First Trust Senior Floating Rate Income Fund II
FCT- SEC CIK
- 0001282850
No open-market purchases or sales by First Trust Senior Floating Rate Income Fund II insiders were filed in the last 90 days; 88 institutions reported holding it in 13F filings for Q2 2026, worth $85.8M in total; no superinvestor holds it.
13F holders, Q4 2022
Institutional positions in First Trust Senior Floating Rate Income Fund II as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 82
- +18 vs. Q3 2022
- Shares held
- 10.3M
- +1.40M (+15.7%) vs. Q3 2022
- Total value
- $98.4M
- +$9.24M (+10.4%) vs. Q3 2022
- New holders
- 25
- 24 more added
- Sold out
- 7
- 20 more reduced
1 institution that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting FCT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 88 | $85.8M |
| Q1 2026 | 86 | $85.8M |
| Q4 2025 | 89 | $96.3M |
| Q3 2025 | 80 | $98.0M |
| Q2 2025 | 79 | $102.9M |
| Q1 2025 | 77 | $105.7M |
| Q4 2024 | 74 | $114.7M |
| Q3 2024 | 68 | $108.9M |
| Q2 2024 | 73 | $98.2M |
| Q1 2024 | 73 | $114.3M |
| Q4 2023 | 77 | $113.2M |
| Q3 2023 | 68 | $108.0M |
| Q2 2023 | 75 | $107.2M |
| Q1 2023 | 81 | $107.6M |
| Q4 2022 | 82 | $98.4M |
| Q3 2022 | 65 | $89.4M |
| Q2 2022 | 71 | $90.2M |
| Q1 2022 | 62 | $106.1M |
| Q4 2021 | 70 | $101.3M |
| Q3 2021 | 64 | $97.7M |
| Q2 2021 | 59 | $99.1M |
| Q1 2021 | 63 | $101.4M |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding First Trust Senior Floating Rate Income Fund II; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Bank of America Corp | 1,168,816 | $11.1M | 0.00% | −75,114−6.0% | Reduced |
| LPL Financial LLC | 977,877 | $9.32M | 0.01% | −8,177−0.8% | Reduced |
| Edgemoor Investment Advisors, Inc. | 809,899 | $7.72M | 0.97% | −39,425−4.6% | Reduced |
| Oaktree Capital Management LPSuperinvestorOaktree Capital | 809,115 | $7.71M | 0.08% | 00.0% | Unchanged |
| Morgan Stanley | 631,754 | $6.02M | 0.00% | +175,034+38.3% | Added |
| Guggenheim Capital LLC | 597,408 | $5.69M | 0.05% | −56,839−8.7% | Reduced |
| Invesco Ltd. | 526,024 | $5.01M | 0.00% | +11,097+2.2% | Added |
| 1607 Capital Partners, LLC | 465,355 | $4.43M | 0.30% | +465,355 | New |
| Gradient Investments LLC | 428,141 | $4.08M | 0.13% | +6,401+1.5% | Added |
| Relative Value Partners Group, LLC | 281,188 | $2.68M | 0.19% | +252,665+885.8% | Added |
| D.A. Davidson & Co. | 273,528 | $2.61M | 0.03% | −10,478−3.7% | Reduced |
| UBS Group AG | 241,618 | $2.30M | 0.00% | −31,682−11.6% | Reduced |
| GraniteShares Advisors LLC | 234,248 | $2.23M | 1.84% | −8,353−3.4% | Reduced |
| Logan Stone Capital, LLC | 217,393 | $2.07M | 0.78% | +197,090+970.7% | Added |
| Advisors Asset Management, Inc. | 201,529 | $1.92M | 0.04% | +33,380+19.9% | Added |
| TFG Advisers LLC | 190,462 | $1.82M | 0.93% | −2,162−1.1% | Reduced |
| Royal Bank of Canada | 172,374 | $1.64M | 0.00% | +15,326+9.8% | Added |
| Advisor Group Holdings, Inc. | 149,926 | $1.43M | 0.00% | +58,176+63.4% | Added |
| Wolverine Asset Management LLC | 134,605 | $1.28M | 0.02% | +66,856+98.7% | Added |
| Wagner Wealth Management, LLC | 123,294 | $1.17M | 0.73% | +123,294 | New |
| EWG Elevate Inc. | 120,140 | $1.14M | 0.58% | +6,643+5.9% | Added |
| Stifel Financial Corp | 117,620 | $1.12M | 0.00% | −6,142−5.0% | Reduced |
| Ameriprise Financial Inc | 93,311 | $889.0K | 0.00% | −8,276−8.1% | Reduced |
| Thrivent Financial for Lutherans | 78,790 | $751.0K | 0.00% | 00.0% | Unchanged |
| Evoke Wealth, LLC | 74,975 | $714.5K | 0.03% | 00.0% | Unchanged |
| Matisse Capital | 74,274 | $707.8K | 0.63% | 00.0% | Unchanged |
| Cambridge Investment Research Advisors, Inc. | 67,464 | $643.0K | 0.00% | +7,456+12.4% | Added |
| Sit Investment Associates Inc | 63,287 | $603.0K | 0.02% | +63,287 | New |
| StoneX Group Inc. | 61,165 | $582.9K | 0.07% | +61,165 | New |
| Raymond James & Associates | 60,553 | $577.1K | 0.00% | −5,750−8.7% | Reduced |
| Shufro Rose & Co LLC | 53,100 | $506.0K | 0.04% | +29,500+125.0% | Added |
| Wells Fargo & Company | 50,955 | $485.6K | 0.00% | +16,216+46.7% | Added |
| Rockefeller Capital Management L.P. | 50,703 | $483.0K | 0.00% | −353−0.7% | Reduced |
| Virtus ETF Advisers LLC | 41,758 | $398.0K | 0.21% | −6,476−13.4% | Reduced |
| CNH Partners LLC | 40,371 | $384.7K | 0.01% | +40,371 | New |
| Elequin Capital LP | 38,674 | $368.6K | 0.10% | +38,674 | New |
| Landscape Capital Management, L.L.C. | 37,787 | $360.1K | 0.05% | −8,204−17.8% | Reduced |
| Shaker Financial Services, LLC | 36,676 | $349.5K | 0.16% | +3,575+10.8% | Added |
| TownSquare Capital, LLC | 33,598 | $320.2K | 0.01% | +10,995+48.6% | Added |
| National Asset Management, Inc. | 32,153 | $306.4K | 0.01% | −13,543−29.6% | Reduced |
| AEGON USA Investment Management, LLC | 27,017 | $257.5K | 0.15% | +12,128+81.5% | Added |
| Truist Financial Corp | 26,627 | $253.8K | 0.00% | −2,291−7.9% | Reduced |
| Apriem Advisors | 26,500 | $252.5K | 0.04% | +2,000+8.2% | Added |
| Glassy Mountain Advisors, Inc. | 25,587 | $243.8K | 0.13% | +25,587 | New |
| Envestnet Asset Management Inc | 24,127 | $229.9K | 0.00% | +2,070+9.4% | Added |
| Westchester Capital Management, LLC | 23,593 | $224.8K | 0.01% | 00.0% | Unchanged |
| WESCAP Management Group, Inc. | 22,142 | $211.0K | 0.07% | 00.0% | Unchanged |
| International Assets Investment Management, LLC | 19,942 | $190.1K | 0.02% | +19,942 | New |
| Susquehanna International Group, LLP | 19,695 | $187.7K | 0.00% | +19,695 | New |
| Goldman Sachs Group Inc | 19,676 | $187.5K | 0.00% | 00.0% | Unchanged |
| IFP Advisors, Inc | 12,962 | $185.0K | 0.01% | +7+0.1% | Added |
| TFB Advisors LLC | 18,055 | $172.1K | 0.14% | +18,055 | New |
| Commonwealth Equity Services, LLC | 15,721 | $149.0K | 0.00% | −16,329−50.9% | Reduced |
| JPMorgan Chase & Co | 14,689 | $140.0K | 0.00% | +14,689 | New |
| Raymond James Financial Services Advisors, Inc. | 14,447 | $137.7K | 0.00% | −73,682−83.6% | Reduced |
| Whitener Capital Management, Inc. | 13,330 | $127.0K | 0.06% | +13,330 | New |
| Sentinel Pension Advisors Inc | 12,966 | $123.6K | 0.04% | +270+2.1% | Added |
| Walleye Capital LLC | 12,808 | $122.1K | 0.00% | +12,808 | New |
| Coastal Investment Advisors, Inc. | 12,746 | $121.5K | 0.03% | +267+2.1% | Added |
| Kestra Advisory Services, LLC | 12,724 | $121.3K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 12,528 | $119.4K | 0.01% | −390−3.0% | Reduced |
| Integrated Wealth Concepts LLC | 11,925 | $114.0K | 0.00% | −149−1.2% | Reduced |
| Cetera Investment Advisers | 11,541 | $110.0K | 0.00% | +11,541 | New |
| Koshinski Asset Management, Inc. | 10,766 | $102.6K | 0.01% | +226+2.1% | Added |
| Wealth Effects LLC | 10,723 | $102.2K | 0.06% | +10,723 | New |
| Lumature Wealth Partners, LLC | 10,000 | $95.3K | 0.05% | 00.0% | Unchanged |
| Advisory Services Network, LLC | 4,586 | $43.7K | 0.00% | +4,586 | New |
| Hexagon Capital Partners LLC | 3,365 | $32.1K | 0.01% | +8+0.2% | Added |
| Global Retirement Partners, LLC | 1,271 | $12.1K | 0.00% | +1+0.1% | Added |
| Colonial Trust Co | 1,100 | $10.5K | 0.00% | +1,100 | New |
| Money Concepts Capital Corp | 550 | $5.24K | 0.00% | +550 | New |
| Romano Brothers and Company | 509 | $4.85K | 0.00% | +509 | New |
| Beacon Capital Management, LLC | 383 | $3.65K | 0.00% | 00.0% | Unchanged |
| CoreFirst Bank & Trust | 312 | $2.97K | 0.00% | 00.0% | Unchanged |
| Cary Street Partner Investment Advisory LLC | 300 | $2.86K | 0.00% | +300 | New |
| Carmichael Hill & Associates, Inc. | 289 | $2.75K | 0.00% | 00.0% | Unchanged |
| Key Financial Inc | 267 | $2.67K | 0.00% | 00.0% | Unchanged |
| CoreCap Advisors, LLC | 241 | $2.30K | 0.00% | +241 | New |
| NewSquare Capital LLC | 232 | $2.21K | 0.00% | +232 | New |
| Tower Research Capital LLC (TRC) | 110 | $1.00K | 0.00% | +110 | New |
| Huntington National Bank | – | $10 | 0.00% | – | New |
| FMR LLC | 1 | $10 | 0.00% | +1 | New |
| Ameritas Advisory Services, LLC | 0 | $0 | 0.00% | −30,276−100.0% | Sold out |
| HighTower Advisors, LLC | 0 | $0 | 0.00% | −18,240−100.0% | Sold out |
| Oppenheimer & Co Inc | 0 | $0 | 0.00% | −16,132−100.0% | Sold out |
| DHJJ Financial Advisors, Ltd. | 0 | $0 | 0.00% | −13,125−100.0% | Sold out |
| Northwestern Mutual Wealth Management Co | 0 | $0 | 0.00% | −1,126−100.0% | Sold out |
| AlphaMark Advisors, LLC | 0 | $0 | 0.00% | −1,000−100.0% | Sold out |
| Princeton Global Asset Management LLC | 0 | $0 | 0.00% | −400−100.0% | Sold out |
| American Portfolios Advisors | – | – | – | – | Not filed |