Hercules Capital, Inc.
HTGC- Exchange
- NYSE
- SEC CIK
- 0001280784
No open-market purchases or sales by Hercules Capital, Inc. insiders were filed in the last 90 days; 332 institutions reported holding it in 13F filings for Q2 2026, worth $815.0M in total; no superinvestor holds it.
Other share classesHCXY
13F holders, Q2 2025
Institutional positions in Hercules Capital, Inc. as of Jun 30, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 326
- +3 vs. Q1 2025
- Shares held
- 46.2M
- +6.37M (+16.0%) vs. Q1 2025
- Total value
- $843.8M
- +$79.3M (+10.4%) vs. Q1 2025
- New holders
- 40
- 139 more added
- Sold out
- 37
- 86 more reduced
3 institutions that held it in Q1 2025 haven't filed for Q2 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HTGC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 332 | $815.0M |
| Q1 2026 | 349 | $744.0M |
| Q4 2025 | 354 | $937.8M |
| Q3 2025 | 343 | $882.3M |
| Q2 2025 | 326 | $843.8M |
| Q1 2025 | 326 | $774.9M |
| Q4 2024 | 334 | $760.4M |
| Q3 2024 | 299 | $640.1M |
| Q2 2024 | 288 | $671.2M |
| Q1 2024 | 294 | $618.4M |
| Q4 2023 | 290 | $535.2M |
| Q3 2023 | 266 | $482.0M |
| Q2 2023 | 249 | $418.2M |
| Q1 2023 | 257 | $403.7M |
| Q4 2022 | 263 | $434.2M |
| Q3 2022 | 237 | $364.1M |
| Q2 2022 | 249 | $410.2M |
| Q1 2022 | 241 | $537.2M |
| Q4 2021 | 246 | $515.4M |
| Q3 2021 | 219 | $511.5M |
| Q2 2021 | 214 | $537.2M |
| Q1 2021 | 213 | $509.7M |
Institutions, Q2 2025
Shares, value and share of portfolio for each institution holding Hercules Capital, Inc.; share changes are against Q1 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Allie Family Office LLC | 15,000 | $274.2K | 0.14% | 00.0% | Unchanged |
| Sunbelt Securities, Inc. | 13,538 | $272.0K | 0.02% | −10−0.1% | Reduced |
| Anfield Capital Management, LLC | 14,748 | $269.6K | 0.09% | 00.0% | Unchanged |
| Parallel Advisors, LLC | 14,730 | $269.3K | 0.01% | −29−0.2% | Reduced |
| Wedbush Securities Inc | 14,734 | $269.0K | 0.01% | +921+6.7% | Added |
| United Capital Financial Advisers, LLC | 14,679 | $268.3K | 0.00% | +14,679 | New |
| Penbrook Management LLC | 14,563 | $266.2K | 0.20% | −10,419−41.7% | Reduced |
| Strategic Financial Concepts, LLC | 14,150 | $258.7K | 0.04% | 00.0% | Unchanged |
| Snowden Capital Advisors LLC | 14,012 | $256.1K | 0.01% | −300−2.1% | Reduced |
| Change Path, LLC | 13,950 | $255.0K | 0.01% | −20.0% | Reduced |
| Federation des caisses Desjardins du Quebec | 13,775 | $251.7K | 0.00% | 00.0% | Unchanged |
| Modern Wealth Management, LLC | 13,724 | $250.9K | 0.01% | −821−5.6% | Reduced |
| Avantax Advisory Services, Inc. | 13,484 | $246.5K | 0.00% | +354+2.7% | Added |
| Allspring Global Investments Holdings, LLC | 13,100 | $239.5K | 0.00% | 00.0% | Unchanged |
| Prossimo Advisors, LLC | 13,089 | $239.0K | 0.19% | −4,370−25.0% | Reduced |
| Stratos Wealth Partners, LTD. | 12,937 | $236.5K | 0.00% | +120+0.9% | Added |
| Wall Street Access Asset Management, LLC | 12,864 | $235.2K | 0.08% | +14+0.1% | Added |
| Brookstone Capital Management | 12,856 | $235.0K | 0.00% | −14,095−52.3% | Reduced |
| FourThought Financial Partners, LLC | 12,840 | $234.7K | 0.02% | −1,854−12.6% | Reduced |
| Fulton Bank, N.A. | 12,817 | $234.3K | 0.01% | 00.0% | Unchanged |
| Colony Group, LLC | 12,807 | $234.1K | 0.00% | −2,940−18.7% | Reduced |
| Wolverine Trading, LLC | 12,725 | $230.8K | 0.01% | −29,676−70.0% | Reduced |
| Stephens Inc | 12,453 | $227.6K | 0.00% | 00.0% | Unchanged |
| Beaumont Financial Advisors, LLC | 12,240 | $223.7K | 0.02% | +295+2.5% | Added |
| Keystone Financial Group | 12,198 | $223.0K | 0.02% | 00.0% | Unchanged |
| AXA S.A. | 12,110 | $221.4K | 0.00% | 00.0% | Unchanged |
| WealthBridge Capital Management, LLC | 12,000 | $219.4K | 0.06% | 00.0% | Unchanged |
| Advisory Research Inc | 11,948 | $218.4K | 0.03% | −87−0.7% | Reduced |
| Susquehanna International Group, LLP | 11,831 | $216.3K | 0.00% | −10,749−47.6% | Reduced |
| ORG Partners LLC | 11,756 | $215.6K | 0.05% | 00.0% | Unchanged |
| Universal- Beteiligungs- und Servicegesellschaft mbH | 11,548 | $211.1K | 0.00% | +298+2.6% | Added |
| Principal Securities, Inc. | 10,951 | $200.2K | 0.00% | +177+1.6% | Added |
| Diversified Enterprises, LLC | 10,312 | $188.5K | 0.01% | 00.0% | Unchanged |
| Prospera Financial Services Inc | 10,078 | $184.2K | 0.00% | +10,078 | New |
| Cedar Wealth Management, LLC | 9,759 | $178.4K | 0.06% | 00.0% | Unchanged |
| IFP Advisors, Inc | 9,216 | $168.5K | 0.00% | −408−4.2% | Reduced |
| Leonteq Securities AG | 7,500 | $137.1K | 0.01% | +7,500 | New |
| Jones Financial Companies LLLP | 7,215 | $130.9K | 0.00% | +2,269+45.9% | Added |
| Chilton Capital Management LLC | 7,000 | $128.0K | 0.00% | 00.0% | Unchanged |
| Huntington National Bank | 6,799 | $124.3K | 0.00% | 00.0% | Unchanged |
| Annis Gardner Whiting Capital Advisors, LLC | 6,705 | $122.6K | 0.04% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 6,475 | $118.4K | 0.00% | +1,520+30.7% | Added |
| Mirae Asset Global Investments Co., Ltd. | 6,000 | $109.7K | 0.00% | −16,405−73.2% | Reduced |
| Allworth Financial LP | 5,972 | $109.2K | 0.00% | +4,837+426.2% | Added |
| Comerica Bank | 5,681 | $103.8K | 0.00% | −1,479−20.7% | Reduced |
| Aquatic Capital Management LLC | 5,416 | $99.0K | 0.00% | −85,573−94.0% | Reduced |
| Signaturefd, LLC | 5,411 | $98.9K | 0.00% | −1,145−17.5% | Reduced |
| Bayforest Capital Ltd | 5,289 | $96.7K | 0.04% | +5,289 | New |
| MAI Capital Management | 5,024 | $91.8K | 0.00% | −791−13.6% | Reduced |
| Northwestern Mutual Wealth Management Co | 4,780 | $87.4K | 0.00% | +2,151+81.8% | Added |
| Farther Finance Advisors, LLC | 4,420 | $80.8K | 0.00% | +128+3.0% | Added |
| Security National Bank | 4,248 | $77.7K | 0.01% | +245+6.1% | Added |
| Caldwell Sutter Capital, Inc. | 4,036 | $73.8K | 0.03% | +40+1.0% | Added |
| Ronald Blue Trust, Inc. | 4,000 | $73.1K | 0.00% | 00.0% | Unchanged |
| Brown, Lisle/Cummings, Inc. | 3,811 | $69.7K | 0.02% | 00.0% | Unchanged |
| Tradewinds Capital Management, LLC | 3,728 | $68.2K | 0.02% | +81+2.2% | Added |
| Private Trust Co NA | 3,381 | $61.8K | 0.01% | +2,881+576.2% | Added |
| Deutsche Bank AG | 3,249 | $59.4K | 0.00% | +83+2.6% | Added |
| WFA of San Diego, LLC | 3,000 | $54.8K | 0.04% | +3,000 | New |
| Kozak & Associates, Inc. | 2,877 | $53.4K | 0.01% | +63+2.2% | Added |
| MTM Investment Management, LLC | 2,900 | $53.0K | 0.02% | +2,900 | New |
| Armstrong Advisory Group, Inc | 2,816 | $51.5K | 0.00% | −2,640−48.4% | Reduced |
| Whittier Trust Co of Nevada Inc | 2,723 | $49.7K | 0.00% | +60+2.3% | Added |
| First Horizon Advisors, Inc. | 2,566 | $46.9K | 0.00% | +2,566 | New |
| Hollencrest Capital Management | 2,522 | $46.1K | 0.00% | 00.0% | Unchanged |
| Chesapeake Asset Management LLC | 2,426 | $44.4K | 0.04% | +27+1.1% | Added |
| Archer Investment Corp | 2,331 | $42.6K | 0.01% | +3+0.1% | Added |
| Delta Asset Management LLC | 2,251 | $41.1K | 0.00% | −10−0.4% | Reduced |
| Optiver Holding B.V. | 2,020 | $36.9K | 0.00% | 00.0% | Unchanged |
| Estabrook Capital Management | 1,961 | $35.8K | 0.01% | +43+2.2% | Added |
| CNB Bank | 1,848 | $33.8K | 0.02% | +1,848 | New |
| Alpine Bank Wealth Management | 1,829 | $33.4K | 0.01% | +1,829 | New |
| ZRC Wealth Management, LLC | 1,778 | $32.5K | 0.01% | +39+2.2% | Added |
| SRS Capital Advisors, Inc. | 1,682 | $30.7K | 0.00% | −5,234−75.7% | Reduced |
| Kathleen S. Wright Associates Inc. | 1,580 | $28.9K | 0.01% | 00.0% | Unchanged |
| Painted Porch Advisors LLC | 1,541 | $28.2K | 0.01% | +3+0.2% | Added |
| HHM Wealth Advisors, LLC | 1,500 | $27.4K | 0.00% | 00.0% | Unchanged |
| AllSquare Wealth Management LLC | 1,500 | $27.4K | 0.02% | +500+50.0% | Added |
| GHP Investment Advisors, Inc. | 1,500 | $27.4K | 0.00% | +1,500 | New |
| Acadian Asset Management LLC | 1,520 | $27.0K | 0.00% | +137+9.9% | Added |
| Assetmark, Inc | 1,386 | $25.3K | 0.00% | +879+173.4% | Added |
| CWM, LLC | 1,381 | $25.0K | 0.00% | +612+79.6% | Added |
| Spire Wealth Management | 1,361 | $24.9K | 0.00% | +4+0.3% | Added |
| Ancora Advisors, LLC | 1,250 | $22.9K | 0.00% | 00.0% | Unchanged |
| Skopos Labs, Inc. | 1,199 | $21.9K | 0.00% | +1,199 | New |
| Clark Wealth Partners | 1,023 | $18.7K | 0.01% | 00.0% | Unchanged |
| Rossby Financial, LCC | 969 | $17.7K | 0.01% | 00.0% | Unchanged |
| Crowley Wealth Management, Inc. | 900 | $16.5K | 0.01% | 00.0% | Unchanged |
| WealthCollab, LLC | 836 | $15.3K | 0.01% | +195+30.4% | Added |
| Beacon Capital Management, LLC | 835 | $15.3K | 0.00% | +21+2.6% | Added |
| Trust Co of Vermont | 825 | $15.1K | 0.00% | +825 | New |
| Asset Dedication, LLC | 756 | $13.8K | 0.00% | 00.0% | Unchanged |
| Salem Investment Counselors Inc | 700 | $12.8K | 0.00% | −746−51.6% | Reduced |
| Thurston, Springer, Miller, Herd & Titak, Inc. | 700 | $12.8K | 0.00% | 00.0% | Unchanged |
| NBC Securities, Inc. | 710 | $12.0K | 0.00% | 00.0% | Unchanged |
| Community Bank, N.A. | 625 | $11.4K | 0.00% | 00.0% | Unchanged |
| Valley National Advisers Inc | 656 | $11.0K | 0.00% | 00.0% | Unchanged |
| Bank of New Hampshire | 600 | $11.0K | 0.00% | +600 | New |
| Russell Investments Group, Ltd. | 520 | $9.51K | 0.00% | 00.0% | Unchanged |
| Alerus Financial NA | 517 | $9.45K | 0.00% | +517 | New |