Skip to main content

Gladstone Investment Corporationde

GAIN
Exchange
Nasdaq
SEC CIK
0001321741

In the last 90 days, Gladstone Investment Corporationde insiders filed 1 open-market purchase and 0 sales; 93 institutions reported holding it in 13F filings for Q2 2026, worth $105.4M in total; no superinvestor holds it.

Other share classesGAINGGAINIGAINZ

13F holders, Q1 2021

Institutional positions in Gladstone Investment Corporationde as of Mar 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
77
No complete 13F data for Q4 2020
Shares held
4.29M
No complete 13F data for Q4 2020
Total value
$52.3M
No complete 13F data for Q4 2020

Holders and value by quarter

Institutions reporting GAIN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ1 2021: 77 institutions
Q1 2021: 77 institutionsQ2 2021: 72 institutionsQ3 2021: 72 institutionsQ4 2021: 70 institutionsQ1 2022: 75 institutionsQ2 2022: 81 institutionsQ3 2022: 77 institutionsQ4 2022: 84 institutionsQ1 2023: 77 institutionsQ2 2023: 77 institutionsQ3 2023: 75 institutionsQ4 2023: 92 institutionsQ1 2024: 81 institutionsQ2 2024: 85 institutionsQ3 2024: 82 institutionsQ4 2024: 85 institutionsQ1 2025: 86 institutionsQ2 2025: 85 institutionsQ3 2025: 88 institutionsQ4 2025: 92 institutionsQ1 2026: 90 institutionsQ2 2026: 93 institutions
Value heldQ1 2021: $52.3M
Q1 2021: $52.3MQ2 2021: $59.2MQ3 2021: $59.6MQ4 2021: $67.2MQ1 2022: $60.2MQ2 2022: $53.8MQ3 2022: $49.6MQ4 2022: $63.2MQ1 2023: $59.5MQ2 2023: $52.5MQ3 2023: $51.7MQ4 2023: $62.1MQ1 2024: $74.3MQ2 2024: $76.4MQ3 2024: $71.7MQ4 2024: $68.7MQ1 2025: $71.7MQ2 2025: $79.0MQ3 2025: $84.4MQ4 2025: $92.9MQ1 2026: $97.0MQ2 2026: $105.4M
Institutions holding GAIN and their total value by quarter
QuarterHoldersValue
Q2 202693$105.4M
Q1 202690$97.0M
Q4 202592$92.9M
Q3 202588$84.4M
Q2 202585$79.0M
Q1 202586$71.7M
Q4 202485$68.7M
Q3 202482$71.7M
Q2 202485$76.4M
Q1 202481$74.3M
Q4 202392$62.1M
Q3 202375$51.7M
Q2 202377$52.5M
Q1 202377$59.5M
Q4 202284$63.2M
Q3 202277$49.6M
Q2 202281$53.8M
Q1 202275$60.2M
Q4 202170$67.2M
Q3 202172$59.6M
Q2 202172$59.2M
Q1 202177$52.3M

Institutions, Q1 2021

Shares, value and share of portfolio for each institution holding Gladstone Investment Corporationde.

Livermore's 13F data starts with Q1 2021, so Q1 2021 has no change from the previous quarter.

Institutions holding GAIN in Q1 2021
InstitutionSharesValue% of portfolioChange in sharesAction
Proequities, Inc.100$1.00K0.00%––
Signaturefd, LLC62$1.00K0.00%––
Column Capital Advisors, LLC83$1.00K0.00%––
Institutional & Family Asset Management, LLC54$1.00K0.00%––
US Bancorp155$2.00K0.00%––
Valley National Advisers Inc150$2.00K0.00%––
Simplex Trading, LLC188$2.00K0.00%––
Enterprise Financial Services Corp231$3.00K0.00%––
Sowell Financial Services LLC205$3.00K0.00%––
Parallel Advisors, LLC225$3.00K0.00%––
Allred Capital Management, LLC250$3.06K0.00%––
Selective Wealth Management, Inc.350$4.00K0.00%––
Wealthcare Advisory Partners LLC500$6.00K0.00%––
Patriot Financial Group Insurance Agency, LLC500$6.00K0.00%––
Federation des caisses Desjardins du Quebec500$6.12K0.00%––
RBA Wealth Management, LLC529$6.46K0.01%––
Tower Research Capital LLC (TRC)656$8.00K0.00%––
Pflug Koory, LLC675$8.00K0.00%––
Steward Partners Investment Advisory, LLC762$9.32K0.00%––
Harbour Investments, Inc.1,010$12.0K0.00%––
Group One Trading, L.P.1,300$16.0K0.00%––
Bank of America Corp1,735$21.0K0.00%––
JPMorgan Chase & Co1,900$23.0K0.00%––
FNY Investment Advisers, LLC4,001$48.0K0.02%––
Sonora Investment Management, LLC4,000$49.0K0.00%––
Carolinas Wealth Consulting LLC4,100$50.0K0.01%––
Citigroup Inc4,769$58.0K0.00%––
North Star Investment Management Corp.5,000$61.0K0.01%––
American Portfolios Advisors5,108$62.5K0.00%––
Stelac Advisory Services LLC8,975$110.0K0.04%––
Great West Life Assurance Co10,182$123.0K0.00%––
Kestra Advisory Services, LLC11,533$141.0K0.00%––
Wells Fargo & Company13,090$160.0K0.00%––
Schonfeld Strategic Advisors LLC14,800$181.0K0.00%––
Envestnet Asset Management Inc15,024$184.0K0.00%––
Castle Rock Wealth Management, LLC13,710$191.0K0.08%––
Truist Financial Corp15,941$195.0K0.00%––
Cambridge Investment Research Advisors, Inc.16,480$202.0K0.00%––
Concorde Asset Management, LLC19,774$242.0K0.14%––
Aigen Investment Management, LP19,768$242.0K0.03%––
Creative Planning20,805$254.0K0.00%––
Citadel Advisors LLC23,466$287.0K0.00%––
Two Sigma Investments, LP24,248$297.0K0.00%––
Mirae Asset Global Investments Co., Ltd.27,028$331.0K0.00%––
Ameriprise Financial Inc27,228$333.0K0.00%––
Belpointe Asset Management LLC28,498$348.0K0.03%––
Raymond James & Associates29,621$362.0K0.00%––
Virtus ETF Advisers LLC31,850$390.0K0.16%––
Royal Bank of Canada33,785$414.0K0.00%––
Commonwealth Equity Services, LLC37,802$462.0K0.00%––
Mackenzie Financial Corp38,684$473.0K0.00%––
UBS Group AG39,802$487.0K0.00%––
Garner Asset Management Corp41,617$509.0K0.27%––
Wedbush Securities Inc46,663$571.0K0.03%––
Janney Montgomery Scott LLC48,921$598.0K0.00%––
Cornerstone Wealth Management, LLC48,940$599.0K0.07%––
D. E. Shaw & Co., Inc.51,671$632.0K0.00%––
California Public Employees Retirement System66,300$811.0K0.00%––
Two Sigma Advisers, LP67,742$828.0K0.00%––
Susquehanna Fundamental Investments, LLC74,941$917.0K0.02%––
Invesco Ltd.83,865$1.03M0.00%––
Albert D Mason Inc87,112$1.06M0.70%––
Susquehanna International Group, LLP94,836$1.16M0.00%––
LPL Financial LLC108,198$1.32M0.00%––
Atlantic Union Bankshares Corp123,065$1.50M0.15%––
Aurora Private Wealth, Inc.130,773$1.60M0.66%––
Blair William & Co135,839$1.66M0.01%––
International Assets Investment Management, LLC156,830$1.74M0.16%––
Morgan Stanley148,446$1.82M0.00%––
PFG Advisors165,344$2.02M0.26%––
BlackRock Inc.193,522$2.37M0.00%––
Advisors Asset Management, Inc.220,706$2.70M0.04%––
Advisor Group Holdings, Inc.222,285$2.72M0.01%––
Legal & General Group Plc230,835$2.82M0.00%––
Outfitter Financial LLC268,767$3.29M2.71%––
Davenport & Co LLC287,595$3.52M0.03%––
Van Eck Associates Corp620,386$7.59M0.02%––