Gladstone Investment Corporationde
GAIN- Exchange
- Nasdaq
- SEC CIK
- 0001321741
In the last 90 days, Gladstone Investment Corporationde insiders filed 1 open-market purchase and 0 sales; 93 institutions reported holding it in 13F filings for Q2 2026, worth $105.4M in total; no superinvestor holds it.
13F holders, Q2 2022
Institutional positions in Gladstone Investment Corporationde as of Jun 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 81
- +6 vs. Q1 2022
- Shares held
- 3.82M
- +93.1K (+2.5%) vs. Q1 2022
- Total value
- $53.8M
- −$6.35M (−10.6%) vs. Q1 2022
- New holders
- 16
- 22 more added
- Sold out
- 10
- 24 more reduced
Compare with Q1 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting GAIN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 93 | $105.4M |
| Q1 2026 | 90 | $97.0M |
| Q4 2025 | 92 | $92.9M |
| Q3 2025 | 88 | $84.4M |
| Q2 2025 | 85 | $79.0M |
| Q1 2025 | 86 | $71.7M |
| Q4 2024 | 85 | $68.7M |
| Q3 2024 | 82 | $71.7M |
| Q2 2024 | 85 | $76.4M |
| Q1 2024 | 81 | $74.3M |
| Q4 2023 | 92 | $62.1M |
| Q3 2023 | 75 | $51.7M |
| Q2 2023 | 77 | $52.5M |
| Q1 2023 | 77 | $59.5M |
| Q4 2022 | 84 | $63.2M |
| Q3 2022 | 77 | $49.6M |
| Q2 2022 | 81 | $53.8M |
| Q1 2022 | 75 | $60.2M |
| Q4 2021 | 70 | $67.2M |
| Q3 2021 | 72 | $59.6M |
| Q2 2021 | 72 | $59.2M |
| Q1 2021 | 77 | $52.3M |
Institutions, Q2 2022
Shares, value and share of portfolio for each institution holding Gladstone Investment Corporationde; share changes are against Q1 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| FMR LLC | 1 | $0 | 0.00% | −251−99.6% | Reduced |
| Allworth Financial LP | 15 | $0 | 0.00% | −24−61.5% | Reduced |
| Hudock, Inc. | 21 | $0 | 0.00% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 10 | $0 | 0.00% | +10 | New |
| Proequities, Inc. | 100 | $1.00K | 0.00% | 00.0% | Unchanged |
| Institutional & Family Asset Management, LLC | 59 | $1.00K | 0.00% | +1+1.7% | Added |
| Beacon Capital Management, Inc. | 100 | $1.00K | 0.00% | +100 | New |
| Lindbrook Capital, LLC | 88 | $1.00K | 0.00% | +88 | New |
| Curi Capital | 100 | $1.00K | 0.00% | +100 | New |
| Parallel Advisors, LLC | 177 | $2.00K | 0.00% | −200−53.1% | Reduced |
| Valley National Advisers Inc | 150 | $2.00K | 0.00% | 00.0% | Unchanged |
| Citigroup Inc | 166 | $2.00K | 0.00% | +40+31.7% | Added |
| Bogart Wealth, LLC | 120 | $2.00K | 0.00% | 00.0% | Unchanged |
| Selective Wealth Management, Inc. | 350 | $5.00K | 0.00% | 00.0% | Unchanged |
| US Bancorp | 344 | $5.00K | 0.00% | +189+121.9% | Added |
| JNBA Financial Advisors | 393 | $6.00K | 0.00% | 00.0% | Unchanged |
| Patriot Financial Group Insurance Agency, LLC | 500 | $7.00K | 0.00% | 00.0% | Unchanged |
| Stonebridge Capital Advisors LLC | 488 | $7.00K | 0.00% | +488 | New |
| Federation des caisses Desjardins du Quebec | 500 | $7.04K | 0.00% | 00.0% | Unchanged |
| Pflug Koory, LLC | 675 | $10.0K | 0.01% | 00.0% | Unchanged |
| Prospera Financial Services Inc | 800 | $11.0K | 0.00% | 00.0% | Unchanged |
| Quadrant Capital Group LLC | 863 | $12.0K | 0.00% | +863 | New |
| Antonetti Capital Management LLC | 950 | $13.0K | 0.01% | 00.0% | Unchanged |
| Bank of America Corp | 1,000 | $14.0K | 0.00% | −400−28.6% | Reduced |
| Aquatic Capital Management LLC | 1,100 | $15.0K | 0.00% | +1,000+1,000.0% | Added |
| Lazard Asset Management LLC | 1,866 | $26.0K | 0.00% | 00.0% | Unchanged |
| Group One Trading, L.P. | 2,003 | $28.0K | 0.00% | −1,137−36.2% | Reduced |
| Tower Research Capital LLC (TRC) | 2,506 | $35.0K | 0.00% | −3,726−59.8% | Reduced |
| CWM, LLC | 3,285 | $46.0K | 0.00% | −5,392−62.1% | Reduced |
| BNP Paribas Arbitrage, SA | 3,399 | $47.9K | 0.00% | −6,235−64.7% | Reduced |
| JPMorgan Chase & Co | 3,500 | $49.0K | 0.00% | +3,500 | New |
| Signaturefd, LLC | 3,882 | $55.0K | 0.00% | +3,351+631.1% | Added |
| Carolinas Wealth Consulting LLC | 4,100 | $58.0K | 0.01% | 00.0% | Unchanged |
| American Portfolios Advisors | 4,639 | $65.3K | 0.00% | 00.0% | Unchanged |
| Simplex Trading, LLC | 4,732 | $66.0K | 0.00% | +4,732 | New |
| North Star Investment Management Corp. | 5,000 | $70.0K | 0.01% | 00.0% | Unchanged |
| Private Advisor Group, LLC | 10,020 | $141.0K | 0.00% | +10,020 | New |
| Cambridge Investment Research Advisors, Inc. | 10,128 | $143.0K | 0.00% | −8,108−44.5% | Reduced |
| CWA Asset Management Group, LLC | 10,520 | $148.0K | 0.01% | +10,520 | New |
| Raymond James Financial Services Advisors, Inc. | 11,089 | $156.0K | 0.00% | −452−3.9% | Reduced |
| Sheaff Brock Investment Advisors, LLC | 11,300 | $159.0K | 0.02% | 00.0% | Unchanged |
| Kestra Advisory Services, LLC | 11,533 | $162.0K | 0.00% | −1,000−8.0% | Reduced |
| Castle Rock Wealth Management, LLC | 14,175 | $207.0K | 0.11% | +1,233+9.5% | Added |
| Wells Fargo & Company | 15,907 | $224.0K | 0.00% | +4,460+39.0% | Added |
| Natixis | 16,562 | $231.0K | 0.00% | +16,562 | New |
| Citadel Advisors LLC | 17,780 | $250.0K | 0.00% | +17,780 | New |
| Greenspring Advisors, LLC | 17,956 | $253.0K | 0.07% | +420+2.4% | Added |
| Claraphi Advisory Network, LLC | 20,001 | $282.0K | 0.10% | +20,001 | New |
| Johnson Investment Counsel Inc | 21,792 | $307.0K | 0.00% | 00.0% | Unchanged |
| Ameriprise Financial Inc | 24,511 | $345.0K | 0.00% | +618+2.6% | Added |
| Virtus ETF Advisers LLC | 24,665 | $347.0K | 0.13% | −2,280−8.5% | Reduced |
| Jane Street Group, LLC | 25,395 | $358.0K | 0.00% | +25,395 | New |
| Millennium Management LLC | 28,823 | $406.0K | 0.00% | +28,823 | New |
| Wedbush Securities Inc | 28,984 | $408.0K | 0.02% | −4,704−14.0% | Reduced |
| Susquehanna International Group, LLP | 32,996 | $465.0K | 0.00% | +20,065+155.2% | Added |
| Raymond James & Associates | 35,077 | $494.0K | 0.00% | +4,190+13.6% | Added |
| Belpointe Asset Management LLC | 35,348 | $498.0K | 0.03% | −371−1.0% | Reduced |
| Great West Life Assurance Co | 35,314 | $498.0K | 0.00% | +24,193+217.5% | Added |
| Janney Montgomery Scott LLC | 40,564 | $570.0K | 0.00% | +1,702+4.4% | Added |
| Commonwealth Equity Services, LLC | 42,196 | $594.0K | 0.00% | +1,390+3.4% | Added |
| UBS Group AG | 42,762 | $603.0K | 0.00% | −6,277−12.8% | Reduced |
| Garner Asset Management Corp | 45,368 | $639.0K | 0.28% | +4,141+10.0% | Added |
| Royal Bank of Canada | 49,493 | $697.0K | 0.00% | +9,948+25.2% | Added |
| Mackenzie Financial Corp | 50,962 | $718.0K | 0.00% | −30,660−37.6% | Reduced |
| Legacy Capital Wealth Partners, LLC | 68,641 | $966.0K | 0.49% | +1,314+2.0% | Added |
| Albert D Mason Inc | 68,676 | $967.0K | 0.72% | −1,234−1.8% | Reduced |
| International Assets Investment Management, LLC | 74,790 | $1.05M | 0.21% | 00.0% | Unchanged |
| Morgan Stanley | 108,046 | $1.52M | 0.00% | −18,099−14.3% | Reduced |
| LPL Financial LLC | 114,389 | $1.61M | 0.00% | +2,501+2.2% | Added |
| Atlantic Union Bankshares Corp | 116,525 | $1.64M | 0.17% | 00.0% | Unchanged |
| PFG Advisors | 139,544 | $1.97M | 0.22% | −1,000−0.7% | Reduced |
| Blair William & Co | 154,082 | $2.17M | 0.01% | −1,172−0.8% | Reduced |
| Two Sigma Investments, LP | 169,197 | $2.38M | 0.01% | +75,442+80.5% | Added |
| Two Sigma Advisers, LP | 171,942 | $2.42M | 0.01% | +57,100+49.7% | Added |
| Advisor Group Holdings, Inc. | 187,003 | $2.63M | 0.01% | −4,934−2.6% | Reduced |
| Legal & General Group Plc | 194,007 | $2.74M | 0.00% | +11,912+6.5% | Added |
| Outfitter Financial LLC | 222,645 | $3.13M | 2.85% | −6,000−2.6% | Reduced |
| BlackRock Inc. | 244,151 | $3.44M | 0.00% | +41,502+20.5% | Added |
| Davenport & Co LLC | 249,777 | $3.52M | 0.03% | −24,492−8.9% | Reduced |
| Advisors Asset Management, Inc. | 284,652 | $4.01M | 0.07% | +284,652 | New |
| Van Eck Associates Corp | 475,589 | $6.70M | 0.02% | −345,614−42.1% | Reduced |
| Concorde Asset Management, LLC | 0 | $0 | 0.00% | −91,343−100.0% | Sold out |
| Schonfeld Strategic Advisors LLC | 0 | $0 | 0.00% | −16,100−100.0% | Sold out |
| Jump Financial, LLC | 0 | $0 | 0.00% | −13,369−100.0% | Sold out |
| TCI Wealth Advisors, Inc. | 0 | $0 | 0.00% | −953−100.0% | Sold out |
| Quantbot Technologies LP | 0 | $0 | 0.00% | −800−100.0% | Sold out |
| Money Concepts Capital Corp | 0 | $0 | 0.00% | −450−100.0% | Sold out |
| McCarthy Asset Management, Inc. | 0 | $0 | 0.00% | −255−100.0% | Sold out |
| Wolff Wiese Magana LLC | 0 | $0 | 0.00% | −112−100.0% | Sold out |
| Byrne Asset Management LLC | 0 | $0 | 0.00% | −125−100.0% | Sold out |
| Mach-1 Financial Group, Inc. | 0 | $0 | 0.00% | −22−100.0% | Sold out |