Nuveen Preferred Securities & Income Opportunities Fund
JPIDelisted Sep 22, 2025- SEC CIK
- 0001547994
Nuveen Preferred Securities & Income Opportunities Fund was delisted on Sep 22, 2025; its insiders filed their last Form 4 on Dec 19, 2023; 54 institutions reported holding it in 13F filings for Q2 2025, worth $53.4M in total; no superinvestor held it.
13F holders, Q1 2022
Institutional positions in Nuveen Preferred Securities & Income Opportunities Fund as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 65
- +5 vs. Q4 2021
- Shares held
- 3.73M
- −30.6K (−0.8%) vs. Q4 2021
- Total value
- $81.4M
- −$15.8M (−16.3%) vs. Q4 2021
- New holders
- 12
- 16 more added
- Sold out
- 7
- 21 more reduced
2 institutions that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting JPI on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $21 |
| Q1 2026 | 1 | $21 |
| Q4 2025 | 1 | $21 |
| Q3 2025 | 2 | $682.3K |
| Q2 2025 | 54 | $53.4M |
| Q1 2025 | 51 | $41.9M |
| Q4 2024 | 50 | $42.0M |
| Q3 2024 | 50 | $43.3M |
| Q2 2024 | 72 | $127.1M |
| Q1 2024 | 70 | $107.1M |
| Q4 2023 | 73 | $96.6M |
| Q3 2023 | 69 | $94.3M |
| Q2 2023 | 69 | $81.3M |
| Q1 2023 | 67 | $77.7M |
| Q4 2022 | 66 | $77.6M |
| Q3 2022 | 60 | $67.2M |
| Q2 2022 | 61 | $70.5M |
| Q1 2022 | 65 | $81.4M |
| Q4 2021 | 62 | $97.3M |
| Q3 2021 | 63 | $83.6M |
| Q2 2021 | 60 | $87.6M |
| Q1 2021 | 63 | $90.2M |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding Nuveen Preferred Securities & Income Opportunities Fund; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| US Bancorp | 13 | $0 | 0.00% | 00.0% | Unchanged |
| FMR LLC | 1 | $0 | 0.00% | 00.0% | Unchanged |
| CFS Investment Advisory Services, LLC | 27,080 | $1.00K | 0.00% | +27,080 | New |
| American Portfolios Advisors | 400 | $8.80K | 0.00% | 00.0% | Unchanged |
| Huntington National Bank | – | $12.0K | 0.00% | – | – |
| Citigroup Inc | 624 | $14.0K | 0.00% | 00.0% | Unchanged |
| High Net Worth Advisory Group LLC | 700 | $15.0K | 0.01% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 800 | $17.0K | 0.00% | 00.0% | Unchanged |
| TCTC Holdings, LLC | 800 | $18.0K | 0.00% | 00.0% | Unchanged |
| Patriot Financial Group Insurance Agency, LLC | 1,000 | $22.0K | 0.00% | −100−9.1% | Reduced |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 1,200 | $26.0K | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 1,598 | $35.0K | 0.00% | +3+0.2% | Added |
| TSFG, LLC | 1,600 | $35.0K | 0.01% | 00.0% | Unchanged |
| Central Trust Co | 2,114 | $46.0K | 0.00% | +2,114 | New |
| Herold Advisors, Inc. | 2,280 | $50.1K | 0.02% | +2,280 | New |
| Harbor Investment Advisory, LLC | 2,500 | $55.0K | 0.01% | +2,500 | New |
| Lazard Asset Management LLC | – | $87.0K | 0.00% | – | – |
| Wolverine Asset Management LLC | 4,090 | $89.0K | 0.00% | +4,090 | New |
| Geneos Wealth Management Inc. | 4,124 | $90.0K | 0.00% | −180−4.2% | Reduced |
| Rocky Mountain Advisers, LLC | 5,500 | $121.0K | 0.13% | 00.0% | Unchanged |
| Beacon Capital Management, LLC | 8,025 | $177.0K | 0.04% | +8,025 | New |
| Concord Wealth Partners | 8,242 | $181.0K | 0.05% | +92+1.1% | Added |
| Virtu Financial LLC | 9,257 | $204.0K | 0.02% | +9,257 | New |
| M Holdings Securities, Inc. | 9,942 | $219.0K | 0.02% | +9,942 | New |
| Brandywine Oak Private Wealth LLC | 10,200 | $224.0K | 0.03% | −400−3.8% | Reduced |
| GWM Advisors LLC | 10,288 | $226.0K | 0.00% | +1,249+13.8% | Added |
| Wealthcare Advisory Partners LLC | 11,158 | $245.0K | 0.01% | +950+9.3% | Added |
| Gill Capital Partners, LLC | 11,870 | $261.0K | 0.11% | 00.0% | Unchanged |
| Arete Wealth Advisors, LLC | 12,978 | $285.0K | 0.02% | −36,716−73.9% | Reduced |
| Kestra Private Wealth Services, LLC | 12,960 | $285.0K | 0.01% | −2,390−15.6% | Reduced |
| FNY Investment Advisers, LLC | 16,000 | $351.0K | 0.33% | +16,000 | New |
| Private Advisor Group, LLC | 16,214 | $357.0K | 0.00% | −6,112−27.4% | Reduced |
| Landscape Capital Management, L.L.C. | 16,894 | $371.0K | 0.05% | +16,894 | New |
| Trustcore Financial Services, LLC | 18,388 | $404.0K | 0.03% | 00.0% | Unchanged |
| Bank of America Corp | 18,517 | $407.0K | 0.00% | −5,332−22.4% | Reduced |
| Rivernorth Capital Management, LLC | 19,254 | $423.0K | 0.02% | +19,254 | New |
| UMA Financial Services, Inc. | 24,500 | $513.0K | 0.14% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 23,329 | $513.0K | 0.00% | −864−3.6% | Reduced |
| Guggenheim Capital LLC | 26,028 | $572.0K | 0.00% | −17,804−40.6% | Reduced |
| Wedbush Securities Inc | 26,562 | $584.0K | 0.03% | −779−2.8% | Reduced |
| Ameriprise Financial Inc | 27,675 | $609.0K | 0.00% | −19,620−41.5% | Reduced |
| Cetera Advisor Networks LLC | 27,780 | $611.0K | 0.01% | +630+2.3% | Added |
| RMB Capital Management, LLC | 32,072 | $705.0K | 0.02% | 00.0% | Unchanged |
| LPL Financial LLC | 32,054 | $705.0K | 0.00% | +5,909+22.6% | Added |
| City of London Investment Management Co Ltd | 32,924 | $724.0K | 0.05% | +32,924 | New |
| Steward Partners Investment Advisory, LLC | 35,746 | $786.0K | 0.01% | −4,292−10.7% | Reduced |
| Commonwealth Equity Services, LLC | 37,105 | $815.0K | 0.00% | +2,792+8.1% | Added |
| Independent Financial Group, LLC | 37,279 | $819.8K | 0.07% | +12,384+49.7% | Added |
| E&G Advisors, LP | 49,289 | $1.08M | 0.30% | −1,436−2.8% | Reduced |
| Invesco Ltd. | 54,534 | $1.20M | 0.00% | −10,712−16.4% | Reduced |
| IHT Wealth Management, LLC | 60,375 | $1.33M | 0.10% | +11,267+22.9% | Added |
| Janney Montgomery Scott LLC | 65,307 | $1.44M | 0.01% | −1,998−3.0% | Reduced |
| Chicago Partners Investment Group LLC | 85,760 | $1.75M | 0.13% | −7,469−8.0% | Reduced |
| Integrated Wealth Concepts LLC | 134,223 | $2.95M | 0.09% | +3,398+2.6% | Added |
| Envestnet Asset Management Inc | 148,751 | $3.27M | 0.00% | +336+0.2% | Added |
| UBS Group AG | 164,314 | $3.61M | 0.00% | +30,753+23.0% | Added |
| Cohen & Steers, Inc. | 173,899 | $3.82M | 0.01% | −7,841−4.3% | Reduced |
| Wells Fargo & Company | 179,393 | $3.94M | 0.00% | −17,311−8.8% | Reduced |
| Truist Financial Corp | 194,849 | $4.29M | 0.01% | −3,879−2.0% | Reduced |
| Royal Bank of Canada | 203,490 | $4.47M | 0.00% | −48,675−19.3% | Reduced |
| Sit Investment Associates Inc | 220,581 | $4.85M | 0.13% | −212,248−49.0% | Reduced |
| Stifel Financial Corp | 247,300 | $5.44M | 0.01% | +73,019+41.9% | Added |
| Raymond James & Associates | 276,980 | $6.09M | 0.01% | +93,134+50.7% | Added |
| Morgan Stanley | 382,984 | $8.42M | 0.00% | +37,708+10.9% | Added |
| Cornerstone Advisory, LLC | 459,985 | $10.1M | 1.54% | +4,002+0.9% | Added |
| Wagner Wealth Management, LLC | 0 | $0 | 0.00% | −15,066−100.0% | Sold out |
| Baird Financial Group, Inc. | 0 | $0 | 0.00% | −11,754−100.0% | Sold out |
| National Asset Management, Inc. | 0 | $0 | 0.00% | −8,161−100.0% | Sold out |
| Sigma Planning Corp | 0 | $0 | 0.00% | −8,050−100.0% | Sold out |
| AE Wealth Management LLC | 0 | $0 | 0.00% | −8,030−100.0% | Sold out |
| CoreCap Advisors, LLC | 0 | $0 | 0.00% | −1,350−100.0% | Sold out |
| CWM, LLC | 0 | $0 | 0.00% | −2−100.0% | Sold out |
| NEXT Financial Group, Inc | – | – | – | – | Not filed |
| Harbour Investments, Inc. | – | – | – | – | Not filed |