Nuveen Preferred Securities & Income Opportunities Fund
JPI2025/9/22 下市- SEC CIK
- 0001547994
Nuveen Preferred Securities & Income Opportunities Fund 已在 2025/9/22 下市；內部人最後一份 Form 4 在 2023/12/19 申報；2025 年第 2 季末有 54 家機構在 13F 申報持有，市值合計 $5,341 萬；沒有大師持有。
2021 年第 4 季 13F 持有人
Nuveen Preferred Securities & Income Opportunities Fund 在 2021/12/31 季末的機構持股。管理 1 億美元以上美股的機構，每季結束後 45 天內要用 13F 申報多頭部位。13F 是什麼
- 持有機構
- 62
- 較 2021 年第 3 季 +1 家
- 持有股數
- 376.4 萬
- 較 2021 年第 3 季 +41.5 萬 (+12.4%)
- 總市值
- $9,728 萬
- 較 2021 年第 3 季 +$1,397 萬 (+16.8%)
- 新進機構
- 11
- 另有 19 家加碼
- 清倉機構
- 10
- 另有 18 家減碼
另有 2 家機構在 2021 年第 3 季持有、還沒有申報 2021 年第 4 季 13F：沒申報不算清倉，也不計入上面的變化。
歷季持有家數與市值
2021 年第 1 季起，每季在 13F 申報持有 JPI 的機構家數與合計市值。市值是各季季末的申報市值，也會跟著股價漲跌。
| 季度 | 家數 | 市值 |
|---|---|---|
| 2026 年第 2 季 | 1 | $21 |
| 2026 年第 1 季 | 1 | $21 |
| 2025 年第 4 季 | 1 | $21 |
| 2025 年第 3 季 | 2 | $68.2 萬 |
| 2025 年第 2 季 | 54 | $5,341 萬 |
| 2025 年第 1 季 | 51 | $4,187 萬 |
| 2024 年第 4 季 | 50 | $4,201 萬 |
| 2024 年第 3 季 | 50 | $4,329 萬 |
| 2024 年第 2 季 | 72 | $1.27 億 |
| 2024 年第 1 季 | 70 | $1.07 億 |
| 2023 年第 4 季 | 73 | $9,660 萬 |
| 2023 年第 3 季 | 69 | $9,429 萬 |
| 2023 年第 2 季 | 69 | $8,128 萬 |
| 2023 年第 1 季 | 67 | $7,768 萬 |
| 2022 年第 4 季 | 66 | $7,762 萬 |
| 2022 年第 3 季 | 60 | $6,720 萬 |
| 2022 年第 2 季 | 61 | $7,055 萬 |
| 2022 年第 1 季 | 65 | $8,140 萬 |
| 2021 年第 4 季 | 62 | $9,728 萬 |
| 2021 年第 3 季 | 63 | $8,359 萬 |
| 2021 年第 2 季 | 60 | $8,758 萬 |
| 2021 年第 1 季 | 63 | $9,017 萬 |
2021 年第 4 季持有機構
每家機構持有 Nuveen Preferred Securities & Income Opportunities Fund 的股數、市值與佔組合比重；股數變化跟 2021 年第 3 季比。
| 機構 | 股數 | 市值 | 佔組合 % | 股數變化 | 動作 |
|---|---|---|---|---|---|
| Cornerstone Advisory, LLC | 455,983 | $1,180 萬 | 1.70% | −10,494−2.2% | 減碼 |
| Sit Investment Associates Inc | 432,829 | $1,120 萬 | 0.26% | +55,323+14.7% | 加碼 |
| Morgan Stanley | 345,276 | $893.6 萬 | 0.00% | −5,163−1.5% | 減碼 |
| Royal Bank of Canada | 252,165 | $652.6 萬 | 0.00% | −8,169−3.1% | 減碼 |
| Truist Financial Corp | 198,728 | $514.3 萬 | 0.01% | +88,700+80.6% | 加碼 |
| Wells Fargo & Company | 196,704 | $509.0 萬 | 0.00% | +8,422+4.5% | 加碼 |
| Raymond James & Associates | 183,846 | $475.8 萬 | 0.00% | +3,957+2.2% | 加碼 |
| Cohen & Steers, Inc. | 181,740 | $470.3 萬 | 0.01% | −48,196−21.0% | 減碼 |
| Stifel Financial Corp | 174,281 | $451.0 萬 | 0.01% | +147,511+551.0% | 加碼 |
| Envestnet Asset Management Inc | 148,415 | $384.1 萬 | 0.00% | +89,153+150.4% | 加碼 |
| UBS Group AG | 133,561 | $345.7 萬 | 0.00% | −3,611−2.6% | 減碼 |
| Integrated Wealth Concepts LLC | 130,825 | $338.6 萬 | 0.10% | +92,276+239.4% | 加碼 |
| Chicago Partners Investment Group LLC | 93,229 | $207.9 萬 | 0.15% | +6,143+7.1% | 加碼 |
| Janney Montgomery Scott LLC | 67,305 | $174.2 萬 | 0.01% | −195−0.3% | 減碼 |
| Invesco Ltd. | 65,246 | $168.9 萬 | 0.00% | +10,357+18.9% | 加碼 |
| E&G Advisors, LP | 50,725 | $131.3 萬 | 0.33% | −600−1.2% | 減碼 |
| Arete Wealth Advisors, LLC | 49,694 | $128.6 萬 | 0.11% | +49,694 | 新進 |
| IHT Wealth Management, LLC | 49,108 | $127.1 萬 | 0.09% | +7,995+19.4% | 加碼 |
| Ameriprise Financial Inc | 47,295 | $122.2 萬 | 0.00% | −3,691−7.2% | 減碼 |
| Guggenheim Capital LLC | 43,832 | $113.4 萬 | 0.01% | +5,435+14.2% | 加碼 |
| Steward Partners Investment Advisory, LLC | 40,038 | $103.6 萬 | 0.02% | −2,996−7.0% | 減碼 |
| Commonwealth Equity Services, LLC | 34,313 | $88.8 萬 | 0.00% | +219+0.6% | 加碼 |
| RMB Capital Management, LLC | 32,072 | $83.0 萬 | 0.03% | 00.0% | 不變 |
| Wedbush Securities Inc | 27,341 | $70.8 萬 | 0.03% | +177+0.7% | 加碼 |
| Cetera Advisor Networks LLC | 27,150 | $70.3 萬 | 0.01% | +14,525+115.0% | 加碼 |
| LPL Financial LLC | 26,145 | $67.7 萬 | 0.00% | −940−3.5% | 減碼 |
| Independent Financial Group, LLC | 24,895 | $64.4 萬 | 0.05% | +24,895 | 新進 |
| UMA Financial Services, Inc. | 24,500 | $62.8 萬 | 0.16% | 00.0% | 不變 |
| Advisor Group Holdings, Inc. | 24,193 | $62.7 萬 | 0.00% | +3,344+16.0% | 加碼 |
| Bank of America Corp | 23,849 | $61.7 萬 | 0.00% | −4,053−14.5% | 減碼 |
| Private Advisor Group, LLC | 22,326 | $57.8 萬 | 0.00% | +125+0.6% | 加碼 |
| Trustcore Financial Services, LLC | 18,388 | $47.6 萬 | 0.05% | 00.0% | 不變 |
| Kestra Private Wealth Services, LLC | 15,350 | $39.7 萬 | 0.02% | +24+0.2% | 加碼 |
| Wagner Wealth Management, LLC | 15,066 | $39.0 萬 | 0.30% | −43−0.3% | 減碼 |
| Gill Capital Partners, LLC | 11,870 | $30.7 萬 | 0.14% | 00.0% | 不變 |
| Baird Financial Group, Inc. | 11,754 | $30.4 萬 | 0.00% | −1,300−10.0% | 減碼 |
| Brandywine Oak Private Wealth LLC | 10,600 | $27.4 萬 | 0.03% | +10,600 | 新進 |
| Wealthcare Advisory Partners LLC | 10,208 | $26.4 萬 | 0.02% | +10,208 | 新進 |
| GWM Advisors LLC | 9,039 | $23.4 萬 | 0.00% | +9,039 | 新進 |
| National Asset Management, Inc. | 8,161 | $21.2 萬 | 0.01% | −1,219−13.0% | 減碼 |
| Concord Wealth Partners | 8,150 | $21.1 萬 | 0.05% | +8,150 | 新進 |
| Sigma Planning Corp | 8,050 | $20.8 萬 | 0.01% | −500−5.8% | 減碼 |
| AE Wealth Management LLC | 8,030 | $20.8 萬 | 0.00% | +8,030 | 新進 |
| Lazard Asset Management LLC | – | $18.1 萬 | 0.00% | – | – |
| Rocky Mountain Advisers, LLC | 5,500 | $14.2 萬 | 0.16% | 00.0% | 不變 |
| Geneos Wealth Management Inc. | 4,304 | $11.1 萬 | 0.00% | +1,458+51.2% | 加碼 |
| TSFG, LLC | 1,600 | $4.10 萬 | 0.01% | 00.0% | 不變 |
| Northwestern Mutual Wealth Management Co | 1,595 | $4.10 萬 | 0.00% | +6+0.4% | 加碼 |
| CoreCap Advisors, LLC | 1,350 | $3.50 萬 | 0.00% | +1,350 | 新進 |
| NEXT Financial Group, Inc | 1,190 | $3.10 萬 | 0.00% | −490−29.2% | 減碼 |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 1,200 | $3.10 萬 | 0.00% | 00.0% | 不變 |
| Patriot Financial Group Insurance Agency, LLC | 1,100 | $2.80 萬 | 0.00% | 00.0% | 不變 |
| Harbour Investments, Inc. | 1,000 | $2.60 萬 | 0.00% | −1,808−64.4% | 減碼 |
| Huntington National Bank | – | $2.20 萬 | 0.00% | – | – |
| TCTC Holdings, LLC | 800 | $2.10 萬 | 0.00% | 00.0% | 不變 |
| Rockefeller Capital Management L.P. | 800 | $2.00 萬 | 0.00% | 00.0% | 不變 |
| High Net Worth Advisory Group LLC | 700 | $1.80 萬 | 0.01% | +700 | 新進 |
| Citigroup Inc | 624 | $1.60 萬 | 0.00% | −1,092−63.6% | 減碼 |
| American Portfolios Advisors | 400 | $1.04 萬 | 0.00% | 00.0% | 不變 |
| US Bancorp | 13 | $0 | 0.00% | 00.0% | 不變 |
| FMR LLC | 1 | $0 | 0.00% | +1 | 新進 |
| CWM, LLC | 2 | $0 | 0.00% | +2 | 新進 |
| Hennion & Walsh Asset Management, Inc. | 0 | $0 | 0.00% | −47,844−100.0% | 清倉 |
| Shaker Financial Services, LLC | 0 | $0 | 0.00% | −21,610−100.0% | 清倉 |
| HRT Financial LP | 0 | $0 | 0.00% | −20,100−100.0% | 清倉 |
| Jane Street Group, LLC | 0 | $0 | 0.00% | −19,092−100.0% | 清倉 |
| Wolverine Asset Management LLC | 0 | $0 | 0.00% | −18,701−100.0% | 清倉 |
| The PNC Financial Services Group, Inc. | 0 | $0 | 0.00% | −8,900−100.0% | 清倉 |
| International Assets Investment Management, LLC | 0 | $0 | 0.00% | −8,219−100.0% | 清倉 |
| Herold Advisors, Inc. | 0 | $0 | 0.00% | −2,280−100.0% | 清倉 |
| Asset Dedication, LLC | 0 | $0 | 0.00% | −1,302−100.0% | 清倉 |
| Arkadios Wealth Advisors | 0 | $0 | 0.00% | −109−100.0% | 清倉 |
| Mid Atlantic Financial Management Inc | – | – | – | – | 本季未申報 |
| Sonora Investment Management, LLC | – | – | – | – | 本季未申報 |