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Gladstone Investment Corporationde

GAIN
Exchange
Nasdaq
SEC CIK
0001321741

In the last 90 days, Gladstone Investment Corporationde insiders filed 1 open-market purchase and 0 sales; 93 institutions reported holding it in 13F filings for Q2 2026, worth $105.4M in total; no superinvestor holds it.

Other share classesGAINGGAINIGAINZ

13F holders, Q3 2023

Institutional positions in Gladstone Investment Corporationde as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
75
−2 vs. Q2 2023
Shares held
4.06M
+30.3K (+0.8%) vs. Q2 2023
Total value
$51.7M
−$819.1K (−1.6%) vs. Q2 2023
New holders
11
25 more added
Sold out
13
24 more reduced

Compare with Q2 2023: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting GAIN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ3 2023: 75 institutions
Q1 2021: 77 institutionsQ2 2021: 72 institutionsQ3 2021: 72 institutionsQ4 2021: 70 institutionsQ1 2022: 75 institutionsQ2 2022: 81 institutionsQ3 2022: 77 institutionsQ4 2022: 84 institutionsQ1 2023: 77 institutionsQ2 2023: 77 institutionsQ3 2023: 75 institutionsQ4 2023: 92 institutionsQ1 2024: 81 institutionsQ2 2024: 85 institutionsQ3 2024: 82 institutionsQ4 2024: 85 institutionsQ1 2025: 86 institutionsQ2 2025: 85 institutionsQ3 2025: 88 institutionsQ4 2025: 92 institutionsQ1 2026: 90 institutionsQ2 2026: 93 institutions
Value heldQ3 2023: $51.7M
Q1 2021: $52.3MQ2 2021: $59.2MQ3 2021: $59.6MQ4 2021: $67.2MQ1 2022: $60.2MQ2 2022: $53.8MQ3 2022: $49.6MQ4 2022: $63.2MQ1 2023: $59.5MQ2 2023: $52.5MQ3 2023: $51.7MQ4 2023: $62.1MQ1 2024: $74.3MQ2 2024: $76.4MQ3 2024: $71.7MQ4 2024: $68.7MQ1 2025: $71.7MQ2 2025: $79.0MQ3 2025: $84.4MQ4 2025: $92.9MQ1 2026: $97.0MQ2 2026: $105.4M
Institutions holding GAIN and their total value by quarter
QuarterHoldersValue
Q2 202693$105.4M
Q1 202690$97.0M
Q4 202592$92.9M
Q3 202588$84.4M
Q2 202585$79.0M
Q1 202586$71.7M
Q4 202485$68.7M
Q3 202482$71.7M
Q2 202485$76.4M
Q1 202481$74.3M
Q4 202392$62.1M
Q3 202375$51.7M
Q2 202377$52.5M
Q1 202377$59.5M
Q4 202284$63.2M
Q3 202277$49.6M
Q2 202281$53.8M
Q1 202275$60.2M
Q4 202170$67.2M
Q3 202172$59.6M
Q2 202172$59.2M
Q1 202177$52.3M

Institutions, Q3 2023

Shares, value and share of portfolio for each institution holding Gladstone Investment Corporationde; share changes are against Q2 2023.

Institutions holding GAIN in Q3 2023
InstitutionSharesValue% of portfolioChange in sharesAction
DHJJ Financial Advisors, Ltd.5$640.00%+5New
Harbour Investments, Inc.10$1270.00%00.0%Unchanged
Lindbrook Capital, LLC51$6500.00%+23+82.1%Added
Institutional & Family Asset Management, LLC68$8660.00%+2+3.0%Added
Proequities, Inc.100$1.27K0.00%00.0%Unchanged
Valley National Advisers Inc150$2.00K0.00%00.0%Unchanged
Larson Financial Group LLC202$2.57K0.00%00.0%Unchanged
Aquatic Capital Management LLC200$3.00K0.00%−3,100−93.9%Reduced
Parallel Advisors, LLC261$3.33K0.00%−78−23.0%Reduced
Group One Trading, L.P.264$3.36K0.00%−500−65.4%Reduced
Citigroup Inc269$3.43K0.00%+243+934.6%Added
DecisionPoint Financial, LLC310$3.95K0.00%+310New
Nomura Asset Management Co Ltd348$4.43K0.00%00.0%Unchanged
Signaturefd, LLC389$4.96K0.00%+65+20.1%Added
Federation des caisses Desjardins du Quebec500$6.37K0.00%00.0%Unchanged
JPMorgan Chase & Co519$6.61K0.00%+519New
Creative Financial Designs Inc600$7.64K0.00%00.0%Unchanged
Pflug Koory, LLC675$8.60K0.00%00.0%Unchanged
The PNC Financial Services Group, Inc.850$10.8K0.00%+850New
EverSource Wealth Advisors, LLC1,533$19.5K0.00%+333+27.8%Added
Bank of America Corp2,435$31.0K0.00%+415+20.5%Added
Lazard Asset Management LLC2,987$38.0K0.00%00.0%Unchanged
Quadrant Capital Group LLC3,195$40.7K0.00%+2,412+308.0%Added
Carolinas Wealth Consulting LLC4,100$54.9K0.01%00.0%Unchanged
North Star Investment Management Corp.5,000$63.7K0.01%00.0%Unchanged
Qube Research & Technologies Ltd6,618$84.3K0.00%+6,618New
Truist Financial Corp10,000$127.4K0.00%−10,080−50.2%Reduced
Ameriprise Financial Inc10,105$128.7K0.00%−2,179−17.7%Reduced
State of Wyoming10,984$139.9K0.03%+8,971+445.7%Added
Wells Fargo & Company11,190$142.6K0.00%+10.0%Added
Captrust Financial Advisors11,629$148.2K0.00%+1,153+11.0%Added
Marshall Wace, LLP11,691$148.9K0.00%+11,691New
Northern Trust Corp12,544$159.8K0.00%+1,470+13.3%Added
Goldman Sachs Group Inc13,317$169.7K0.00%+13,317New
Castle Rock Wealth Management, LLC14,175$179.0K0.06%00.0%Unchanged
Caldwell Sutter Capital, Inc.14,272$181.8K0.10%−216−1.5%Reduced
Independent Financial Group, LLC14,925$190.1K0.01%+47+0.3%Added
Natixis15,192$193.5K0.00%00.0%Unchanged
Private Advisor Group, LLC16,170$206.0K0.00%+2,635+19.5%Added
Susquehanna International Group, LLP21,748$277.1K0.00%+3,892+21.8%Added
Johnson Investment Counsel Inc21,792$277.6K0.00%00.0%Unchanged
Janney Montgomery Scott LLC24,794$316.0K0.00%−23,056−48.2%Reduced
Raymond James & Associates27,427$349.4K0.00%−1,185−4.1%Reduced
Winton Group Ltd28,990$369.3K0.03%+28,990New
Wedbush Securities Inc29,177$372.0K0.02%+425+1.5%Added
UBS Group AG32,703$416.6K0.00%−1,381−4.1%Reduced
Great West Life Assurance Co33,285$424.0K0.00%+1,871+6.0%Added
Prosperity Financial Group, Inc.37,050$472.0K0.39%−1,600−4.1%Reduced
Virtus ETF Advisers LLC37,631$479.4K0.29%+20,549+120.3%Added
Commonwealth Equity Services, LLC38,393$489.0K0.00%−4,112−9.7%Reduced
Schonfeld Strategic Advisors LLC38,500$490.5K0.00%+38,500New
Belpointe Asset Management LLC40,507$516.1K0.05%+2,118+5.5%Added
Garner Asset Management Corp41,691$531.0K0.32%−147−0.4%Reduced
Tudor Investment Corp Et Al59,096$752.9K0.01%+7,659+14.9%Added
Albert D Mason Inc68,061$867.0K0.63%−444−0.6%Reduced
Squarepoint Ops LLC69,673$887.6K0.00%+69,673New
Royal Bank of Canada71,006$905.0K0.00%+5,985+9.2%Added
Morgan Stanley83,259$1.06M0.00%−3,903−4.5%Reduced
Citadel Advisors LLC90,225$1.15M0.00%+36,458+67.8%Added
Millennium Management LLC92,099$1.17M0.00%−60,297−39.6%Reduced
Atlantic Union Bankshares Corp93,058$1.19M0.12%−9,750−9.5%Reduced
Legacy Capital Wealth Partners, LLC97,444$1.24M0.34%+97,444New
Baird Financial Group, Inc.103,174$1.31M0.00%+10.0%Added
PFG Advisors125,154$1.59M0.14%−2,230−1.8%Reduced
BlackRock Inc.143,898$1.83M0.00%−40,327−21.9%Reduced
Blair William & Co153,429$1.95M0.01%−3,775−2.4%Reduced
Two Sigma Advisers, LP161,442$2.06M0.01%−1,500−0.9%Reduced
Two Sigma Investments, LP169,637$2.16M0.01%+200+0.1%Added
LPL Financial LLC186,563$2.38M0.00%−4,660−2.4%Reduced
Advisor Group Holdings, Inc.190,865$2.43M0.00%+9,069+5.0%Added
Advisors Asset Management, Inc.214,241$2.73M0.06%−1,253−0.6%Reduced
Outfitter Financial LLC214,795$2.74M2.58%−2,900−1.3%Reduced
Davenport & Co LLC215,441$2.74M0.02%−11,460−5.1%Reduced
Legal & General Group Plc241,566$3.08M0.00%00.0%Unchanged
Van Eck Associates Corp559,626$7.13M0.02%+38,921+7.5%Added
International Assets Investment Management, LLC0$00.00%−74,790−100.0%Sold out
Mackenzie Financial Corp0$00.00%−40,127−100.0%Sold out
Atria Wealth Solutions, Inc.0$00.00%−22,375−100.0%Sold out
Sheaff Brock Investment Advisors, LLC0$00.00%−13,500−100.0%Sold out
Kestra Advisory Services, LLC0$00.00%−12,533−100.0%Sold out
D. E. Shaw & Co., Inc.0$00.00%−12,273−100.0%Sold out
Strategic Financial Concepts, LLC0$00.00%−10,031−100.0%Sold out
Quantbot Technologies LP0$00.00%−3,880−100.0%Sold out
Geneos Wealth Management Inc.0$00.00%−2,577−100.0%Sold out
ICA Group Wealth Management, LLC0$00.00%−200−100.0%Sold out
US Bancorp0$00.00%−155−100.0%Sold out
BNP Paribas Arbitrage, SA0$00.00%−2−100.0%Sold out
FMR LLC0$00.00%−1−100.0%Sold out