Nuveen Preferred Securities & Income Opportunities Fund
JPIDelisted Sep 22, 2025- SEC CIK
- 0001547994
Nuveen Preferred Securities & Income Opportunities Fund was delisted on Sep 22, 2025; its insiders filed their last Form 4 on Dec 19, 2023; 54 institutions reported holding it in 13F filings for Q2 2025, worth $53.4M in total; no superinvestor held it.
13F holders, Q3 2024
Institutional positions in Nuveen Preferred Securities & Income Opportunities Fund as of Sep 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 50
- −21 vs. Q2 2024
- Shares held
- 1.98M
- −4.55M (−69.7%) vs. Q2 2024
- Total value
- $43.3M
- −$83.8M (−65.9%) vs. Q2 2024
- New holders
- 5
- 8 more added
- Sold out
- 26
- 20 more reduced
1 institution that held it in Q2 2024 haven't filed for Q3 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting JPI on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $21 |
| Q1 2026 | 1 | $21 |
| Q4 2025 | 1 | $21 |
| Q3 2025 | 2 | $682.3K |
| Q2 2025 | 54 | $53.4M |
| Q1 2025 | 51 | $41.9M |
| Q4 2024 | 50 | $42.0M |
| Q3 2024 | 50 | $43.3M |
| Q2 2024 | 72 | $127.1M |
| Q1 2024 | 70 | $107.1M |
| Q4 2023 | 73 | $96.6M |
| Q3 2023 | 69 | $94.3M |
| Q2 2023 | 69 | $81.3M |
| Q1 2023 | 67 | $77.7M |
| Q4 2022 | 66 | $77.6M |
| Q3 2022 | 60 | $67.2M |
| Q2 2022 | 61 | $70.5M |
| Q1 2022 | 65 | $81.4M |
| Q4 2021 | 62 | $97.3M |
| Q3 2021 | 63 | $83.6M |
| Q2 2021 | 60 | $87.6M |
| Q1 2021 | 63 | $90.2M |
Institutions, Q3 2024
Shares, value and share of portfolio for each institution holding Nuveen Preferred Securities & Income Opportunities Fund; share changes are against Q2 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Huntington National Bank | – | $21 | 0.00% | – | – |
| FMR LLC | 1 | $21 | 0.00% | 00.0% | Unchanged |
| Salem Investment Counselors Inc | 150 | $3.15K | 0.00% | 00.0% | Unchanged |
| Jaffetilchin Investment Partners, LLC | 195 | $4.06K | 0.00% | +195 | New |
| Sunbelt Securities, Inc. | 300 | $6.25K | 0.00% | 00.0% | Unchanged |
| Tucker Asset Management LLC | 500 | $10.4K | 0.00% | 00.0% | Unchanged |
| FNY Investment Advisers, LLC | 600 | $12.0K | 0.01% | +600 | New |
| CoreCap Advisors, LLC | 700 | $14.6K | 0.00% | 00.0% | Unchanged |
| IFP Advisors, Inc | 700 | $14.6K | 0.00% | +700 | New |
| TCTC Holdings, LLC | 800 | $16.7K | 0.00% | 00.0% | Unchanged |
| AdvisorNet Financial, Inc | 999 | $20.8K | 0.00% | 00.0% | Unchanged |
| Hobbs Group Advisors, LLC | 1,000 | $20.8K | 0.01% | 00.0% | Unchanged |
| Allworth Financial LP | 1,228 | $25.6K | 0.00% | +12+1.0% | Added |
| Principal Securities, Inc. | 1,430 | $29.8K | 0.00% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 2,042 | $42.5K | 0.00% | +8+0.4% | Added |
| Beacon Capital Management, LLC | 2,379 | $49.5K | 0.01% | −5,625−70.3% | Reduced |
| Harbor Investment Advisory, LLC | 2,500 | $52.0K | 0.01% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 2,713 | $56.5K | 0.00% | 00.0% | Unchanged |
| Comerica Bank | 6,790 | $141.4K | 0.00% | 00.0% | Unchanged |
| Concord Wealth Partners | 9,819 | $204.4K | 0.03% | +145+1.5% | Added |
| M Holdings Securities, Inc. | 10,243 | $213.0K | 0.05% | −273−2.6% | Reduced |
| IHT Wealth Management, LLC | 10,316 | $214.8K | 0.01% | 00.0% | Unchanged |
| Kestra Private Wealth Services, LLC | 10,425 | $217.0K | 0.00% | +28+0.3% | Added |
| Daymark Wealth Partners, LLC | 11,391 | $237.2K | 0.01% | −1,557−12.0% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 15,017 | $313.0K | 0.00% | +15,017 | New |
| UMA Financial Services, Inc. | 15,539 | $325.5K | 0.06% | 00.0% | Unchanged |
| Wealthcare Advisory Partners LLC | 16,196 | $337.2K | 0.01% | −1,857−10.3% | Reduced |
| Wedbush Securities Inc | 16,233 | $338.0K | 0.01% | −1,041−6.0% | Reduced |
| Hennion & Walsh Asset Management, Inc. | 17,352 | $361.3K | 0.02% | −17,053−49.6% | Reduced |
| Cetera Investment Advisers | 20,414 | $425.0K | 0.00% | −16,486−44.7% | Reduced |
| Lido Advisors, LLC | 22,795 | $474.6K | 0.00% | 00.0% | Unchanged |
| Kingswood Wealth Advisors, LLC | 27,020 | $554.5K | 0.04% | 00.0% | Unchanged |
| Bank of America Corp | 33,836 | $704.5K | 0.00% | +9,343+38.1% | Added |
| Sanctuary Advisors, LLC | 37,623 | $765.3K | 0.00% | −464−1.2% | Reduced |
| Advisor Group Holdings, Inc. | 36,936 | $769.0K | 0.00% | −2,153−5.5% | Reduced |
| E&G Advisors, LP | 37,877 | $788.6K | 0.22% | −350−0.9% | Reduced |
| Everstar Asset Management, LLC | 39,941 | $831.6K | 0.57% | +39,941 | New |
| Stifel Financial Corp | 45,735 | $952.2K | 0.00% | −200,426−81.4% | Reduced |
| Ameriprise Financial Inc | 48,179 | $1.00M | 0.00% | +7,874+19.5% | Added |
| Royal Bank of Canada | 86,186 | $1.79M | 0.00% | −1,328−1.5% | Reduced |
| Chicago Partners Investment Group LLC | 85,062 | $1.80M | 0.06% | +5,672+7.1% | Added |
| LPL Financial LLC | 98,927 | $2.06M | 0.00% | −6,142−5.8% | Reduced |
| Raymond James & Associates | 104,136 | $2.17M | 0.00% | −12,198−10.5% | Reduced |
| Morgan Stanley | 128,472 | $2.67M | 0.00% | −74,716−36.8% | Reduced |
| UBS Group AG | 137,409 | $2.86M | 0.00% | −20,853−13.2% | Reduced |
| Envestnet Asset Management Inc | 144,221 | $3.00M | 0.00% | −204,488−58.6% | Reduced |
| Wells Fargo & Company | 144,426 | $3.01M | 0.00% | −40,257−21.8% | Reduced |
| Truist Financial Corp | 172,720 | $3.60M | 0.01% | −260,959−60.2% | Reduced |
| International Assets Investment Management, LLC | 77,809 | $3.74M | 0.02% | +74,072+1,982.1% | Added |
| Cornerstone Advisory, LLC | 290,263 | $6.04M | 0.80% | −227,423−43.9% | Reduced |
| Atlas Wealth LLC | 0 | $0 | 0.00% | −619,139−100.0% | Sold out |
| Sit Investment Associates Inc | 0 | $0 | 0.00% | −529,800−100.0% | Sold out |
| Almitas Capital LLC | 0 | $0 | 0.00% | −501,903−100.0% | Sold out |
| Jane Street Group, LLC | 0 | $0 | 0.00% | −457,623−100.0% | Sold out |
| Punch & Associates Investment Management, Inc. | 0 | $0 | 0.00% | −450,411−100.0% | Sold out |
| Rivernorth Capital Management, LLC | 0 | $0 | 0.00% | −236,776−100.0% | Sold out |
| Cohen & Steers, Inc. | 0 | $0 | 0.00% | −173,899−100.0% | Sold out |
| CSS LLC | 0 | $0 | 0.00% | −141,727−100.0% | Sold out |
| Icon Advisers Inc | 0 | $0 | 0.00% | −87,119−100.0% | Sold out |
| Bulldog Investors, LLP | 0 | $0 | 0.00% | −85,424−100.0% | Sold out |
| Janney Montgomery Scott LLC | 0 | $0 | 0.00% | −66,384−100.0% | Sold out |
| Integrated Wealth Concepts LLC | 0 | $0 | 0.00% | −60,718−100.0% | Sold out |
| Yakira Capital Management, Inc. | 0 | $0 | 0.00% | −55,942−100.0% | Sold out |
| Westchester Capital Management, LLC | 0 | $0 | 0.00% | −35,640−100.0% | Sold out |
| Steward Partners Investment Advisory, LLC | 0 | $0 | 0.00% | −24,426−100.0% | Sold out |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −20,288−100.0% | Sold out |
| GWM Advisors LLC | 0 | $0 | 0.00% | −19,665−100.0% | Sold out |
| Guggenheim Capital LLC | 0 | $0 | 0.00% | −16,445−100.0% | Sold out |
| Arete Wealth Advisors, LLC | 0 | $0 | 0.00% | −15,735−100.0% | Sold out |
| Hollencrest Capital Management | 0 | $0 | 0.00% | −3,540−100.0% | Sold out |
| Central Trust Co | 0 | $0 | 0.00% | −2,114−100.0% | Sold out |
| Opal Wealth Advisors, LLC | 0 | $0 | 0.00% | −2,000−100.0% | Sold out |
| Wolverine Asset Management LLC | 0 | $0 | 0.00% | −1,220−100.0% | Sold out |
| Ashton Thomas Private Wealth, LLC | 0 | $0 | 0.00% | −1,000−100.0% | Sold out |
| Householder Group Estate & Retirement Specialist, LLC | 0 | $0 | 0.00% | −250−100.0% | Sold out |
| Baldwin Brothers Inc | 0 | $0 | 0.00% | −100−100.0% | Sold out |
| Benjamin F. Edwards & Company, Inc. | – | – | – | – | Not filed |