Nuveen Preferred Securities & Income Opportunities Fund
JPIDelisted Sep 22, 2025- SEC CIK
- 0001547994
Nuveen Preferred Securities & Income Opportunities Fund was delisted on Sep 22, 2025; its insiders filed their last Form 4 on Dec 19, 2023; 54 institutions reported holding it in 13F filings for Q2 2025, worth $53.4M in total; no superinvestor held it.
13F holders, Q1 2023
Institutional positions in Nuveen Preferred Securities & Income Opportunities Fund as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 67
- +3 vs. Q4 2022
- Shares held
- 4.41M
- +244.9K (+5.9%) vs. Q4 2022
- Total value
- $77.7M
- +$381.1K (+0.5%) vs. Q4 2022
- New holders
- 11
- 22 more added
- Sold out
- 8
- 18 more reduced
2 institutions that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting JPI on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $21 |
| Q1 2026 | 1 | $21 |
| Q4 2025 | 1 | $21 |
| Q3 2025 | 2 | $682.3K |
| Q2 2025 | 54 | $53.4M |
| Q1 2025 | 51 | $41.9M |
| Q4 2024 | 50 | $42.0M |
| Q3 2024 | 50 | $43.3M |
| Q2 2024 | 72 | $127.1M |
| Q1 2024 | 70 | $107.1M |
| Q4 2023 | 73 | $96.6M |
| Q3 2023 | 69 | $94.3M |
| Q2 2023 | 69 | $81.3M |
| Q1 2023 | 67 | $77.7M |
| Q4 2022 | 66 | $77.6M |
| Q3 2022 | 60 | $67.2M |
| Q2 2022 | 61 | $70.5M |
| Q1 2022 | 65 | $81.4M |
| Q4 2021 | 62 | $97.3M |
| Q3 2021 | 63 | $83.6M |
| Q2 2021 | 60 | $87.6M |
| Q1 2021 | 63 | $90.2M |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Nuveen Preferred Securities & Income Opportunities Fund; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| TCI Wealth Advisors, Inc. | 171 | $3.02K | 0.00% | +171 | New |
| Advisory Services Network, LLC | 181 | $3.19K | 0.00% | 00.0% | Unchanged |
| Chesapeake Asset Management LLC | 200 | $3.53K | 0.00% | +200 | New |
| Benjamin F. Edwards & Company, Inc. | 200 | $4.00K | 0.00% | +100+100.0% | Added |
| Hantz Financial Services, Inc. | 205 | $4.00K | 0.00% | +205 | New |
| Sunbelt Securities, Inc. | 300 | $5.08K | 0.00% | +300 | New |
| Northwestern Mutual Wealth Management Co | 289 | $5.09K | 0.00% | +3+1.0% | Added |
| Belpointe Asset Management LLC | 410 | $7.23K | 0.00% | 00.0% | Unchanged |
| Huntington National Bank | – | $9.63K | 0.00% | – | – |
| FNY Investment Advisers, LLC | 600 | $10.0K | 0.01% | +600 | New |
| TCTC Holdings, LLC | 800 | $14.1K | 0.00% | 00.0% | Unchanged |
| US Bancorp | 1,215 | $21.4K | 0.00% | +1,215 | New |
| Ameritas Advisory Services, LLC | 1,467 | $25.7K | 0.00% | +1,467 | New |
| Harbour Investments, Inc. | 2,000 | $35.3K | 0.00% | 00.0% | Unchanged |
| Central Trust Co | 2,114 | $37.3K | 0.00% | 00.0% | Unchanged |
| Harbor Investment Advisory, LLC | 2,500 | $44.1K | 0.01% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 2,713 | $47.8K | 0.00% | 00.0% | Unchanged |
| Hollencrest Capital Management | 3,540 | $62.4K | 0.01% | 00.0% | Unchanged |
| Cary Street Partner Investment Advisory LLC | 4,755 | $83.8K | 0.01% | 00.0% | Unchanged |
| Rocky Mountain Advisers, LLC | 5,500 | $97.0K | 0.05% | 00.0% | Unchanged |
| Beacon Capital Management, LLC | 8,025 | $141.5K | 0.04% | 00.0% | Unchanged |
| Concord Wealth Partners | 8,899 | $156.9K | 0.04% | +103+1.2% | Added |
| GWM Advisors LLC | 10,388 | $170.0K | 0.00% | −5,610−35.1% | Reduced |
| Palogic Value Management, L.P. | 10,000 | $176.3K | 0.09% | −1,500−13.0% | Reduced |
| M Holdings Securities, Inc. | 10,068 | $177.0K | 0.02% | +20+0.2% | Added |
| Susquehanna International Group, LLP | 10,320 | $181.9K | 0.00% | +10,320 | New |
| Rockefeller Capital Management L.P. | 10,451 | $184.0K | 0.00% | +9,651+1,206.4% | Added |
| Gill Capital Partners, LLC | 11,685 | $206.0K | 0.09% | −160−1.4% | Reduced |
| Private Advisor Group, LLC | 11,917 | $210.1K | 0.00% | −182−1.5% | Reduced |
| RMB Capital Management, LLC | 12,775 | $225.2K | 0.01% | 00.0% | Unchanged |
| Captrust Financial Advisors | 12,913 | $227.7K | 0.00% | +12,913 | New |
| CSS LLC | 13,112 | $231.2K | 0.02% | −22,008−62.7% | Reduced |
| Bank of America Corp | 13,415 | $236.5K | 0.00% | −2,008−13.0% | Reduced |
| Advisor Group Holdings, Inc. | 14,587 | $257.2K | 0.00% | +2,242+18.2% | Added |
| UMA Financial Services, Inc. | 15,539 | $264.8K | 0.07% | 00.0% | Unchanged |
| Arete Wealth Advisors, LLC | 15,485 | $273.0K | 0.02% | +15,485 | New |
| Bank of Montreal | 15,723 | $277.2K | 0.00% | +15,723 | New |
| Daymark Wealth Partners, LLC | 17,457 | $307.8K | 0.04% | −700−3.9% | Reduced |
| Invesco Ltd. | 17,840 | $314.5K | 0.00% | −10,456−37.0% | Reduced |
| Wealthcare Advisory Partners LLC | 19,544 | $344.6K | 0.01% | +2,123+12.2% | Added |
| Claybrook Capital, LLC | 22,795 | $401.9K | 0.22% | +1,745+8.3% | Added |
| Wedbush Securities Inc | 23,777 | $419.0K | 0.02% | −381−1.6% | Reduced |
| Commonwealth Equity Services, LLC | 23,995 | $423.0K | 0.00% | +694+3.0% | Added |
| IHT Wealth Management, LLC | 25,205 | $444.4K | 0.03% | −7,546−23.0% | Reduced |
| Cetera Advisor Networks LLC | 29,180 | $514.4K | 0.00% | −784−2.6% | Reduced |
| Steward Partners Investment Advisory, LLC | 33,588 | $592.2K | 0.01% | −280−0.8% | Reduced |
| Hennion & Walsh Asset Management, Inc. | 33,692 | $594.0K | 0.04% | +11,073+49.0% | Added |
| Ameriprise Financial Inc | 34,913 | $615.5K | 0.00% | +11,798+51.0% | Added |
| E&G Advisors, LP | 45,689 | $805.5K | 0.30% | 00.0% | Unchanged |
| LPL Financial LLC | 47,199 | $832.1K | 0.00% | +5,437+13.0% | Added |
| Guggenheim Capital LLC | 48,538 | $855.7K | 0.01% | +19,221+65.6% | Added |
| Janney Montgomery Scott LLC | 68,360 | $1.21M | 0.00% | +3,263+5.0% | Added |
| Chicago Partners Investment Group LLC | 78,120 | $1.34M | 0.08% | +1,131+1.5% | Added |
| Royal Bank of Canada | 124,778 | $2.20M | 0.00% | −17,500−12.3% | Reduced |
| Wells Fargo & Company | 141,113 | $2.49M | 0.00% | −23,340−14.2% | Reduced |
| Integrated Wealth Concepts LLC | 143,493 | $2.53M | 0.05% | +976+0.7% | Added |
| Sit Investment Associates Inc | 164,204 | $2.90M | 0.08% | +24,271+17.3% | Added |
| Cohen & Steers, Inc. | 173,899 | $3.07M | 0.01% | 00.0% | Unchanged |
| Raymond James & Associates | 203,382 | $3.59M | 0.00% | −3,731−1.8% | Reduced |
| UBS Group AG | 203,607 | $3.59M | 0.00% | +3,822+1.9% | Added |
| Envestnet Asset Management Inc | 228,360 | $4.03M | 0.00% | −2,097−0.9% | Reduced |
| Atlas Wealth LLC | 273,349 | $4.82M | 0.95% | +209,051+325.1% | Added |
| Stifel Financial Corp | 292,265 | $5.15M | 0.01% | −10,290−3.4% | Reduced |
| Truist Financial Corp | 319,772 | $5.64M | 0.01% | +18,410+6.1% | Added |
| Morgan Stanley | 330,559 | $5.83M | 0.00% | −14,910−4.3% | Reduced |
| Punch & Associates Investment Management, Inc. | 391,189 | $6.90M | 0.44% | +34,121+9.6% | Added |
| Cornerstone Advisory, LLC | 614,877 | $10.8M | 1.95% | +109,802+21.7% | Added |
| City of London Investment Management Co Ltd | 0 | $0 | 0.00% | −70,808−100.0% | Sold out |
| Independent Financial Group, LLC | 0 | $0 | 0.00% | −38,148−100.0% | Sold out |
| Rivernorth Capital Management, LLC | 0 | $0 | 0.00% | −26,726−100.0% | Sold out |
| Kestra Private Wealth Services, LLC | 0 | $0 | 0.00% | −11,637−100.0% | Sold out |
| Money Concepts Capital Corp | 0 | $0 | 0.00% | −7,513−100.0% | Sold out |
| Elequin Capital LP | 0 | $0 | 0.00% | −2,838−100.0% | Sold out |
| High Net Worth Advisory Group LLC | 0 | $0 | 0.00% | −1,000−100.0% | Sold out |
| Citigroup Inc | 0 | $0 | 0.00% | −641−100.0% | Sold out |
| Trustcore Financial Services, LLC | – | – | – | – | Not filed |
| CoreCap Advisors, LLC | – | – | – | – | Not filed |