Nuveen Preferred Securities & Income Opportunities Fund
JPIDelisted Sep 22, 2025- SEC CIK
- 0001547994
Nuveen Preferred Securities & Income Opportunities Fund was delisted on Sep 22, 2025; its insiders filed their last Form 4 on Dec 19, 2023; 54 institutions reported holding it in 13F filings for Q2 2025, worth $53.4M in total; no superinvestor held it.
13F holders, Q4 2022
Institutional positions in Nuveen Preferred Securities & Income Opportunities Fund as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 66
- +7 vs. Q3 2022
- Shares held
- 4.18M
- +532.6K (+14.6%) vs. Q3 2022
- Total value
- $77.6M
- +$10.4M (+15.5%) vs. Q3 2022
- New holders
- 13
- 21 more added
- Sold out
- 6
- 19 more reduced
1 institution that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting JPI on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $21 |
| Q1 2026 | 1 | $21 |
| Q4 2025 | 1 | $21 |
| Q3 2025 | 2 | $682.3K |
| Q2 2025 | 54 | $53.4M |
| Q1 2025 | 51 | $41.9M |
| Q4 2024 | 50 | $42.0M |
| Q3 2024 | 50 | $43.3M |
| Q2 2024 | 72 | $127.1M |
| Q1 2024 | 70 | $107.1M |
| Q4 2023 | 73 | $96.6M |
| Q3 2023 | 69 | $94.3M |
| Q2 2023 | 69 | $81.3M |
| Q1 2023 | 67 | $77.7M |
| Q4 2022 | 66 | $77.6M |
| Q3 2022 | 60 | $67.2M |
| Q2 2022 | 61 | $70.5M |
| Q1 2022 | 65 | $81.4M |
| Q4 2021 | 62 | $97.3M |
| Q3 2021 | 63 | $83.6M |
| Q2 2021 | 60 | $87.6M |
| Q1 2021 | 63 | $90.2M |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Nuveen Preferred Securities & Income Opportunities Fund; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Private Advisor Group, LLC | 12,099 | $225 | 0.00% | −480−3.8% | Reduced |
| Benjamin F. Edwards & Company, Inc. | 100 | $2.00K | 0.00% | 00.0% | Unchanged |
| Advisory Services Network, LLC | 181 | $3.36K | 0.00% | +181 | New |
| Northwestern Mutual Wealth Management Co | 286 | $5.31K | 0.00% | −922−76.3% | Reduced |
| Belpointe Asset Management LLC | 410 | $7.62K | 0.00% | +410 | New |
| Huntington National Bank | – | $10.1K | 0.00% | – | – |
| Citigroup Inc | 641 | $11.9K | 0.00% | 00.0% | Unchanged |
| CoreCap Advisors, LLC | 700 | $13.0K | 0.00% | +700 | New |
| Rockefeller Capital Management L.P. | 800 | $14.0K | 0.00% | 00.0% | Unchanged |
| TCTC Holdings, LLC | 800 | $14.9K | 0.00% | 00.0% | Unchanged |
| High Net Worth Advisory Group LLC | 1,000 | $18.6K | 0.01% | +300+42.9% | Added |
| Harbour Investments, Inc. | 2,000 | $37.2K | 0.00% | +1,000+100.0% | Added |
| Central Trust Co | 2,114 | $39.3K | 0.00% | 00.0% | Unchanged |
| Harbor Investment Advisory, LLC | 2,500 | $46.5K | 0.01% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 2,713 | $50.4K | 0.00% | 00.0% | Unchanged |
| Elequin Capital LP | 2,838 | $52.7K | 0.01% | +2,838 | New |
| Hollencrest Capital Management | 3,540 | $65.8K | 0.01% | +3,540 | New |
| Cary Street Partner Investment Advisory LLC | 4,755 | $88.3K | 0.01% | +4,755 | New |
| Rocky Mountain Advisers, LLC | 5,500 | $102.0K | 0.06% | 00.0% | Unchanged |
| Money Concepts Capital Corp | 7,513 | $139.6K | 0.01% | +7,513 | New |
| Beacon Capital Management, LLC | 8,025 | $149.1K | 0.05% | 00.0% | Unchanged |
| Concord Wealth Partners | 8,796 | $163.4K | 0.05% | +8,796 | New |
| M Holdings Securities, Inc. | 10,048 | $187.0K | 0.02% | +44+0.4% | Added |
| Palogic Value Management, L.P. | 11,500 | $213.7K | 0.11% | +11,500 | New |
| Kestra Private Wealth Services, LLC | 11,637 | $216.2K | 0.01% | −946−7.5% | Reduced |
| Gill Capital Partners, LLC | 11,845 | $220.1K | 0.10% | −25−0.2% | Reduced |
| Advisor Group Holdings, Inc. | 12,345 | $229.4K | 0.00% | −14,081−53.3% | Reduced |
| RMB Capital Management, LLC | 12,775 | $237.4K | 0.01% | −2,690−17.4% | Reduced |
| Bank of America Corp | 15,423 | $286.6K | 0.00% | −2,039−11.7% | Reduced |
| GWM Advisors LLC | 15,998 | $294.7K | 0.01% | +4,810+43.0% | Added |
| Trustcore Financial Services, LLC | 16,563 | $307.7K | 0.03% | 00.0% | Unchanged |
| UMA Financial Services, Inc. | 15,539 | $307.8K | 0.08% | 00.0% | Unchanged |
| Wealthcare Advisory Partners LLC | 17,421 | $323.7K | 0.02% | +5,003+40.3% | Added |
| Daymark Wealth Partners, LLC | 18,157 | $337.4K | 0.06% | +18,157 | New |
| Claybrook Capital, LLC | 21,050 | $391.1K | 0.24% | +2,345+12.5% | Added |
| Hennion & Walsh Asset Management, Inc. | 22,619 | $420.0K | 0.03% | +22,619 | New |
| Ameriprise Financial Inc | 23,115 | $429.0K | 0.00% | +514+2.3% | Added |
| Commonwealth Equity Services, LLC | 23,301 | $432.0K | 0.00% | −4,232−15.4% | Reduced |
| Wedbush Securities Inc | 24,158 | $449.0K | 0.02% | −3,092−11.3% | Reduced |
| Rivernorth Capital Management, LLC | 26,726 | $496.6K | 0.02% | +8,581+47.3% | Added |
| Invesco Ltd. | 28,296 | $525.7K | 0.00% | −22,165−43.9% | Reduced |
| Guggenheim Capital LLC | 29,317 | $544.7K | 0.00% | +13,329+83.4% | Added |
| Cetera Advisor Networks LLC | 29,964 | $556.7K | 0.00% | +1,027+3.5% | Added |
| IHT Wealth Management, LLC | 32,751 | $608.5K | 0.04% | −30,708−48.4% | Reduced |
| Steward Partners Investment Advisory, LLC | 33,868 | $629.3K | 0.01% | −57−0.2% | Reduced |
| CSS LLC | 35,120 | $652.5K | 0.04% | +35,120 | New |
| Independent Financial Group, LLC | 38,148 | $708.8K | 0.06% | +724+1.9% | Added |
| LPL Financial LLC | 41,762 | $775.9K | 0.00% | +4,685+12.6% | Added |
| E&G Advisors, LP | 45,689 | $848.9K | 0.32% | −2,700−5.6% | Reduced |
| Atlas Wealth LLC | 64,298 | $1.19M | 0.32% | +64,298 | New |
| Janney Montgomery Scott LLC | 65,097 | $1.21M | 0.00% | −3,249−4.8% | Reduced |
| City of London Investment Management Co Ltd | 70,808 | $1.31M | 0.11% | +8,468+13.6% | Added |
| Chicago Partners Investment Group LLC | 76,989 | $1.56M | 0.10% | −7,469−8.8% | Reduced |
| Sit Investment Associates Inc | 139,933 | $2.60M | 0.07% | +123,693+761.7% | Added |
| Royal Bank of Canada | 142,278 | $2.64M | 0.00% | −15,855−10.0% | Reduced |
| Integrated Wealth Concepts LLC | 142,517 | $2.65M | 0.07% | −3,602−2.5% | Reduced |
| Wells Fargo & Company | 164,453 | $3.06M | 0.00% | +3,238+2.0% | Added |
| Cohen & Steers, Inc. | 173,899 | $3.23M | 0.01% | 00.0% | Unchanged |
| UBS Group AG | 199,785 | $3.71M | 0.00% | −28,668−12.5% | Reduced |
| Raymond James & Associates | 207,113 | $3.85M | 0.00% | +7,681+3.9% | Added |
| Envestnet Asset Management Inc | 230,457 | $4.28M | 0.00% | +79,488+52.7% | Added |
| Truist Financial Corp | 301,362 | $5.60M | 0.01% | +110,133+57.6% | Added |
| Stifel Financial Corp | 302,555 | $5.62M | 0.01% | +21,351+7.6% | Added |
| Morgan Stanley | 345,469 | $6.42M | 0.00% | −20,235−5.5% | Reduced |
| Punch & Associates Investment Management, Inc. | 357,068 | $6.63M | 0.43% | +71,445+25.0% | Added |
| Cornerstone Advisory, LLC | 505,075 | $9.38M | 1.85% | +72,946+16.9% | Added |
| Arete Wealth Advisors, LLC | 0 | $0 | 0.00% | −13,842−100.0% | Sold out |
| Wagner Wealth Management, LLC | 0 | $0 | 0.00% | −8,672−100.0% | Sold out |
| Selective Wealth Management, Inc. | 0 | $0 | 0.00% | −1,412−100.0% | Sold out |
| FNY Investment Advisers, LLC | 0 | $0 | 0.00% | −600−100.0% | Sold out |
| MUFG Americas Holdings Corp | 0 | $0 | 0.00% | −500−100.0% | Sold out |
| Leelyn Smith, LLC | 0 | $0 | 0.00% | −400−100.0% | Sold out |
| American Portfolios Advisors | – | – | – | – | Not filed |