Gladstone Investment Corporationde
GAIN- Exchange
- Nasdaq
- SEC CIK
- 0001321741
In the last 90 days, Gladstone Investment Corporationde insiders filed 1 open-market purchase and 0 sales; 93 institutions reported holding it in 13F filings for Q2 2026, worth $105.4M in total; no superinvestor holds it.
13F holders, Q2 2025
Institutional positions in Gladstone Investment Corporationde as of Jun 30, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 85
- −1 vs. Q1 2025
- Shares held
- 5.56M
- +191.6K (+3.6%) vs. Q1 2025
- Total value
- $79.0M
- +$7.33M (+10.2%) vs. Q1 2025
- New holders
- 12
- 37 more added
- Sold out
- 13
- 19 more reduced
Compare with Q1 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting GAIN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 93 | $105.4M |
| Q1 2026 | 90 | $97.0M |
| Q4 2025 | 92 | $92.9M |
| Q3 2025 | 88 | $84.4M |
| Q2 2025 | 85 | $79.0M |
| Q1 2025 | 86 | $71.7M |
| Q4 2024 | 85 | $68.7M |
| Q3 2024 | 82 | $71.7M |
| Q2 2024 | 85 | $76.4M |
| Q1 2024 | 81 | $74.3M |
| Q4 2023 | 92 | $62.1M |
| Q3 2023 | 75 | $51.7M |
| Q2 2023 | 77 | $52.5M |
| Q1 2023 | 77 | $59.5M |
| Q4 2022 | 84 | $63.2M |
| Q3 2022 | 77 | $49.6M |
| Q2 2022 | 81 | $53.8M |
| Q1 2022 | 75 | $60.2M |
| Q4 2021 | 70 | $67.2M |
| Q3 2021 | 72 | $59.6M |
| Q2 2021 | 72 | $59.2M |
| Q1 2021 | 77 | $52.3M |
Institutions, Q2 2025
Shares, value and share of portfolio for each institution holding Gladstone Investment Corporationde; share changes are against Q1 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Creekmur Asset Management LLC | 0 | $5 | 0.00% | −1−100.0% | Reduced |
| Citigroup Inc | 1 | $14 | 0.00% | −2,265−100.0% | Reduced |
| Quarry LP | 1 | $14 | 0.00% | +1 | New |
| DHJJ Financial Advisors, Ltd. | 5 | $72 | 0.00% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 10 | $143 | 0.00% | 00.0% | Unchanged |
| Transce3nd, LLC | 35 | $499 | 0.00% | +26+288.9% | Added |
| Roble, Belko & Company, Inc | 93 | $1.00K | 0.00% | +1+1.1% | Added |
| Oakworth Capital, Inc. | 100 | $1.43K | 0.00% | +100 | New |
| Valley National Advisers Inc | 150 | $2.00K | 0.00% | 00.0% | Unchanged |
| Larson Financial Group LLC | 224 | $3.20K | 0.00% | +4+1.8% | Added |
| Parallel Advisors, LLC | 263 | $3.75K | 0.00% | −102−27.9% | Reduced |
| Mid-American Wealth Advisory Group, Inc. | 401 | $5.72K | 0.00% | +401 | New |
| Creative Financial Designs Inc | 600 | $8.56K | 0.00% | 00.0% | Unchanged |
| Pflug Koory, LLC | 675 | $9.63K | 0.00% | 00.0% | Unchanged |
| Caldwell Sutter Capital, Inc. | 800 | $11.4K | 0.01% | 00.0% | Unchanged |
| Assetmark, Inc | 845 | $12.1K | 0.00% | +845 | New |
| MAI Capital Management | 871 | $12.4K | 0.00% | +314+56.4% | Added |
| Bryn Mawr Trust Co | 884 | $12.6K | 0.00% | 00.0% | Unchanged |
| Comerica Bank | 950 | $13.6K | 0.00% | +950 | New |
| Tower Research Capital LLC (TRC) | 971 | $13.9K | 0.00% | −2,985−75.5% | Reduced |
| National Bank of Canada | 1,000 | $14.2K | 0.00% | 00.0% | Unchanged |
| EverSource Wealth Advisors, LLC | 1,200 | $17.1K | 0.00% | 00.0% | Unchanged |
| Jones Financial Companies LLLP | 1,291 | $18.2K | 0.00% | 00.0% | Unchanged |
| Signaturefd, LLC | 1,322 | $18.9K | 0.00% | +323+32.3% | Added |
| Exchange Traded Concepts, LLC | 1,901 | $27.1K | 0.00% | +1,901 | New |
| Kentucky Trust Co | 2,000 | $28.5K | 0.02% | 00.0% | Unchanged |
| First Horizon Advisors, Inc. | 2,259 | $32.2K | 0.00% | +2,259 | New |
| Bank of America Corp | 2,404 | $34.3K | 0.00% | −7,313−75.3% | Reduced |
| Steward Partners Investment Advisory, LLC | 3,600 | $51.4K | 0.00% | 00.0% | Unchanged |
| North Star Investment Management Corp. | 5,000 | $71.3K | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 5,030 | $71.8K | 0.00% | +5,017+38,592.3% | Added |
| JPMorgan Chase & Co | 5,304 | $75.7K | 0.00% | +4,804+960.8% | Added |
| Farther Finance Advisors, LLC | 5,364 | $76.5K | 0.00% | +82+1.6% | Added |
| Quantbot Technologies LP | 7,392 | $105.5K | 0.00% | +7,392 | New |
| Geneos Wealth Management Inc. | 8,849 | $126.3K | 0.00% | +389+4.6% | Added |
| Cornerstone Wealth Management, LLC | 10,479 | $149.5K | 0.01% | −1,349−11.4% | Reduced |
| Equitable Holdings, Inc. | 10,602 | $151.3K | 0.00% | +526+5.2% | Added |
| Hardy Reed LLC | 10,733 | $153.2K | 0.01% | +566+5.6% | Added |
| State of Wyoming | 12,033 | $171.7K | 0.02% | +8,079+204.3% | Added |
| Wells Fargo & Company | 12,107 | $172.8K | 0.00% | −999−7.6% | Reduced |
| Virtu Financial LLC | 12,592 | $180.0K | 0.01% | +12,592 | New |
| United Capital Financial Advisers, LLC | 13,500 | $192.6K | 0.00% | +1,500+12.5% | Added |
| Jane Street Group, LLC | 14,193 | $202.5K | 0.00% | −8,387−37.1% | Reduced |
| Foundations Investment Advisors, LLC | 15,410 | $219.9K | 0.00% | +15,410 | New |
| Private Advisor Group, LLC | 15,751 | $224.8K | 0.00% | +152+1.0% | Added |
| Envestnet Asset Management Inc | 16,794 | $239.6K | 0.00% | +46+0.3% | Added |
| GWM Advisors LLC | 19,626 | $280.1K | 0.00% | 00.0% | Unchanged |
| Colony Group, LLC | 19,855 | $283.3K | 0.00% | +328+1.7% | Added |
| Prosperity Financial Group, Inc. | 24,700 | $352.5K | 0.15% | −7,050−22.2% | Reduced |
| Advisor Group Holdings, Inc. | 24,828 | $354.3K | 0.00% | −1,577−6.0% | Reduced |
| Northern Trust Corp | 24,854 | $354.7K | 0.00% | +12,497+101.1% | Added |
| Marshall Wace, LLP | 29,972 | $427.7K | 0.00% | +29,972 | New |
| Cetera Investment Advisers | 30,681 | $437.8K | 0.00% | +445+1.5% | Added |
| Susquehanna International Group, LLP | 32,155 | $458.9K | 0.00% | +1,522+5.0% | Added |
| Independent Financial Group, LLC | 33,086 | $472.1K | 0.01% | +733+2.3% | Added |
| Commonwealth Equity Services, LLC | 36,633 | $523.0K | 0.00% | +2,021+5.8% | Added |
| Garner Asset Management Corp | 36,805 | $525.2K | 0.24% | −896−2.4% | Reduced |
| Great West Life Assurance Co | 37,238 | $531.0K | 0.00% | +2,136+6.1% | Added |
| Raymond James Financial Inc | 40,857 | $583.0K | 0.00% | +814+2.0% | Added |
| Coastal Investment Advisors, Inc. | 42,227 | $602.6K | 0.24% | +32,227+322.3% | Added |
| Albert D Mason Inc | 48,056 | $685.8K | 0.50% | −3,185−6.2% | Reduced |
| Invesco Ltd. | 51,478 | $734.6K | 0.00% | +51,478 | New |
| Virtus Investment Advisers, Inc. | 53,768 | $767.3K | 0.26% | −33,003−38.0% | Reduced |
| Two Sigma Investments, LP | 56,075 | $800.2K | 0.00% | −23,045−29.1% | Reduced |
| HRT Financial LP | 57,501 | $820.0K | 0.00% | +41,546+260.4% | Added |
| Royal Bank of Canada | 77,867 | $1.11M | 0.00% | +2,229+2.9% | Added |
| United Advisor Group, LLC | 78,434 | $1.12M | 0.19% | +2,083+2.7% | Added |
| Atlantic Union Bankshares Corp | 85,613 | $1.22M | 0.03% | −3,000−3.4% | Reduced |
| Baird Financial Group, Inc. | 90,800 | $1.30M | 0.00% | −636−0.7% | Reduced |
| PFG Advisors | 100,404 | $1.43M | 0.07% | 00.0% | Unchanged |
| Legacy Capital Wealth Partners, LLC | 102,257 | $1.46M | 0.33% | −3,831−3.6% | Reduced |
| Cassaday & Co Wealth Management LLC | 112,500 | $1.61M | 0.04% | 00.0% | Unchanged |
| Advisors Asset Management, Inc. | 114,865 | $1.64M | 0.03% | −593−0.5% | Reduced |
| Davenport & Co LLC | 135,262 | $1.93M | 0.01% | −19,277−12.5% | Reduced |
| Millennium Management LLC | 169,197 | $2.41M | 0.00% | +91,773+118.5% | Added |
| Blair William & Co | 169,571 | $2.42M | 0.01% | +1,135+0.7% | Added |
| LPL Financial LLC | 188,193 | $2.69M | 0.00% | +1,537+0.8% | Added |
| Outfitter Financial LLC | 202,295 | $2.89M | 2.46% | +1,150+0.6% | Added |
| Legal & General Group Plc | 242,600 | $3.46M | 0.00% | 00.0% | Unchanged |
| BlackRock, Inc. | 251,201 | $3.58M | 0.00% | +51,203+25.6% | Added |
| UBS Group AG | 255,656 | $3.65M | 0.00% | +34,557+15.6% | Added |
| Morgan Stanley | 286,395 | $4.09M | 0.00% | +30,211+11.8% | Added |
| Van Eck Associates Corp | 836,641 | $11.9M | 0.01% | +28,201+3.5% | Added |
| Melia Wealth LLC | 1,133,030 | $16.2M | 7.74% | +44,232+4.1% | Added |
| Union Bancaire Privee, UBP SA | 19,806 | – | – | +959+5.1% | Added |
| D. E. Shaw & Co., Inc. | 0 | $0 | 0.00% | −63,412−100.0% | Sold out |
| Ameriflex Group, Inc. | 0 | $0 | 0.00% | −46,205−100.0% | Sold out |
| Two Sigma Advisers, LP | 0 | $0 | 0.00% | −42,242−100.0% | Sold out |
| Qube Research & Technologies Ltd | 0 | $0 | 0.00% | −35,970−100.0% | Sold out |
| Sound Income Strategies, LLC | 0 | $0 | 0.00% | −14,831−100.0% | Sold out |
| Simplex Trading, LLC | 0 | $0 | 0.00% | −6,907−100.0% | Sold out |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −3,309−100.0% | Sold out |
| Northwestern Mutual Wealth Management Co | 0 | $0 | 0.00% | −3,000−100.0% | Sold out |
| BNP Paribas Arbitrage, SA | 0 | $0 | 0.00% | −855−100.0% | Sold out |
| Federation des caisses Desjardins du Quebec | 0 | $0 | 0.00% | −500−100.0% | Sold out |
| Aquatic Capital Management LLC | 0 | $0 | 0.00% | −284−100.0% | Sold out |
| FMR LLC | 0 | $0 | 0.00% | −43−100.0% | Sold out |
| Quadrant Capital Group LLC | 0 | $0 | 0.00% | −37−100.0% | Sold out |