Guggenheim Strategic Opportunities Fund
GOF- Exchange
- NYSE
- SEC CIK
- 0001380936
No open-market purchases or sales by Guggenheim Strategic Opportunities Fund insiders were filed in the last 90 days; 212 institutions reported holding it in 13F filings for Q2 2026, worth $537.1M in total; no superinvestor holds it.
13F holders, Q4 2025
Institutional positions in Guggenheim Strategic Opportunities Fund as of Dec 31, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 197
- +13 vs. Q3 2025
- Shares held
- 43.0M
- +10.8M (+33.5%) vs. Q3 2025
- Total value
- $553.3M
- +$73.0M (+15.2%) vs. Q3 2025
- New holders
- 39
- 72 more added
- Sold out
- 26
- 58 more reduced
2 institutions that held it in Q3 2025 haven't filed for Q4 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting GOF on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 212 | $537.1M |
| Q1 2026 | 202 | $491.5M |
| Q4 2025 | 197 | $553.3M |
| Q3 2025 | 186 | $480.8M |
| Q2 2025 | 175 | $419.3M |
| Q1 2025 | 176 | $428.2M |
| Q4 2024 | 174 | $365.9M |
| Q3 2024 | 154 | $368.5M |
| Q2 2024 | 153 | $337.7M |
| Q1 2024 | 141 | $326.8M |
| Q4 2023 | 139 | $275.7M |
| Q3 2023 | 128 | $280.5M |
| Q2 2023 | 124 | $284.8M |
| Q1 2023 | 128 | $270.2M |
| Q4 2022 | 131 | $255.0M |
| Q3 2022 | 123 | $236.1M |
| Q2 2022 | 122 | $228.2M |
| Q1 2022 | 125 | $268.5M |
| Q4 2021 | 116 | $282.8M |
| Q3 2021 | 84 | $155.3M |
| Q2 2021 | 76 | $149.1M |
| Q1 2021 | 74 | $142.0M |
Institutions, Q4 2025
Shares, value and share of portfolio for each institution holding Guggenheim Strategic Opportunities Fund; share changes are against Q3 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Brinker Capital Investments, LLC | 34,598 | $445.6K | 0.00% | −3,912−10.2% | Reduced |
| Insigneo Advisory Services, LLC | 35,166 | $452.9K | 0.03% | −2,000−5.4% | Reduced |
| Capital Analysts, LLC | 35,829 | $461.0K | 0.01% | +10,120+39.4% | Added |
| Jacobi Capital Management LLC | 37,772 | $486.5K | 0.03% | +4,801+14.6% | Added |
| Buska Wealth Management, LLC | 38,013 | $489.6K | 0.18% | −1,229−3.1% | Reduced |
| Sanctuary Advisors, LLC | 42,113 | $542.4K | 0.00% | +283+0.7% | Added |
| Private Trust Co NA | 42,413 | $546.3K | 0.05% | +41,700+5,848.5% | Added |
| Captrust Financial Advisors | 42,857 | $552.0K | 0.00% | −6,300−12.8% | Reduced |
| Pension & Wealth Management Advisors, Inc. | 43,159 | $555.9K | 0.16% | −5,590−11.5% | Reduced |
| Garden State Investment Advisory Services LLC | 43,478 | $560.0K | 0.13% | −8,428−16.2% | Reduced |
| Parisi Gray Wealth Management | 45,001 | $579.6K | 0.13% | −5,232−10.4% | Reduced |
| Oppenheimer & Co Inc | 45,469 | $585.6K | 0.01% | −8,853−16.3% | Reduced |
| Discipline Wealth Solutions, LLC | 45,489 | $585.9K | 0.11% | +9,554+26.6% | Added |
| Fiduciary Alliance LLC | 45,581 | $587.1K | 0.04% | −9,299−16.9% | Reduced |
| Mallini Complete Financial Planning LLC | 46,833 | $603.2K | 0.48% | +1,256+2.8% | Added |
| Brookstone Capital Management | 47,045 | $605.9K | 0.01% | −1,839−3.8% | Reduced |
| Colony Group, LLC | 46,290 | $680.2K | 0.00% | +6,290+15.7% | Added |
| Marex Group plc | 54,682 | $704.3K | 0.01% | +54,682 | New |
| Sovran Advisors, LLC | 55,684 | $712.8K | 0.06% | −17,958−24.4% | Reduced |
| RSM US Wealth Management LLC | 57,067 | $746.2K | 0.01% | −12,234−17.7% | Reduced |
| Geneos Wealth Management Inc. | 59,327 | $764.1K | 0.02% | +86+0.1% | Added |
| Western Wealth Management, LLC | 60,704 | $781.9K | 0.04% | +23,768+64.3% | Added |
| Landscape Capital Management, L.L.C. | 61,187 | $788.1K | 0.05% | +61,187 | New |
| PMG Family Office LLC | 63,548 | $818.5K | 0.95% | +7,252+12.9% | Added |
| Kovack Advisors, Inc. | 68,423 | $881.3K | 0.04% | +68,423 | New |
| Focus Financial Network, Inc. | 68,967 | $888.3K | 0.03% | +7,747+12.7% | Added |
| Sigma Planning Corp | 69,542 | $895.7K | 0.02% | −9,316−11.8% | Reduced |
| Umb Bank N A | 70,038 | $902.1K | 0.01% | 00.0% | Unchanged |
| J.W. Cole Advisors, Inc. | 76,193 | $936.6K | 0.02% | +31,436+70.2% | Added |
| Thrivent Financial for Lutherans | 76,799 | $985.0K | 0.00% | −3,692−4.6% | Reduced |
| PFG Investments, LLC | 79,661 | $1.03M | 0.05% | −2,389−2.9% | Reduced |
| Mercer Global Advisors Inc | 80,964 | $1.04M | 0.00% | +9,531+13.3% | Added |
| Dynamic Advisor Solutions LLC | 84,576 | $1.09M | 0.03% | +3,681+4.6% | Added |
| Quantinno Capital Management LP | 87,593 | $1.13M | 0.00% | +87,593 | New |
| Great Valley Advisor Group, Inc. | 90,270 | $1.16M | 0.02% | −51,766−36.4% | Reduced |
| Mutual Advisors, LLC | 95,119 | $1.23M | 0.03% | +1,056+1.1% | Added |
| IFG Advisory, LLC | 95,343 | $1.23M | 0.05% | −2,704−2.8% | Reduced |
| Almanack Investment Partners, LLC. | 107,595 | $1.39M | 0.24% | −10,464−8.9% | Reduced |
| TrueMark Investments, LLC | 109,842 | $1.41M | 0.27% | +109,842 | New |
| Z3 Capital Partners, LLC | 114,320 | $1.47M | 0.35% | +114,320 | New |
| GWM Advisors LLC | 114,671 | $1.48M | 0.01% | −3,500−3.0% | Reduced |
| Founders Financial Alliance, LLC | 116,620 | $1.50M | 0.28% | +117+0.1% | Added |
| Steward Partners Investment Advisory, LLC | 117,743 | $1.52M | 0.01% | −15,853−11.9% | Reduced |
| Keating Financial Advisory Services, Inc. | 118,128 | $1.52M | 0.21% | +118,128 | New |
| Smith Asset Management Co., LLC | 123,059 | $1.59M | 1.31% | +21,188+20.8% | Added |
| Noble Wealth Management PBC | 132,565 | $1.71M | 0.86% | +132,565 | New |
| AE Wealth Management LLC | 137,245 | $1.77M | 0.01% | +106,132+341.1% | Added |
| Flynn Zito Capital Management, LLC | 142,091 | $1.83M | 0.65% | −20,179−12.4% | Reduced |
| Kestra Advisory Services, LLC | 150,959 | $1.94M | 0.01% | +22,383+17.4% | Added |
| Tennessee Valley Asset Management Partners | 151,386 | $1.95M | 0.25% | +9,530+6.7% | Added |
| Cambridge Investment Research Advisors, Inc. | 154,281 | $1.99M | 0.01% | −137,341−47.1% | Reduced |
| Cary Street Partners Financial LLC | 161,629 | $2.08M | 0.05% | +60,229+59.4% | Added |
| Commonwealth Equity Services, LLC | 169,483 | $2.18M | 0.00% | −61,984−26.8% | Reduced |
| Principal Securities, Inc. | 169,603 | $2.18M | 0.03% | +16,043+10.4% | Added |
| XTX Topco Ltd | 170,088 | $2.19M | 0.06% | +170,088 | New |
| Wedbush Securities Inc | 191,607 | $2.47M | 0.07% | +12,646+7.1% | Added |
| Marks Group Wealth Management, Inc | 196,262 | $2.53M | 0.24% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 198,020 | $2.55M | 0.00% | +11,632+6.2% | Added |
| Harpswell Capital Advisors, LLC | 198,923 | $2.56M | 2.03% | +198,923 | New |
| Ameriprise Financial Inc | 222,545 | $2.87M | 0.00% | +146,604+193.0% | Added |
| Mosaic Family Wealth Partners, LLC | 222,618 | $2.87M | 0.31% | +6,722+3.1% | Added |
| Illumine Investment Management, LLC | 227,223 | $2.93M | 2.13% | +1,347+0.6% | Added |
| Integrated Wealth Concepts LLC | 240,518 | $3.10M | 0.04% | +4,291+1.8% | Added |
| Richmond Brothers, Inc. | 240,545 | $3.10M | 1.97% | +11,217+4.9% | Added |
| Private Advisor Group, LLC | 241,284 | $3.11M | 0.01% | +109,106+82.5% | Added |
| Baird Financial Group, Inc. | 244,701 | $3.15M | 0.00% | +55,601+29.4% | Added |
| Vestmark Advisory Solutions, Inc. | 247,477 | $3.19M | 0.04% | +18,181+7.9% | Added |
| Mount Yale Investment Advisors, LLC | 247,477 | $3.19M | 0.15% | +18,181+7.9% | Added |
| Retirement Planning Group | 287,555 | $3.70M | 0.12% | +13,654+5.0% | Added |
| U.S. Capital Wealth Advisors, LLC | 306,743 | $3.95M | 0.10% | +280,020+1,047.9% | Added |
| Integrity Alliance, LLC. | 333,371 | $4.29M | 0.16% | +23,802+7.7% | Added |
| Kera Capital Partners, Inc. | 362,801 | $4.64M | 0.57% | +362,801 | New |
| Jane Street Group, LLC | 368,341 | $4.74M | 0.01% | +281,482+324.1% | Added |
| Janney Montgomery Scott LLC | 406,306 | $5.23M | 0.01% | +36,845+10.0% | Added |
| Prime Capital Investment Advisors, LLC | 421,719 | $5.43M | 0.07% | −19,778−4.5% | Reduced |
| Bank of America Corp | 457,837 | $5.90M | 0.00% | −46,528−9.2% | Reduced |
| Petra Financial Advisors Inc | 458,316 | $5.90M | 3.46% | +2,487+0.5% | Added |
| Secure Asset Management, LLC | 545,539 | $7.03M | 1.11% | +73,039+15.5% | Added |
| Raymond James Financial Inc | 731,073 | $9.42M | 0.00% | +24,100+3.4% | Added |
| Truist Financial Corp | 766,936 | $9.88M | 0.01% | +342,456+80.7% | Added |
| Cohen & Steers, Inc. | 771,789 | $9.94M | 0.02% | +435,000+129.2% | Added |
| MML Investors Services, LLC | 795,221 | $10.2M | 0.02% | −36,203−4.4% | Reduced |
| Rivernorth Capital Management, LLC | 811,692 | $10.5M | 0.49% | +811,692 | New |
| Change Path, LLC | 899,165 | $11.6M | 0.28% | +79,116+9.6% | Added |
| Thomas J. Herzfeld Advisors, Inc. | 927,245 | $11.9M | 4.04% | +927,245 | New |
| Advisor Group Holdings, Inc. | 953,441 | $12.3M | 0.02% | +1,748+0.2% | Added |
| Royal Bank of Canada | 982,206 | $12.7M | 0.00% | +220,960+29.0% | Added |
| Logan Stone Capital, LLC | 990,476 | $12.8M | 3.15% | +990,476 | New |
| Cetera Investment Advisers | 1,261,043 | $16.2M | 0.02% | +57,105+4.7% | Added |
| Invesco Ltd. | 1,322,981 | $17.0M | 0.00% | +1,322,981 | New |
| Envestnet Asset Management Inc | 1,496,450 | $19.3M | 0.01% | +699,678+87.8% | Added |
| BlackRock, Inc. | 1,621,127 | $20.9M | 0.00% | +1,605,725+10,425.4% | Added |
| UBS Group AG | 1,692,259 | $21.8M | 0.00% | +111,064+7.0% | Added |
| Estate Planners Group, LLC | 2,292,778 | $29.5M | 12.80% | +2,292,778 | New |
| Verus Capital Partners, LLC | 2,324,364 | $30.0M | 2.01% | +53,604+2.4% | Added |
| LPL Financial LLC | 2,552,235 | $32.9M | 0.01% | +151,730+6.3% | Added |
| Morgan Stanley | 7,020,414 | $90.4M | 0.01% | −1,135,746−13.9% | Reduced |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | 0 | $0 | 0.00% | −202,327−100.0% | Sold out |
| Capital Investment Advisory Services, LLC | 0 | $0 | 0.00% | −106,612−100.0% | Sold out |
| Strategic Financial Concepts, LLC | 0 | $0 | 0.00% | −55,676−100.0% | Sold out |