First Trust Senior Floating Rate Income Fund II
FCT- SEC CIK
- 0001282850
No open-market purchases or sales by First Trust Senior Floating Rate Income Fund II insiders were filed in the last 90 days; 88 institutions reported holding it in 13F filings for Q2 2026, worth $85.8M in total; no superinvestor holds it.
13F holders, Q2 2023
Institutional positions in First Trust Senior Floating Rate Income Fund II as of Jun 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 75
- −5 vs. Q1 2023
- Shares held
- 10.8M
- +3.61K (0.0%) vs. Q1 2023
- Total value
- $107.2M
- −$800.5K (−0.7%) vs. Q1 2023
- New holders
- 10
- 16 more added
- Sold out
- 15
- 26 more reduced
1 institution that held it in Q1 2023 haven't filed for Q2 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting FCT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 88 | $85.8M |
| Q1 2026 | 86 | $85.8M |
| Q4 2025 | 89 | $96.4M |
| Q3 2025 | 80 | $98.3M |
| Q2 2025 | 79 | $105.1M |
| Q1 2025 | 77 | $106.1M |
| Q4 2024 | 74 | $114.7M |
| Q3 2024 | 68 | $108.9M |
| Q2 2024 | 73 | $123.8M |
| Q1 2024 | 73 | $165.7M |
| Q4 2023 | 77 | $134.4M |
| Q3 2023 | 68 | $108.0M |
| Q2 2023 | 75 | $107.2M |
| Q1 2023 | 81 | $111.7M |
| Q4 2022 | 82 | $99.4M |
| Q3 2022 | 65 | $89.4M |
| Q2 2022 | 71 | $90.2M |
| Q1 2022 | 62 | $106.1M |
| Q4 2021 | 70 | $101.6M |
| Q3 2021 | 64 | $97.7M |
| Q2 2021 | 59 | $99.1M |
| Q1 2021 | 63 | $101.4M |
Institutions, Q2 2023
Shares, value and share of portfolio for each institution holding First Trust Senior Floating Rate Income Fund II; share changes are against Q1 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 1,660,568 | $16.4M | 0.00% | +137,038+9.0% | Added |
| LPL Financial LLC | 1,224,814 | $12.1M | 0.01% | +185,980+17.9% | Added |
| Bank of America Corp | 1,098,930 | $10.9M | 0.00% | −18,335−1.6% | Reduced |
| Edgemoor Investment Advisors, Inc. | 792,435 | $7.85M | 0.89% | −12,730−1.6% | Reduced |
| 1607 Capital Partners, LLC | 631,315 | $6.25M | 0.45% | 00.0% | Unchanged |
| Invesco Ltd. | 570,585 | $5.65M | 0.00% | −29,195−4.9% | Reduced |
| City of London Investment Management Co Ltd | 496,941 | $4.93M | 0.40% | 00.0% | Unchanged |
| Guggenheim Capital LLC | 467,270 | $4.63M | 0.04% | −46,273−9.0% | Reduced |
| Relative Value Partners Group, LLC | 433,841 | $4.30M | 0.28% | +92,856+27.2% | Added |
| Advisors Asset Management, Inc. | 279,444 | $2.77M | 0.06% | +59,968+27.3% | Added |
| D.A. Davidson & Co. | 272,709 | $2.70M | 0.03% | −1,286−0.5% | Reduced |
| UBS Group AG | 216,251 | $2.14M | 0.00% | −21,997−9.2% | Reduced |
| Logan Stone Capital, LLC | 208,386 | $2.06M | 0.70% | −58,725−22.0% | Reduced |
| TFG Advisers LLC | 186,835 | $1.85M | 0.84% | −888−0.5% | Reduced |
| Wagner Wealth Management, LLC | 183,992 | $1.82M | 0.70% | −9,384−4.9% | Reduced |
| Royal Bank of Canada | 175,106 | $1.73M | 0.00% | −510.0% | Reduced |
| Jones Road Capital Management, L.P. | 165,000 | $1.63M | 1.56% | 00.0% | Unchanged |
| CNH Partners LLC | 147,032 | $1.46M | 0.06% | +38,376+35.3% | Added |
| Matisse Capital | 136,900 | $1.36M | 0.84% | 00.0% | Unchanged |
| Stifel Financial Corp | 111,226 | $1.10M | 0.00% | −4,059−3.5% | Reduced |
| Shaker Financial Services, LLC | 106,695 | $1.06M | 0.46% | −34,822−24.6% | Reduced |
| Ameriprise Financial Inc | 99,424 | $984.3K | 0.00% | +10,511+11.8% | Added |
| Advisor Group Holdings, Inc. | 88,737 | $878.6K | 0.00% | +330.0% | Added |
| Commonwealth Equity Services, LLC | 78,801 | $780.0K | 0.00% | +63,047+400.2% | Added |
| Wells Fargo & Company | 75,688 | $749.3K | 0.00% | +11,898+18.7% | Added |
| Evoke Wealth, LLC | 74,975 | $742.2K | 0.03% | 00.0% | Unchanged |
| Clough Capital Partners L P | 66,200 | $655.4K | 0.07% | +66,200 | New |
| Sit Investment Associates Inc | 63,287 | $627.0K | 0.02% | 00.0% | Unchanged |
| Cambridge Investment Research Advisors, Inc. | 57,186 | $566.0K | 0.00% | −4,965−8.0% | Reduced |
| Thrivent Financial for Lutherans | 55,024 | $545.0K | 0.00% | −2,900−5.0% | Reduced |
| Shufro Rose & Co LLC | 51,600 | $510.8K | 0.05% | −1,500−2.8% | Reduced |
| Rockefeller Capital Management L.P. | 44,938 | $444.9K | 0.00% | −970−2.1% | Reduced |
| Virtus ETF Advisers LLC | 36,940 | $365.7K | 0.22% | −6,149−14.3% | Reduced |
| National Asset Management, Inc. | 34,961 | $346.1K | 0.01% | +3,327+10.5% | Added |
| Cetera Investment Advisers | 33,736 | $334.0K | 0.00% | +8,710+34.8% | Added |
| AEGON USA Investment Management, LLC | 30,017 | $297.2K | 0.17% | 00.0% | Unchanged |
| Prevail Innovative Wealth Advisors, LLC | 28,630 | $283.4K | 0.16% | +28,630 | New |
| Truist Financial Corp | 26,627 | $263.6K | 0.00% | 00.0% | Unchanged |
| Envestnet Asset Management Inc | 24,127 | $238.9K | 0.00% | 00.0% | Unchanged |
| Westchester Capital Management, LLC | 23,593 | $233.6K | 0.01% | 00.0% | Unchanged |
| WESCAP Management Group, Inc. | 22,142 | $219.2K | 0.08% | 00.0% | Unchanged |
| Goldman Sachs Group Inc | 20,676 | $204.7K | 0.00% | +1,000+5.1% | Added |
| TFB Advisors LLC | 18,055 | $178.7K | 0.08% | 00.0% | Unchanged |
| Glassy Mountain Advisors, Inc. | 16,312 | $161.5K | 0.07% | +16,312 | New |
| Apriem Advisors | 16,200 | $160.4K | 0.02% | 00.0% | Unchanged |
| Oppenheimer & Co Inc | 15,854 | $157.0K | 0.00% | +15,854 | New |
| Whitener Capital Management, Inc. | 14,800 | $146.5K | 0.06% | −400−2.6% | Reduced |
| Quarry LP | 13,900 | $137.6K | 0.09% | +13,900 | New |
| Landscape Capital Management, L.L.C. | 13,355 | $132.2K | 0.02% | −54,509−80.3% | Reduced |
| SFI Advisors, LLC | 12,633 | $125.1K | 0.12% | +1,100+9.5% | Added |
| Raymond James & Associates | 11,991 | $118.7K | 0.00% | −2,223−15.6% | Reduced |
| Coastal Investment Advisors, Inc. | 11,895 | $117.8K | 0.03% | −1,123−8.6% | Reduced |
| Kestra Advisory Services, LLC | 11,768 | $116.5K | 0.00% | +43+0.4% | Added |
| Pekin Hardy Strauss, Inc. | 11,650 | $115.3K | 0.02% | −103−0.9% | Reduced |
| Lumature Wealth Partners, LLC | 10,000 | $99.0K | 0.06% | 00.0% | Unchanged |
| Elequin Capital LP | 9,447 | $93.5K | 0.05% | −3,904−29.2% | Reduced |
| Geneos Wealth Management Inc. | 9,374 | $92.8K | 0.00% | +945+11.2% | Added |
| Cullen/Frost Bankers, Inc. | 7,000 | $69.3K | 0.00% | +7,000 | New |
| Gradient Investments LLC | 3,682 | $36.5K | 0.00% | −236−6.0% | Reduced |
| Hexagon Capital Partners LLC | 3,385 | $33.5K | 0.01% | +11+0.3% | Added |
| IFP Advisors, Inc | 1,115 | $16.1K | 0.00% | −6,401−85.2% | Reduced |
| Whittier Trust Co | 1,358 | $13.4K | 0.00% | 00.0% | Unchanged |
| Global Retirement Partners, LLC | 1,273 | $12.6K | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 1,048 | $10.4K | 0.00% | −53,011−98.1% | Reduced |
| AlphaMark Advisors, LLC | 1,000 | $10.0K | 0.00% | 00.0% | Unchanged |
| National Bank of Canada | 1,000 | $9.90K | 0.00% | +1,000 | New |
| Beacon Capital Management, LLC | 383 | $3.79K | 0.00% | 00.0% | Unchanged |
| CoreFirst Bank & Trust | 312 | $3.09K | 0.00% | 00.0% | Unchanged |
| Cary Street Partner Investment Advisory LLC | 300 | $2.97K | 0.00% | 00.0% | Unchanged |
| Carmichael Hill & Associates, Inc. | 289 | $2.86K | 0.00% | 00.0% | Unchanged |
| Key Financial Inc | 267 | $2.64K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 166 | $1.64K | 0.00% | +166 | New |
| GPS Wealth Strategies Group, LLC | 150 | $1.49K | 0.00% | +150 | New |
| Huntington National Bank | – | $10 | 0.00% | – | – |
| FMR LLC | 1 | $10 | 0.00% | +1 | New |
| Wolverine Asset Management LLC | 0 | $0 | 0.00% | −141,581−100.0% | Sold out |
| Almitas Capital LLC | 0 | $0 | 0.00% | −88,191−100.0% | Sold out |
| World Equity Group, Inc. | 0 | $0 | 0.00% | −5,713−100.0% | Sold out |
| HighTower Advisors, LLC | 0 | $0 | 0.00% | −31,484−100.0% | Sold out |
| Cohen & Steers, Inc. | 0 | $0 | 0.00% | −25,000−100.0% | Sold out |
| OTA Financial Group L.P. | 0 | $0 | 0.00% | −20,208−100.0% | Sold out |
| Koshinski Asset Management, Inc. | 0 | $0 | 0.00% | −10,997−100.0% | Sold out |
| Raymond James Financial Services Advisors, Inc. | 0 | $0 | 0.00% | −10,929−100.0% | Sold out |
| HRT Financial LP | 0 | $0 | 0.00% | −10,873−100.0% | Sold out |
| Integrated Wealth Concepts LLC | 0 | $0 | 0.00% | −10,758−100.0% | Sold out |
| International Assets Investment Management, LLC | 0 | $0 | 0.00% | −10,613−100.0% | Sold out |
| Wealth Effects LLC | 0 | $0 | 0.00% | −10,240−100.0% | Sold out |
| Advisory Services Network, LLC | 0 | $0 | 0.00% | −4,586−100.0% | Sold out |
| Financial Management Professionals, Inc. | 0 | $0 | 0.00% | −2,500−100.0% | Sold out |
| Bessemer Group Inc | 0 | $0 | 0.00% | −635−100.0% | Sold out |
| Ahrens Investment Partners LLC | – | – | – | – | Not filed |