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Nuveen Preferred Securities & Income Opportunities Fund

JPIDelisted Sep 22, 2025
SEC CIK
0001547994

Nuveen Preferred Securities & Income Opportunities Fund was delisted on Sep 22, 2025; its insiders filed their last Form 4 on Dec 19, 2023; 54 institutions reported holding it in 13F filings for Q2 2025, worth $53.4M in total; no superinvestor held it.

13F holders, Q4 2023

Institutional positions in Nuveen Preferred Securities & Income Opportunities Fund as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
73
+5 vs. Q3 2023
Shares held
5.28M
−191.3K (−3.5%) vs. Q3 2023
Total value
$96.6M
+$2.70M (+2.9%) vs. Q3 2023
New holders
14
23 more added
Sold out
9
19 more reduced

1 institution that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.

Compare with Q3 2023: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting JPI on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ4 2023: 73 institutions
Q1 2021: 63 institutionsQ2 2021: 60 institutionsQ3 2021: 63 institutionsQ4 2021: 62 institutionsQ1 2022: 65 institutionsQ2 2022: 61 institutionsQ3 2022: 60 institutionsQ4 2022: 66 institutionsQ1 2023: 67 institutionsQ2 2023: 69 institutionsQ3 2023: 69 institutionsQ4 2023: 73 institutionsQ1 2024: 70 institutionsQ2 2024: 72 institutionsQ3 2024: 50 institutionsQ4 2024: 50 institutionsQ1 2025: 51 institutionsQ2 2025: 54 institutionsQ3 2025: 2 institutionsQ4 2025: 1 institutionQ1 2026: 1 institutionQ2 2026: 1 institution
Value heldQ4 2023: $96.6M
Q1 2021: $90.2MQ2 2021: $87.6MQ3 2021: $83.6MQ4 2021: $97.3MQ1 2022: $81.4MQ2 2022: $70.5MQ3 2022: $67.2MQ4 2022: $77.6MQ1 2023: $77.7MQ2 2023: $81.3MQ3 2023: $94.3MQ4 2023: $96.6MQ1 2024: $107.1MQ2 2024: $127.1MQ3 2024: $43.3MQ4 2024: $42.0MQ1 2025: $41.9MQ2 2025: $53.4MQ3 2025: $682.3KQ4 2025: $21Q1 2026: $21Q2 2026: $21
Institutions holding JPI and their total value by quarter
QuarterHoldersValue
Q2 20261$21
Q1 20261$21
Q4 20251$21
Q3 20252$682.3K
Q2 202554$53.4M
Q1 202551$41.9M
Q4 202450$42.0M
Q3 202450$43.3M
Q2 202472$127.1M
Q1 202470$107.1M
Q4 202373$96.6M
Q3 202369$94.3M
Q2 202369$81.3M
Q1 202367$77.7M
Q4 202266$77.6M
Q3 202260$67.2M
Q2 202261$70.5M
Q1 202265$81.4M
Q4 202162$97.3M
Q3 202163$83.6M
Q2 202160$87.6M
Q1 202163$90.2M

Institutions, Q4 2023

Shares, value and share of portfolio for each institution holding Nuveen Preferred Securities & Income Opportunities Fund; share changes are against Q3 2023.

Institutions holding JPI in Q4 2023
InstitutionSharesValue% of portfolioChange in sharesAction
Tower Research Capital LLC (TRC)1$180.00%+1New
US Bancorp15$2740.00%00.0%Unchanged
Salem Investment Counselors Inc150$2.74K0.00%+150New
Advisory Services Network, LLC181$3.31K0.00%+181New
Chesapeake Asset Management LLC200$3.66K0.00%00.0%Unchanged
Benjamin F. Edwards & Company, Inc.200$4.00K0.00%00.0%Unchanged
Householder Group Estate & Retirement Specialist, LLC250$4.00K0.00%+250New
Sunbelt Securities, Inc.300$5.48K0.00%00.0%Unchanged
ICA Group Wealth Management, LLC630$11.5K0.00%+630New
Northwestern Mutual Wealth Management Co644$11.8K0.00%+233+56.7%Added
TCTC Holdings, LLC800$14.6K0.00%00.0%Unchanged
AdvisorNet Financial, Inc999$18.3K0.00%00.0%Unchanged
Hobbs Group Advisors, LLC1,000$18.3K0.01%+1,000New
Allworth Financial LP1,173$21.4K0.00%+20+1.7%Added
Principal Securities, Inc.1,430$26.1K0.00%+1,430New
Harbour Investments, Inc.2,017$36.9K0.00%+8+0.4%Added
Central Trust Co2,114$38.6K0.00%00.0%Unchanged
Harbor Investment Advisory, LLC2,500$45.7K0.01%00.0%Unchanged
Truvestments Capital LLC2,500$45.7K0.02%+2,500New
Huntington National Bank–$47.1K0.00%––
Geneos Wealth Management Inc.2,713$49.6K0.00%00.0%Unchanged
Hollencrest Capital Management3,540$64.7K0.01%00.0%Unchanged
Rocky Mountain Advisers, LLC5,500$100.5K0.04%00.0%Unchanged
Comerica Bank6,790$124.1K0.00%+550+8.8%Added
Beacon Capital Management, LLC8,006$137.5K0.04%−19−0.2%Reduced
Concord Wealth Partners9,429$172.4K0.03%+211+2.3%Added
Kestra Private Wealth Services, LLC11,403$208.4K0.01%+64+0.6%Added
Gill Capital Partners, LLC11,435$209.0K0.09%−250−2.1%Reduced
IHT Wealth Management, LLC11,528$210.7K0.01%−7,585−39.7%Reduced
JPMorgan Chase & Co11,813$215.9K0.00%+6,610+127.0%Added
Private Advisor Group, LLC12,015$219.6K0.00%+39+0.3%Added
Daymark Wealth Partners, LLC12,948$236.7K0.01%00.0%Unchanged
GWM Advisors LLC13,418$249.0K0.00%+13,221+6,711.2%Added
RMB Capital Management, LLC13,659$249.7K0.01%00.0%Unchanged
Cetera Investment Advisers14,878$272.0K0.00%+14,878New
Arete Wealth Advisors, LLC15,485$283.1K0.02%00.0%Unchanged
UMA Financial Services, Inc.15,539$288.2K0.06%00.0%Unchanged
Wedbush Securities Inc16,606$304.0K0.01%−571−3.3%Reduced
Susquehanna International Group, LLP18,284$334.2K0.00%+18,284New
Wealthcare Advisory Partners LLC20,799$380.2K0.02%+1,839+9.7%Added
Lido Advisors, LLC22,795$416.7K0.00%+22,795New
Landscape Capital Management, L.L.C.24,679$451.1K0.04%+24,679New
Steward Partners Investment Advisory, LLC29,224$534.2K0.01%−1,358−4.4%Reduced
Kingswood Wealth Advisors, LLC29,320$536.0K0.06%+29,320New
Cetera Advisor Networks LLC30,245$552.9K0.00%−775−2.5%Reduced
Rockefeller Capital Management L.P.31,144$569.3K0.00%−39,406−55.9%Reduced
Hennion & Walsh Asset Management, Inc.34,634$633.1K0.04%−265−0.8%Reduced
Westchester Capital Management, LLC35,640$651.5K0.03%+35,640New
E&G Advisors, LP40,527$740.8K0.26%−4,450−9.9%Reduced
Guggenheim Capital LLC40,643$743.0K0.01%−12,318−23.3%Reduced
Ameriprise Financial Inc42,136$770.3K0.00%+7,565+21.9%Added
Advisor Group Holdings, Inc.47,413$866.7K0.00%−4,650−8.9%Reduced
CSS LLC54,586$997.8K0.08%+42,407+348.2%Added
Weiss Asset Management LP58,598$1.07M0.08%−64,185−52.3%Reduced
Janney Montgomery Scott LLC66,986$1.23M0.00%−258−0.4%Reduced
Chicago Partners Investment Group LLC79,159$1.47M0.07%+5,369+7.3%Added
Bank of America Corp81,077$1.48M0.00%+25,313+45.4%Added
Integrated Wealth Concepts LLC81,230$1.48M0.02%−17,425−17.7%Reduced
Royal Bank of Canada88,119$1.61M0.00%−10,310−10.5%Reduced
LPL Financial LLC107,840$1.97M0.00%−6,197−5.4%Reduced
Raymond James & Associates131,086$2.40M0.00%−22,949−14.9%Reduced
UBS Group AG168,119$3.07M0.00%+3,478+2.1%Added
Cohen & Steers, Inc.173,899$3.18M0.01%00.0%Unchanged
Wells Fargo & Company200,085$3.66M0.00%+400+0.2%Added
Rivernorth Capital Management, LLC228,260$4.17M0.20%+58,532+34.5%Added
Stifel Financial Corp246,765$4.51M0.01%+14,855+6.4%Added
Almitas Capital LLC272,766$4.99M1.72%+161,690+145.6%Added
Morgan Stanley293,266$5.36M0.00%−70,875−19.5%Reduced
Envestnet Asset Management Inc344,967$6.31M0.00%+2,394+0.7%Added
Truist Financial Corp421,379$7.70M0.01%+5,873+1.4%Added
Punch & Associates Investment Management, Inc.454,664$8.31M0.49%+68,424+17.7%Added
Sit Investment Associates Inc471,378$8.62M0.21%+86,167+22.4%Added
Cornerstone Advisory, LLC594,952$10.9M1.70%−46,992−7.3%Reduced
Atlas Wealth LLC0$00.00%−467,865−100.0%Sold out
Creative Planning0$00.00%−35,629−100.0%Sold out
Commonwealth Equity Services, LLC0$00.00%−15,146−100.0%Sold out
Raymond James Financial Services Advisors, Inc.0$00.00%−11,479−100.0%Sold out
Cary Street Partner Investment Advisory LLC0$00.00%−4,755−100.0%Sold out
TD Private Client Wealth LLC0$00.00%−1,574−100.0%Sold out
FNY Investment Advisers, LLC0$00.00%−600−100.0%Sold out
Impact Partnership Wealth, LLC0$00.00%−366−100.0%Sold out
FMR LLC0$00.00%−1−100.0%Sold out
Claybrook Capital, LLC––––Not filed