Guggenheim Strategic Opportunities Fund
GOF- Exchange
- NYSE
- SEC CIK
- 0001380936
No open-market purchases or sales by Guggenheim Strategic Opportunities Fund insiders were filed in the last 90 days; 212 institutions reported holding it in 13F filings for Q2 2026, worth $537.1M in total; no superinvestor holds it.
13F holders, Q3 2024
Institutional positions in Guggenheim Strategic Opportunities Fund as of Sep 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 154
- +2 vs. Q2 2024
- Shares held
- 23.9M
- +887.2K (+3.9%) vs. Q2 2024
- Total value
- $368.5M
- +$30.9M (+9.1%) vs. Q2 2024
- New holders
- 21
- 69 more added
- Sold out
- 19
- 37 more reduced
1 institution that held it in Q2 2024 haven't filed for Q3 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting GOF on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 212 | $537.1M |
| Q1 2026 | 202 | $491.5M |
| Q4 2025 | 197 | $553.3M |
| Q3 2025 | 186 | $480.8M |
| Q2 2025 | 175 | $419.3M |
| Q1 2025 | 176 | $428.2M |
| Q4 2024 | 174 | $365.9M |
| Q3 2024 | 154 | $368.5M |
| Q2 2024 | 153 | $337.7M |
| Q1 2024 | 141 | $326.8M |
| Q4 2023 | 139 | $275.7M |
| Q3 2023 | 128 | $280.5M |
| Q2 2023 | 124 | $284.8M |
| Q1 2023 | 128 | $270.2M |
| Q4 2022 | 131 | $255.0M |
| Q3 2022 | 123 | $236.1M |
| Q2 2022 | 122 | $228.2M |
| Q1 2022 | 125 | $268.5M |
| Q4 2021 | 116 | $282.8M |
| Q3 2021 | 84 | $155.3M |
| Q2 2021 | 76 | $149.1M |
| Q1 2021 | 74 | $142.0M |
Institutions, Q3 2024
Shares, value and share of portfolio for each institution holding Guggenheim Strategic Opportunities Fund; share changes are against Q2 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| David J Yvars Group | 56,141 | $879.3K | 0.54% | −79−0.1% | Reduced |
| Parisi Gray Wealth Management | 56,181 | $885.4K | 0.29% | 00.0% | Unchanged |
| Thrivent Financial for Lutherans | 57,928 | $913.0K | 0.00% | +12,592+27.8% | Added |
| Dynamic Advisor Solutions LLC | 62,729 | $988.6K | 0.03% | +1,976+3.3% | Added |
| Davenport & Co LLC | 65,623 | $1.03M | 0.01% | +17,622+36.7% | Added |
| Raymond James Trust N.A. | 65,791 | $1.04M | 0.02% | +17,460+36.1% | Added |
| Brookstone Capital Management | 68,529 | $1.08M | 0.02% | −2,194−3.1% | Reduced |
| PFG Investments, LLC | 74,030 | $1.17M | 0.08% | +25,549+52.7% | Added |
| Avantax Advisory Services, Inc. | 74,932 | $1.18M | 0.01% | +336+0.5% | Added |
| Tennessee Valley Asset Management Partners | 75,162 | $1.18M | 0.20% | +12,840+20.6% | Added |
| Ameriprise Financial Inc | 75,363 | $1.19M | 0.00% | −5,694−7.0% | Reduced |
| Sigma Planning Corp | 76,849 | $1.21M | 0.04% | +1,156+1.5% | Added |
| Mercer Global Advisors Inc | 81,819 | $1.29M | 0.00% | +19,737+31.8% | Added |
| Steward Partners Investment Advisory, LLC | 82,722 | $1.30M | 0.01% | +2,658+3.3% | Added |
| Sowell Financial Services LLC | 92,510 | $1.46M | 0.07% | −5,515−5.6% | Reduced |
| Almanack Investment Partners, LLC. | 94,244 | $1.49M | 0.23% | +94,244 | New |
| Mutual Advisors, LLC | 95,332 | $1.49M | 0.04% | −7,241−7.1% | Reduced |
| GWM Advisors LLC | 99,642 | $1.57M | 0.01% | −562−0.6% | Reduced |
| Atria Wealth Solutions, Inc. | 101,476 | $1.60M | 0.02% | +912+0.9% | Added |
| Private Advisor Group, LLC | 108,886 | $1.72M | 0.01% | +2,736+2.6% | Added |
| Founders Financial Alliance, LLC | 112,387 | $1.77M | 0.49% | +11,393+11.3% | Added |
| IFP Advisors, Inc | 125,727 | $1.98M | 0.07% | +93,899+295.0% | Added |
| Principal Securities, Inc. | 125,886 | $1.98M | 0.05% | +17,720+16.4% | Added |
| Integrated Wealth Concepts LLC | 146,262 | $2.31M | 0.03% | +4,472+3.2% | Added |
| Truist Financial Corp | 148,885 | $2.35M | 0.00% | −1,269−0.8% | Reduced |
| Captrust Financial Advisors | 177,692 | $2.80M | 0.01% | −10,363−5.5% | Reduced |
| Wedbush Securities Inc | 183,350 | $2.89M | 0.11% | +16,612+10.0% | Added |
| Marks Group Wealth Management, Inc | 196,262 | $3.09M | 0.30% | +416+0.2% | Added |
| Raymond James & Associates | 201,926 | $3.18M | 0.00% | +57,314+39.6% | Added |
| Baird Financial Group, Inc. | 214,503 | $3.38M | 0.01% | −29,897−12.2% | Reduced |
| Mosaic Family Wealth Partners, LLC | 214,881 | $3.39M | 0.50% | +16,748+8.5% | Added |
| Janney Montgomery Scott LLC | 260,561 | $4.11M | 0.01% | −5,601−2.1% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 279,267 | $4.40M | 0.01% | +20,895+8.1% | Added |
| Richmond Brothers, Inc. | 284,710 | $4.49M | 2.77% | −12,114−4.1% | Reduced |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | 287,696 | $4.53M | 0.69% | −3,045−1.0% | Reduced |
| MML Investors Services, LLC | 293,078 | $4.62M | 0.02% | +50,699+20.9% | Added |
| TrueMark Investments, LLC | 295,585 | $4.66M | 1.49% | −5,468−1.8% | Reduced |
| Envestnet Asset Management Inc | 320,347 | $5.05M | 0.00% | +7,687+2.5% | Added |
| Secure Asset Management, LLC | 333,988 | $5.26M | 0.89% | +1,284+0.4% | Added |
| Petra Financial Advisors Inc | 338,086 | $5.33M | 3.52% | +69,302+25.8% | Added |
| Cetera Investment Advisers | 368,244 | $5.80M | 0.01% | −18,740−4.8% | Reduced |
| Bank of America Corp | 449,136 | $7.08M | 0.00% | +37,028+9.0% | Added |
| Commonwealth Equity Services, LLC | 456,295 | $7.19M | 0.01% | −1,714−0.4% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 465,501 | $7.34M | 0.02% | +108,672+30.5% | Added |
| Cohen & Steers, Inc. | 499,964 | $7.88M | 0.01% | −234,976−32.0% | Reduced |
| Advisor Group Holdings, Inc. | 530,890 | $8.37M | 0.02% | +7,838+1.5% | Added |
| Change Path, LLC | 559,378 | $8.82M | 0.30% | +34,720+6.6% | Added |
| Prime Capital Investment Advisors, LLC | 686,319 | $10.8M | 0.15% | −382,953−35.8% | Reduced |
| Verus Capital Partners, LLC | 720,544 | $11.4M | 1.11% | +191,787+36.3% | Added |
| Royal Bank of Canada | 806,672 | $12.7M | 0.00% | +31,104+4.0% | Added |
| UBS Group AG | 1,210,114 | $19.1M | 0.01% | +42,188+3.6% | Added |
| LPL Financial LLC | 1,592,313 | $25.1M | 0.01% | +262,769+19.8% | Added |
| Morgan Stanley | 7,308,742 | $115.2M | 0.01% | +168,552+2.4% | Added |
| International Assets Investment Management, LLC | 473,596 | – | – | +443,567+1,477.1% | Added |
| Creative Financial Designs Inc | 0 | $0 | 0.00% | −32−100.0% | Sold out |
| Samalin Investment Counsel, LLC | 0 | $0 | 0.00% | −74,013−100.0% | Sold out |
| Midland Wealth Advisors LLC | 0 | $0 | 0.00% | −20,807−100.0% | Sold out |
| Aviance Capital Partners, LLC | 0 | $0 | 0.00% | −20,592−100.0% | Sold out |
| First Foundation Advisors | 0 | $0 | 0.00% | −19,450−100.0% | Sold out |
| Capital Wealth Alliance, LLC | 0 | $0 | 0.00% | −19,093−100.0% | Sold out |
| Safeguard Financial, LLC | 0 | $0 | 0.00% | −14,088−100.0% | Sold out |
| Sykon Capital LLC | 0 | $0 | 0.00% | −13,511−100.0% | Sold out |
| Koshinski Asset Management, Inc. | 0 | $0 | 0.00% | −11,531−100.0% | Sold out |
| XTX Topco Ltd | 0 | $0 | 0.00% | −11,261−100.0% | Sold out |
| Clear Creek Financial Management, LLC | 0 | $0 | 0.00% | −11,024−100.0% | Sold out |
| Ameritas Advisory Services, LLC | 0 | $0 | 0.00% | −10,165−100.0% | Sold out |
| Ashton Thomas Private Wealth, LLC | 0 | $0 | 0.00% | −2,500−100.0% | Sold out |
| Kayne Anderson Rudnick Investment Management LLC | 0 | $0 | 0.00% | −428−100.0% | Sold out |
| Baldwin Brothers Inc | 0 | $0 | 0.00% | −200−100.0% | Sold out |
| Massmutual Trust Co FSB | 0 | $0 | 0.00% | −75−100.0% | Sold out |
| Tower Research Capital LLC (TRC) | 0 | $0 | 0.00% | −63−100.0% | Sold out |
| Voisard Asset Management Group, Inc. | 0 | $0 | 0.00% | −40−100.0% | Sold out |
| Central Valley Advisors, LLC | 0 | $0 | 0.00% | −2,275−100.0% | Sold out |
| Benjamin F. Edwards & Company, Inc. | – | – | – | – | Not filed |