Guggenheim Strategic Opportunities Fund
GOF- Exchange
- NYSE
- SEC CIK
- 0001380936
No open-market purchases or sales by Guggenheim Strategic Opportunities Fund insiders were filed in the last 90 days; 212 institutions reported holding it in 13F filings for Q2 2026, worth $537.1M in total; no superinvestor holds it.
13F holders, Q3 2022
Institutional positions in Guggenheim Strategic Opportunities Fund as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 123
- +1 vs. Q2 2022
- Shares held
- 15.4M
- +1.64M (+11.9%) vs. Q2 2022
- Total value
- $236.1M
- +$7.83M (+3.4%) vs. Q2 2022
- New holders
- 15
- 54 more added
- Sold out
- 14
- 30 more reduced
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting GOF on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 212 | $537.1M |
| Q1 2026 | 202 | $491.5M |
| Q4 2025 | 197 | $553.3M |
| Q3 2025 | 186 | $480.8M |
| Q2 2025 | 175 | $419.3M |
| Q1 2025 | 176 | $428.2M |
| Q4 2024 | 174 | $365.9M |
| Q3 2024 | 154 | $368.5M |
| Q2 2024 | 153 | $337.7M |
| Q1 2024 | 141 | $326.8M |
| Q4 2023 | 139 | $275.7M |
| Q3 2023 | 128 | $280.5M |
| Q2 2023 | 124 | $284.8M |
| Q1 2023 | 128 | $270.2M |
| Q4 2022 | 131 | $255.0M |
| Q3 2022 | 123 | $236.1M |
| Q2 2022 | 122 | $228.2M |
| Q1 2022 | 125 | $268.5M |
| Q4 2021 | 116 | $282.8M |
| Q3 2021 | 84 | $155.3M |
| Q2 2021 | 76 | $149.1M |
| Q1 2021 | 74 | $142.0M |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding Guggenheim Strategic Opportunities Fund; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Founders Financial Alliance, LLC | 132,324 | $2.03M | 1.03% | +42,573+47.4% | Added |
| Rockefeller Capital Management L.P. | 137,511 | $2.11M | 0.01% | −125,104−47.6% | Reduced |
| Sigma Planning Corp | 149,641 | $2.30M | 0.09% | +13,132+9.6% | Added |
| Cambridge Investment Research Advisors, Inc. | 166,975 | $2.56M | 0.01% | +10,717+6.9% | Added |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | 174,496 | $2.68M | 0.80% | +7,187+4.3% | Added |
| Richmond Brothers, Inc. | 175,629 | $2.70M | 3.01% | −5,432−3.0% | Reduced |
| Envestnet Asset Management Inc | 182,844 | $2.81M | 0.00% | +15,789+9.5% | Added |
| Marks Group Wealth Management, Inc | 191,087 | $2.94M | 0.45% | 00.0% | Unchanged |
| Verus Capital Partners, LLC | 218,515 | $3.36M | 0.63% | +198,576+995.9% | Added |
| Bank of America Corp | 240,533 | $3.69M | 0.00% | +48,391+25.2% | Added |
| Baird Financial Group, Inc. | 249,564 | $3.83M | 0.01% | +43,831+21.3% | Added |
| Advisors Asset Management, Inc. | 322,608 | $4.96M | 0.10% | −4,790−1.5% | Reduced |
| Janney Montgomery Scott LLC | 342,527 | $5.26M | 0.02% | +41,301+13.7% | Added |
| Commonwealth Equity Services, LLC | 351,465 | $5.40M | 0.01% | +11,106+3.3% | Added |
| Royal Bank of Canada | 471,570 | $7.24M | 0.00% | +8,771+1.9% | Added |
| LPL Financial LLC | 484,653 | $7.44M | 0.01% | +108,836+29.0% | Added |
| Prime Capital Investment Advisors, LLC | 488,109 | $7.50M | 0.43% | +97,671+25.0% | Added |
| Raymond James Financial Services Advisors, Inc. | 498,887 | $7.66M | 0.02% | +19,591+4.1% | Added |
| Cohen & Steers, Inc. | 545,954 | $8.39M | 0.02% | −71,719−11.6% | Reduced |
| Advisor Group Holdings, Inc. | 684,357 | $10.5M | 0.02% | −33,787−4.7% | Reduced |
| Ameriprise Financial Inc | 697,423 | $10.7M | 0.00% | +17,289+2.5% | Added |
| UBS Group AG | 1,462,274 | $22.5M | 0.01% | +457,168+45.5% | Added |
| Morgan Stanley | 3,740,872 | $57.5M | 0.01% | +192,412+5.4% | Added |
| Invesco Ltd. | 0 | $0 | 0.00% | −35,484−100.0% | Sold out |
| Stratos Wealth Partners, LTD. | 0 | $0 | 0.00% | −29,556−100.0% | Sold out |
| Claraphi Advisory Network, LLC | 0 | $0 | 0.00% | −17,816−100.0% | Sold out |
| Advisor Resource Council | 0 | $0 | 0.00% | −15,485−100.0% | Sold out |
| WMS Partners, LLC | 0 | $0 | 0.00% | −11,007−100.0% | Sold out |
| Bank of New York Mellon Corp | 0 | $0 | 0.00% | −10,436−100.0% | Sold out |
| Independent Financial Group, LLC | 0 | $0 | 0.00% | −10,158−100.0% | Sold out |
| Karpus Management, Inc. | 0 | $0 | 0.00% | −10,005−100.0% | Sold out |
| SeaCrest Wealth Management, LLC | 0 | $0 | 0.00% | −4,741−100.0% | Sold out |
| Ahrens Investment Partners LLC | 0 | $0 | 0.00% | −4,000−100.0% | Sold out |
| ACG Wealth | 0 | $0 | 0.00% | −3,731−100.0% | Sold out |
| Chilton Capital Management LLC | 0 | $0 | 0.00% | −2,000−100.0% | Sold out |
| CWM, LLC | 0 | $0 | 0.00% | −386−100.0% | Sold out |
| Umb Bank N A | 0 | $0 | 0.00% | −156−100.0% | Sold out |