Hercules Capital, Inc.
HTGC- Exchange
- NYSE
- SEC CIK
- 0001280784
No open-market purchases or sales by Hercules Capital, Inc. insiders were filed in the last 90 days; 332 institutions reported holding it in 13F filings for Q2 2026, worth $815.0M in total; no superinvestor holds it.
Other share classesHCXY
13F holders, Q2 2021
Institutional positions in Hercules Capital, Inc. as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 214
- +1 vs. Q1 2021
- Shares held
- 31.5M
- −322.6K (−1.0%) vs. Q1 2021
- Total value
- $537.2M
- +$27.4M (+5.4%) vs. Q1 2021
- New holders
- 32
- 71 more added
- Sold out
- 31
- 66 more reduced
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HTGC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 332 | $815.0M |
| Q1 2026 | 349 | $744.0M |
| Q4 2025 | 354 | $937.8M |
| Q3 2025 | 343 | $882.3M |
| Q2 2025 | 326 | $843.8M |
| Q1 2025 | 326 | $774.9M |
| Q4 2024 | 334 | $760.4M |
| Q3 2024 | 299 | $640.1M |
| Q2 2024 | 288 | $671.2M |
| Q1 2024 | 294 | $618.4M |
| Q4 2023 | 290 | $535.2M |
| Q3 2023 | 266 | $482.0M |
| Q2 2023 | 249 | $418.2M |
| Q1 2023 | 257 | $403.7M |
| Q4 2022 | 263 | $434.2M |
| Q3 2022 | 237 | $364.1M |
| Q2 2022 | 249 | $410.2M |
| Q1 2022 | 241 | $537.2M |
| Q4 2021 | 246 | $515.4M |
| Q3 2021 | 219 | $511.5M |
| Q2 2021 | 214 | $537.2M |
| Q1 2021 | 213 | $509.7M |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding Hercules Capital, Inc.; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Wells Fargo & Company | 703,254 | $12.0M | 0.00% | +2,650+0.4% | Added |
| JPMorgan Chase & Co | 709,511 | $12.1M | 0.00% | −282,524−28.5% | Reduced |
| Legal & General Group Plc | 737,506 | $12.6M | 0.00% | −67,829−8.4% | Reduced |
| Centaurus Financial, Inc. | 749,568 | $12.8M | 1.08% | −14,588−1.9% | Reduced |
| Arrowstreet Capital, Limited Partnership | 751,573 | $12.8M | 0.02% | +599,387+393.9% | Added |
| BlackRock Inc. | 761,513 | $13.0M | 0.00% | +69,002+10.0% | Added |
| Invesco Ltd. | 912,512 | $15.6M | 0.00% | +127,337+16.2% | Added |
| Advisors Capital Management, LLC | 916,189 | $15.6M | 0.50% | −150,208−14.1% | Reduced |
| Morgan Stanley | 975,510 | $16.6M | 0.00% | +125,944+14.8% | Added |
| Shanda Asset Management Holdings Ltd | 1,000,000 | $17.1M | 2.29% | 00.0% | Unchanged |
| Van Eck Associates Corp | 1,370,718 | $23.4M | 0.06% | +196,915+16.8% | Added |
| Royal Bank of Canada | 1,935,905 | $33.0M | 0.01% | −67,263−3.4% | Reduced |
| Sound Income Strategies, LLC | 2,056,211 | $35.1M | 5.06% | −25,327−1.2% | Reduced |
| Price T Rowe Associates Inc | 2,337,845 | $39.9M | 0.00% | −66,655−2.8% | Reduced |
| Granite Investment Partners, LLC | 0 | $0 | 0.00% | −1,183,727−100.0% | Sold out |
| California Public Employees Retirement System | 0 | $0 | 0.00% | −231,600−100.0% | Sold out |
| New York State Common Retirement Fund | 0 | $0 | 0.00% | −82,693−100.0% | Sold out |
| Legacy Capital Wealth Partners, LLC | 0 | $0 | 0.00% | −74,657−100.0% | Sold out |
| Assenagon Asset Management S.A. | 0 | $0 | 0.00% | −72,261−100.0% | Sold out |
| Carnegie Capital Asset Management, LLC | 0 | $0 | 0.00% | −33,250−100.0% | Sold out |
| True Link Financial Advisors, LLC | 0 | $0 | 0.00% | −33,252−100.0% | Sold out |
| Claybrook Capital, LLC | 0 | $0 | 0.00% | −32,620−100.0% | Sold out |
| Ascendant Capital Management, LLC | 0 | $0 | 0.00% | −27,500−100.0% | Sold out |
| Centric Wealth Management | 0 | $0 | 0.00% | −24,000−100.0% | Sold out |
| Group One Trading, L.P. | 0 | $0 | 0.00% | −19,714−100.0% | Sold out |
| Mid Atlantic Financial Management Inc | 0 | $0 | 0.00% | −13,512−100.0% | Sold out |
| Lebenthal Global Advisors, LLC | 0 | $0 | 0.00% | −13,113−100.0% | Sold out |
| Gotham Asset Management, LLC | 0 | $0 | 0.00% | −12,936−100.0% | Sold out |
| CWA Asset Management Group, LLC | 0 | $0 | 0.00% | −11,569−100.0% | Sold out |
| Jane Street Group, LLC | 0 | $0 | 0.00% | −11,326−100.0% | Sold out |
| National Asset Management, Inc. | 0 | $0 | 0.00% | −10,504−100.0% | Sold out |
| Man Group plc | 0 | $0 | 0.00% | −10,105−100.0% | Sold out |
| Wolverine Asset Management LLC | 0 | $0 | 0.00% | −6,877−100.0% | Sold out |
| RBA Wealth Management, LLC | 0 | $0 | 0.00% | −4,006−100.0% | Sold out |
| Bank of Montreal | 0 | $0 | 0.00% | −3,625−100.0% | Sold out |
| Total Clarity Wealth Management, Inc. | 0 | $0 | 0.00% | −2,575−100.0% | Sold out |
| Meridian Wealth Partners, LLC | 0 | $0 | 0.00% | −1,609−100.0% | Sold out |
| Cary Street Partner Investment Advisory LLC | 0 | $0 | 0.00% | −23,142−100.0% | Sold out |
| Quantbot Technologies LP | 0 | $0 | 0.00% | −1,393−100.0% | Sold out |
| RMR Wealth Builders | 0 | $0 | 0.00% | −1,093−100.0% | Sold out |
| Huntington National Bank | 0 | $0 | 0.00% | −409−100.0% | Sold out |
| Sowell Financial Services LLC | 0 | $0 | 0.00% | −295−100.0% | Sold out |
| Ameritas Investment Company, LLC | 0 | $0 | 0.00% | −207−100.0% | Sold out |
| Manchester Financial Inc | 0 | $0 | 0.00% | −200−100.0% | Sold out |
| Atlas Private Wealth Management | 0 | $0 | 0.00% | −70−100.0% | Sold out |