Highland Opportunities & Income Fund
HFRO- Exchange
- NYSE
- SEC CIK
- 0001710680
No open-market purchases or sales by Highland Opportunities & Income Fund insiders were filed in the last 90 days; 91 institutions reported holding it in 13F filings for Q2 2026, worth $226.4M in total; no superinvestor holds it.
13F holders, Q4 2023
Institutional positions in Highland Opportunities & Income Fund as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 104
- +1 vs. Q3 2023
- Shares held
- 25.9M
- +1.23M (+5.0%) vs. Q3 2023
- Total value
- $198.8M
- +$893.7K (+0.5%) vs. Q3 2023
- New holders
- 14
- 42 more added
- Sold out
- 13
- 27 more reduced
2 institutions that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HFRO on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 91 | $226.4M |
| Q1 2026 | 95 | $173.2M |
| Q4 2025 | 105 | $177.4M |
| Q3 2025 | 94 | $177.0M |
| Q2 2025 | 92 | $138.2M |
| Q1 2025 | 96 | $131.1M |
| Q4 2024 | 111 | $146.5M |
| Q3 2024 | 101 | $178.9M |
| Q2 2024 | 101 | $191.5M |
| Q1 2024 | 107 | $202.6M |
| Q4 2023 | 104 | $198.8M |
| Q3 2023 | 105 | $198.7M |
| Q2 2023 | 97 | $216.8M |
| Q1 2023 | 100 | $216.6M |
| Q4 2022 | 102 | $252.4M |
| Q3 2022 | 94 | $226.5M |
| Q2 2022 | 101 | $270.4M |
| Q1 2022 | 97 | $280.5M |
| Q4 2021 | 102 | $270.6M |
| Q3 2021 | 99 | $293.5M |
| Q2 2021 | 98 | $264.1M |
| Q1 2021 | 95 | $282.4M |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Highland Opportunities & Income Fund; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| LPL Financial LLC | 1,443,350 | $11.1M | 0.01% | −45,223−3.0% | Reduced |
| Royal Bank of Canada | 1,843,467 | $14.2M | 0.00% | −67,698−3.5% | Reduced |
| Thomas J. Herzfeld Advisors, Inc. | 3,024,092 | $23.3M | 8.54% | +152,421+5.3% | Added |
| Morgan Stanley | 4,514,355 | $34.7M | 0.00% | +94,511+2.1% | Added |
| Atlas Wealth LLC | 0 | $0 | 0.00% | −879,966−100.0% | Sold out |
| Arlington Capital Management, Inc. | 0 | $0 | 0.00% | −51,261−100.0% | Sold out |
| AEGON USA Investment Management, LLC | 0 | $0 | 0.00% | −18,172−100.0% | Sold out |
| Cetera Advisor Networks LLC | 0 | $0 | 0.00% | −17,724−100.0% | Sold out |
| Sovereign Financial Group, Inc. | 0 | $0 | 0.00% | −14,000−100.0% | Sold out |
| Ignite Planners, LLC | 0 | $0 | 0.00% | −13,402−100.0% | Sold out |
| Pinnacle Wealth Planning Services, Inc. | 0 | $0 | 0.00% | −12,500−100.0% | Sold out |
| Wealth Enhancement Advisory Services, LLC | 0 | $0 | 0.00% | −11,919−100.0% | Sold out |
| Koshinski Asset Management, Inc. | 0 | $0 | 0.00% | −11,625−100.0% | Sold out |
| HRT Financial LP | 0 | $0 | 0.00% | −10,244−100.0% | Sold out |
| NBC Securities, Inc. | 0 | $0 | 0.00% | −9,480−100.0% | Sold out |
| Baker Avenue Asset Management, LP | 0 | $0 | 0.00% | −3,710−100.0% | Sold out |
| Princeton Global Asset Management LLC | 0 | $0 | 0.00% | −1,125−100.0% | Sold out |
| Wealth Management Solutions, LLC | – | – | – | – | Not filed |
| Claybrook Capital, LLC | – | – | – | – | Not filed |