Nuveen Preferred Securities & Income Opportunities Fund
JPIDelisted Sep 22, 2025- SEC CIK
- 0001547994
Nuveen Preferred Securities & Income Opportunities Fund was delisted on Sep 22, 2025; its insiders filed their last Form 4 on Dec 19, 2023; 54 institutions reported holding it in 13F filings for Q2 2025, worth $53.4M in total; no superinvestor held it.
13F holders, Q3 2023
Institutional positions in Nuveen Preferred Securities & Income Opportunities Fund as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 69
- 0 vs. Q2 2023
- Shares held
- 5.49M
- +665.3K (+13.8%) vs. Q2 2023
- Total value
- $94.3M
- +$13.0M (+16.0%) vs. Q2 2023
- New holders
- 7
- 22 more added
- Sold out
- 7
- 22 more reduced
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting JPI on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $21 |
| Q1 2026 | 1 | $21 |
| Q4 2025 | 1 | $21 |
| Q3 2025 | 2 | $682.3K |
| Q2 2025 | 54 | $53.4M |
| Q1 2025 | 51 | $41.9M |
| Q4 2024 | 50 | $42.0M |
| Q3 2024 | 50 | $43.3M |
| Q2 2024 | 72 | $127.1M |
| Q1 2024 | 70 | $107.1M |
| Q4 2023 | 73 | $96.6M |
| Q3 2023 | 69 | $94.3M |
| Q2 2023 | 69 | $81.3M |
| Q1 2023 | 67 | $77.7M |
| Q4 2022 | 66 | $77.6M |
| Q3 2022 | 60 | $67.2M |
| Q2 2022 | 61 | $70.5M |
| Q1 2022 | 65 | $81.4M |
| Q4 2021 | 62 | $97.3M |
| Q3 2021 | 63 | $83.6M |
| Q2 2021 | 60 | $87.6M |
| Q1 2021 | 63 | $90.2M |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Nuveen Preferred Securities & Income Opportunities Fund; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| FMR LLC | 1 | $17 | 0.00% | +1 | New |
| US Bancorp | 15 | $258 | 0.00% | −1,200−98.8% | Reduced |
| Benjamin F. Edwards & Company, Inc. | 200 | $3.00K | 0.00% | 00.0% | Unchanged |
| GWM Advisors LLC | 197 | $3.38K | 0.00% | −10,191−98.1% | Reduced |
| Chesapeake Asset Management LLC | 200 | $3.43K | 0.00% | 00.0% | Unchanged |
| Sunbelt Securities, Inc. | 300 | $5.15K | 0.00% | 00.0% | Unchanged |
| Impact Partnership Wealth, LLC | 366 | $6.28K | 0.00% | +366 | New |
| Northwestern Mutual Wealth Management Co | 411 | $7.06K | 0.00% | +117+39.8% | Added |
| Huntington National Bank | – | $9.38K | 0.00% | – | – |
| FNY Investment Advisers, LLC | 600 | $10.0K | 0.01% | 00.0% | Unchanged |
| TCTC Holdings, LLC | 800 | $13.7K | 0.00% | 00.0% | Unchanged |
| AdvisorNet Financial, Inc | 999 | $17.2K | 0.00% | −1−0.1% | Reduced |
| Allworth Financial LP | 1,153 | $19.8K | 0.00% | −181−13.6% | Reduced |
| TD Private Client Wealth LLC | 1,574 | $27.0K | 0.00% | +1,574 | New |
| Harbour Investments, Inc. | 2,009 | $34.5K | 0.00% | +9+0.4% | Added |
| Central Trust Co | 2,114 | $36.3K | 0.00% | 00.0% | Unchanged |
| Harbor Investment Advisory, LLC | 2,500 | $42.9K | 0.01% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 2,713 | $46.6K | 0.00% | 00.0% | Unchanged |
| Hollencrest Capital Management | 3,540 | $60.8K | 0.01% | 00.0% | Unchanged |
| Cary Street Partner Investment Advisory LLC | 4,755 | $81.6K | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 5,203 | $89.3K | 0.00% | +5,203 | New |
| Rocky Mountain Advisers, LLC | 5,500 | $94.4K | 0.05% | 00.0% | Unchanged |
| Comerica Bank | 6,240 | $107.1K | 0.00% | +6,240 | New |
| Beacon Capital Management, LLC | 8,025 | $134.7K | 0.04% | 00.0% | Unchanged |
| Concord Wealth Partners | 9,218 | $158.3K | 0.03% | +155+1.7% | Added |
| Kestra Private Wealth Services, LLC | 11,339 | $194.7K | 0.01% | +11,339 | New |
| Raymond James Financial Services Advisors, Inc. | 11,479 | $197.1K | 0.00% | +850+8.0% | Added |
| Gill Capital Partners, LLC | 11,685 | $200.6K | 0.09% | 00.0% | Unchanged |
| Private Advisor Group, LLC | 11,976 | $205.6K | 0.00% | +29+0.2% | Added |
| CSS LLC | 12,179 | $209.1K | 0.02% | +67+0.6% | Added |
| Daymark Wealth Partners, LLC | 12,948 | $222.3K | 0.02% | −4,509−25.8% | Reduced |
| RMB Capital Management, LLC | 13,659 | $234.5K | 0.01% | +884+6.9% | Added |
| UMA Financial Services, Inc. | 15,539 | $257.3K | 0.07% | 00.0% | Unchanged |
| Commonwealth Equity Services, LLC | 15,146 | $260.0K | 0.00% | −36−0.2% | Reduced |
| Arete Wealth Advisors, LLC | 15,485 | $265.9K | 0.05% | 00.0% | Unchanged |
| Wedbush Securities Inc | 17,177 | $295.0K | 0.01% | −6,690−28.0% | Reduced |
| Wealthcare Advisory Partners LLC | 18,960 | $325.5K | 0.01% | +588+3.2% | Added |
| IHT Wealth Management, LLC | 19,113 | $328.2K | 0.02% | −5,223−21.5% | Reduced |
| Claybrook Capital, LLC | 22,795 | $391.4K | 0.22% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 30,582 | $525.1K | 0.01% | −662−2.1% | Reduced |
| Cetera Advisor Networks LLC | 31,020 | $532.6K | 0.00% | −175−0.6% | Reduced |
| Ameriprise Financial Inc | 34,571 | $593.6K | 0.00% | −337−1.0% | Reduced |
| Hennion & Walsh Asset Management, Inc. | 34,899 | $599.2K | 0.04% | +238+0.7% | Added |
| Creative Planning | 35,629 | $611.8K | 0.00% | +35,629 | New |
| E&G Advisors, LP | 44,977 | $772.2K | 0.28% | −512−1.1% | Reduced |
| Advisor Group Holdings, Inc. | 52,063 | $893.9K | 0.00% | +37,799+265.0% | Added |
| Guggenheim Capital LLC | 52,961 | $909.3K | 0.01% | +110.0% | Added |
| Bank of America Corp | 55,764 | $957.5K | 0.00% | +37,886+211.9% | Added |
| Janney Montgomery Scott LLC | 67,244 | $1.16M | 0.00% | +375+0.6% | Added |
| Rockefeller Capital Management L.P. | 70,550 | $1.21M | 0.00% | −535−0.8% | Reduced |
| Chicago Partners Investment Group LLC | 73,790 | $1.22M | 0.07% | −2,010−2.7% | Reduced |
| Royal Bank of Canada | 98,429 | $1.69M | 0.00% | −11,516−10.5% | Reduced |
| Integrated Wealth Concepts LLC | 98,655 | $1.69M | 0.03% | −8,670−8.1% | Reduced |
| Almitas Capital LLC | 111,076 | $1.91M | 0.91% | +62,020+126.4% | Added |
| LPL Financial LLC | 114,037 | $1.96M | 0.00% | +34,115+42.7% | Added |
| Weiss Asset Management LP | 122,783 | $2.11M | 0.17% | −7,955−6.1% | Reduced |
| Raymond James & Associates | 154,035 | $2.64M | 0.00% | −12,037−7.2% | Reduced |
| UBS Group AG | 164,641 | $2.83M | 0.00% | −7,745−4.5% | Reduced |
| Rivernorth Capital Management, LLC | 169,728 | $2.91M | 0.15% | +126,952+296.8% | Added |
| Cohen & Steers, Inc. | 173,899 | $2.99M | 0.01% | 00.0% | Unchanged |
| Wells Fargo & Company | 199,685 | $3.43M | 0.00% | −13,691−6.4% | Reduced |
| Stifel Financial Corp | 231,910 | $3.98M | 0.01% | −14,937−6.1% | Reduced |
| Envestnet Asset Management Inc | 342,573 | $5.88M | 0.00% | +108,754+46.5% | Added |
| Morgan Stanley | 364,141 | $6.25M | 0.00% | +54,645+17.7% | Added |
| Sit Investment Associates Inc | 385,211 | $6.61M | 0.18% | +174,429+82.8% | Added |
| Punch & Associates Investment Management, Inc. | 386,240 | $6.63M | 0.42% | +3,018+0.8% | Added |
| Truist Financial Corp | 415,506 | $7.13M | 0.01% | +97,542+30.7% | Added |
| Atlas Wealth LLC | 467,865 | $8.03M | 1.50% | +72,417+18.3% | Added |
| Cornerstone Advisory, LLC | 641,944 | $11.0M | 1.93% | −2,513−0.4% | Reduced |
| Kingswood Wealth Advisors, LLC | 0 | $0 | 0.00% | −29,320−100.0% | Sold out |
| Invesco Ltd. | 0 | $0 | 0.00% | −17,860−100.0% | Sold out |
| Bank of Montreal | 0 | $0 | 0.00% | −15,723−100.0% | Sold out |
| Captrust Financial Advisors | 0 | $0 | 0.00% | −12,013−100.0% | Sold out |
| Sykon Capital LLC | 0 | $0 | 0.00% | −11,000−100.0% | Sold out |
| The PNC Financial Services Group, Inc. | 0 | $0 | 0.00% | −10,200−100.0% | Sold out |
| CWM, LLC | 0 | $0 | 0.00% | −500−100.0% | Sold out |