03% | +1,671+6.6% | Added |
| RMB Capital Management, LLC | 32,072 | $818.0K | 0.03% | −1,042−3.1% | Reduced |
| Commonwealth Equity Services, LLC | 36,904 | $941.0K | 0.00% | +418+1.1% | Added |
| Ameriprise Financial Inc | 37,952 | $968.0K | 0.00% | +12,248+47.7% | Added |
| Steward Partners Investment Advisory, LLC | 41,573 | $1.06M | 0.02% | +16,708+67.2% | Added |
| Guggenheim Capital LLC | 41,725 | $1.06M | 0.01% | +8,803+26.7% | Added |
| E&G Advisors, LP | 0 | $1.33M | 0.36% | −52,325−100.0% | Reduced |
| Hennion & Walsh Asset Management, Inc. | 62,148 | $1.58M | 0.08% | −23,631−27.5% | Reduced |
| Truist Financial Corp | 65,906 | $1.68M | 0.00% | −31,274−32.2% | Reduced |
| Janney Montgomery Scott LLC | 68,787 | $1.75M | 0.01% | +30.0% | Added |
| Chicago Partners Investment Group LLC | 89,251 | $2.31M | 0.17% | +3,347+3.9% | Added |
| IHT Wealth Management, LLC | 97,572 | $2.49M | 0.16% | −918−0.9% | Reduced |
| UBS Group AG | 101,260 | $2.58M | 0.00% | +797+0.8% | Added |
| Wells Fargo & Company | 192,417 | $4.91M | 0.00% | +6,380+3.4% | Added |
| Raymond James & Associates | 207,642 | $5.29M | 0.00% | +13,596+7.0% | Added |
| Invesco Ltd. | 244,750 | $6.24M | 0.00% | −13,728−5.3% | Reduced |
| Royal Bank of Canada | 255,422 | $6.51M | 0.00% | −21,895−7.9% | Reduced |
| Cohen & Steers, Inc. | 272,124 | $6.94M | 0.01% | −38,375−12.4% | Reduced |
| Sit Investment Associates Inc | 341,087 | $8.70M | 0.22% | −26,200−7.1% | Reduced |
| Morgan Stanley | 351,690 | $8.97M | 0.00% | +25,011+7.7% | Added |
| Cornerstone Advisory, LLC | 469,219 | $12.0M | 2.02% | −906−0.2% | Reduced |
| Telemus Capital, LLC | 0 | $0 | 0.00% | −40,000−100.0% | Sold out |
| Thrivent Financial for Lutherans | 0 | $0 | 0.00% | −34,003−100.0% | Sold out |
| Envestnet Asset Management Inc | 0 | $0 | 0.00% | −12,667−100.0% | Sold out |
| Goldman Sachs Group Inc | 0 | $0 | 0.00% | −9,722−100.0% | Sold out |
| Good Life Advisors, LLC | 0 | $0 | 0.00% | −9,328−100.0% | Sold out |
| M Holdings Securities, Inc. | 0 | $0 | 0.00% | −8,798−100.0% | Sold out |
| Baird Financial Group, Inc. | 0 | $0 | 0.00% | −8,004−100.0% | Sold out |
| Valley Brook Capital Group | 0 | $0 | 0.00% | −4,200−100.0% | Sold out |
| FNY Investment Advisers, LLC | 0 | $0 | 0.00% | −2,387−100.0% | Sold out |
| Eudaimonia Partners, LLC | 0 | $0 | 0.00% | −1,539−100.0% | Sold out |