Nuveen Preferred Securities & Income Opportunities Fund
JPIDelisted Sep 22, 2025- SEC CIK
- 0001547994
Nuveen Preferred Securities & Income Opportunities Fund was delisted on Sep 22, 2025; its insiders filed their last Form 4 on Dec 19, 2023; 54 institutions reported holding it in 13F filings for Q2 2025, worth $53.4M in total; no superinvestor held it.
Q4 2021 vs. Q3 2021
How the institutions holding Nuveen Preferred Securities & Income Opportunities Fund changed between Q3 2021 and Q4 2021.
All holders in Q4 2021All holders in Q3 2021
| Measure | Q3 2021 | Of which not filed for Q4 2021 | Q4 2021 | Change |
|---|---|---|---|---|
| Holders | 63 | 2 | 62 | +1 |
| Shares | 3.36M | 10.9K | 3.76M | +415.1K (+12.4%) |
| Value | $83.6M | $270.0K | $97.3M | +$14.0M (+16.8%) |
2 institutions that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so the changes leave them out.
New holders (11)
Institutions that held Nuveen Preferred Securities & Income Opportunities Fund at the end of Q4 2021 but not at the end of Q3 2021.
| Institution | Shares | Value | % of portfolio |
|---|---|---|---|
| Arete Wealth Advisors, LLC | 49,694 | $1.29M | 0.11% |
| Independent Financial Group, LLC | 24,895 | $644.3K | 0.05% |
| Brandywine Oak Private Wealth LLC | 10,600 | $274.0K | 0.03% |
| Wealthcare Advisory Partners LLC | 10,208 | $264.0K | 0.02% |
| GWM Advisors LLC | 9,039 | $234.0K | 0.00% |
| Concord Wealth Partners | 8,150 | $211.0K | 0.05% |
| AE Wealth Management LLC | 8,030 | $208.0K | 0.00% |
| CoreCap Advisors, LLC | 1,350 | $35.0K | 0.00% |
| High Net Worth Advisory Group LLC | 700 | $18.0K | 0.01% |
| FMR LLC | 1 | $0 | 0.00% |
| CWM, LLC | 2 | $0 | 0.00% |
Sold out (10)
Institutions that held Nuveen Preferred Securities & Income Opportunities Fund at the end of Q3 2021 and filed for Q4 2021 without it.
| Institution | Shares, Q3 2021 | Value, Q3 2021 |
|---|---|---|
| Hennion & Walsh Asset Management, Inc. | 47,844 | $1.19M |
| Shaker Financial Services, LLC | 21,610 | $536.0K |
| HRT Financial LP | 20,100 | $498.0K |
| Jane Street Group, LLC | 19,092 | $473.0K |
| Wolverine Asset Management LLC | 18,701 | $463.0K |
| The PNC Financial Services Group, Inc. | 8,900 | $220.0K |
| International Assets Investment Management, LLC | 8,219 | $204.0K |
| Herold Advisors, Inc. | 2,280 | $56.0K |
| Asset Dedication, LLC | 1,302 | $32.0K |
| Arkadios Wealth Advisors | 109 | $2.00K |
Not filed for Q4 2021 yet (2)
Institutions that held Nuveen Preferred Securities & Income Opportunities Fund at the end of Q3 2021 and haven't filed a 13F for Q4 2021. Not filing isn't selling, so they aren't counted as sold out.
| Institution | Shares, Q3 2021 | Value, Q3 2021 |
|---|---|---|
| Mid Atlantic Financial Management Inc | 10,451 | $259.0K |
| Sonora Investment Management, LLC | 430 | $11.0K |