Highland Opportunities & Income Fund
HFRO- Exchange
- NYSE
- SEC CIK
- 0001710680
No open-market purchases or sales by Highland Opportunities & Income Fund insiders were filed in the last 90 days; 91 institutions reported holding it in 13F filings for Q2 2026, worth $226.4M in total; no superinvestor holds it.
13F holders, Q1 2024
Institutional positions in Highland Opportunities & Income Fund as of Mar 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 107
- +4 vs. Q4 2023
- Shares held
- 28.8M
- +2.96M (+11.4%) vs. Q4 2023
- Total value
- $202.6M
- +$3.73M (+1.9%) vs. Q4 2023
- New holders
- 19
- 42 more added
- Sold out
- 15
- 27 more reduced
1 institution that held it in Q4 2023 haven't filed for Q1 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HFRO on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 91 | $226.4M |
| Q1 2026 | 95 | $173.2M |
| Q4 2025 | 105 | $177.4M |
| Q3 2025 | 94 | $177.0M |
| Q2 2025 | 92 | $138.2M |
| Q1 2025 | 96 | $131.1M |
| Q4 2024 | 111 | $146.5M |
| Q3 2024 | 101 | $178.9M |
| Q2 2024 | 101 | $191.5M |
| Q1 2024 | 107 | $202.6M |
| Q4 2023 | 104 | $198.8M |
| Q3 2023 | 105 | $198.7M |
| Q2 2023 | 97 | $216.8M |
| Q1 2023 | 100 | $216.6M |
| Q4 2022 | 102 | $252.4M |
| Q3 2022 | 94 | $226.5M |
| Q2 2022 | 101 | $270.4M |
| Q1 2022 | 97 | $280.5M |
| Q4 2021 | 102 | $270.6M |
| Q3 2021 | 99 | $293.5M |
| Q2 2021 | 98 | $264.1M |
| Q1 2021 | 95 | $282.4M |
Institutions, Q1 2024
Shares, value and share of portfolio for each institution holding Highland Opportunities & Income Fund; share changes are against Q4 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| LPL Financial LLC | 1,248,120 | $8.77M | 0.00% | −195,230−13.5% | Reduced |
| Envestnet Asset Management Inc | 1,651,706 | $11.6M | 0.00% | +258,448+18.5% | Added |
| Invesco Ltd. | 1,767,880 | $12.4M | 0.00% | +533,216+43.2% | Added |
| Royal Bank of Canada | 2,080,068 | $14.6M | 0.00% | +236,601+12.8% | Added |
| Raymond James & Associates | 2,577,788 | $18.1M | 0.01% | +1,522,660+144.3% | Added |
| Thomas J. Herzfeld Advisors, Inc. | 3,135,798 | $22.0M | 7.79% | +111,706+3.7% | Added |
| Morgan Stanley | 3,730,094 | $26.2M | 0.00% | −784,261−17.4% | Reduced |
| Advisor Resource Council | 0 | $0 | 0.00% | −221,064−100.0% | Sold out |
| Icon Advisers Inc | 0 | $0 | 0.00% | −128,733−100.0% | Sold out |
| Marks Group Wealth Management, Inc | 0 | $0 | 0.00% | −118,805−100.0% | Sold out |
| Lido Advisors, LLC | 0 | $0 | 0.00% | −40,318−100.0% | Sold out |
| Avantax Advisory Services, Inc. | 0 | $0 | 0.00% | −31,355−100.0% | Sold out |
| Jane Street Group, LLC | 0 | $0 | 0.00% | −25,166−100.0% | Sold out |
| CTC Alternative Strategies, Ltd. | 0 | $0 | 0.00% | −17,624−100.0% | Sold out |
| Cresset Asset Management, LLC | 0 | $0 | 0.00% | −17,000−100.0% | Sold out |
| Pekin Hardy Strauss, Inc. | 0 | $0 | 0.00% | −14,602−100.0% | Sold out |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −10,988−100.0% | Sold out |
| Nomura Holdings Inc | 0 | $0 | 0.00% | −10,950−100.0% | Sold out |
| US Bancorp | 0 | $0 | 0.00% | −4,403−100.0% | Sold out |
| Advisory Services Network, LLC | 0 | $0 | 0.00% | −2,589−100.0% | Sold out |
| Tower Research Capital LLC (TRC) | 0 | $0 | 0.00% | −148−100.0% | Sold out |
| FMR LLC | 0 | $0 | 0.00% | −1−100.0% | Sold out |
| Coppell Advisory Solutions LLC | – | – | – | – | Not filed |