First Trust Senior Floating Rate Income Fund II
FCT- SEC CIK
- 0001282850
No open-market purchases or sales by First Trust Senior Floating Rate Income Fund II insiders were filed in the last 90 days; 88 institutions reported holding it in 13F filings for Q2 2026, worth $85.8M in total; no superinvestor holds it.
13F holders, Q3 2021
Institutional positions in First Trust Senior Floating Rate Income Fund II as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 64
- +5 vs. Q2 2021
- Shares held
- 7.99M
- +187.0K (+2.4%) vs. Q2 2021
- Total value
- $97.7M
- −$1.31M (−1.3%) vs. Q2 2021
- New holders
- 7
- 25 more added
- Sold out
- 2
- 13 more reduced
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting FCT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 88 | $85.8M |
| Q1 2026 | 86 | $85.8M |
| Q4 2025 | 89 | $96.3M |
| Q3 2025 | 80 | $98.0M |
| Q2 2025 | 79 | $102.9M |
| Q1 2025 | 77 | $105.7M |
| Q4 2024 | 74 | $114.7M |
| Q3 2024 | 68 | $108.9M |
| Q2 2024 | 73 | $98.2M |
| Q1 2024 | 73 | $114.3M |
| Q4 2023 | 77 | $113.2M |
| Q3 2023 | 68 | $108.0M |
| Q2 2023 | 75 | $107.2M |
| Q1 2023 | 81 | $107.6M |
| Q4 2022 | 82 | $98.4M |
| Q3 2022 | 65 | $89.4M |
| Q2 2022 | 71 | $90.2M |
| Q1 2022 | 62 | $106.1M |
| Q4 2021 | 70 | $101.3M |
| Q3 2021 | 64 | $97.7M |
| Q2 2021 | 59 | $99.1M |
| Q1 2021 | 63 | $101.4M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding First Trust Senior Floating Rate Income Fund II; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Bank of America Corp | 1,353,607 | $16.6M | 0.00% | −96,003−6.6% | Reduced |
| Morgan Stanley | 1,277,269 | $15.6M | 0.00% | −101,345−7.4% | Reduced |
| Gradient Investments LLC | 953,403 | $11.7M | 0.33% | +40,317+4.4% | Added |
| Edgemoor Investment Advisors, Inc. | 804,947 | $9.85M | 1.12% | −74,499−8.5% | Reduced |
| LPL Financial LLC | 598,842 | $7.33M | 0.01% | +60,556+11.2% | Added |
| Invesco Ltd. | 596,243 | $7.30M | 0.00% | −56,677−8.7% | Reduced |
| UBS Group AG | 293,724 | $3.60M | 0.00% | +15,831+5.7% | Added |
| Stifel Financial Corp | 254,681 | $3.12M | 0.00% | +39,061+18.1% | Added |
| TFG Advisers LLC | 168,689 | $2.06M | 1.00% | +2,821+1.7% | Added |
| Guggenheim Capital LLC | 157,698 | $1.93M | 0.01% | +36,314+29.9% | Added |
| D.A. Davidson & Co. | 130,183 | $1.59M | 0.02% | +130,183 | New |
| Ameriprise Financial Inc | 129,759 | $1.59M | 0.00% | −10,176−7.3% | Reduced |
| Royal Bank of Canada | 105,152 | $1.29M | 0.00% | +65,700+166.5% | Added |
| Thrivent Financial for Lutherans | 82,038 | $1.00M | 0.00% | +48,032+141.2% | Added |
| Private Advisor Group, LLC | 81,488 | $998.0K | 0.01% | +35,487+77.1% | Added |
| Mid Atlantic Financial Management Inc | 75,553 | $925.0K | 0.06% | +22,800+43.2% | Added |
| Advisors Asset Management, Inc. | 74,796 | $916.0K | 0.01% | +504+0.7% | Added |
| Oppenheimer & Co Inc | 71,280 | $872.0K | 0.02% | +2,291+3.3% | Added |
| Advisor Group Holdings, Inc. | 63,279 | $774.0K | 0.00% | +14,094+28.7% | Added |
| Jaffetilchin Investment Partners, LLC | 48,963 | $599.0K | 0.06% | +48,963 | New |
| Virtus ETF Advisers LLC | 47,276 | $579.0K | 0.25% | +4,101+9.5% | Added |
| Rockefeller Capital Management L.P. | 43,856 | $536.0K | 0.00% | +23,916+119.9% | Added |
| Commonwealth Equity Services, LLC | 41,599 | $509.0K | 0.00% | −132,472−76.1% | Reduced |
| National Asset Management, Inc. | 38,541 | $472.0K | 0.02% | −3,843−9.1% | Reduced |
| Shaker Financial Services, LLC | 38,129 | $467.0K | 0.19% | +38,129 | New |
| Cambridge Investment Research Advisors, Inc. | 32,545 | $398.0K | 0.00% | +8,031+32.8% | Added |
| WESCAP Management Group, Inc. | 30,599 | $375.0K | 0.11% | 00.0% | Unchanged |
| SeaCrest Wealth Management, LLC | 27,684 | $339.0K | 0.04% | −303−1.1% | Reduced |
| Whitener Capital Management, Inc. | 27,400 | $318.0K | 0.15% | +8,450+44.6% | Added |
| Wells Fargo & Company | 25,129 | $307.0K | 0.00% | −5,938−19.1% | Reduced |
| JPMorgan Chase & Co | 24,044 | $294.0K | 0.00% | 00.0% | Unchanged |
| Apriem Advisors | 23,000 | $282.0K | 0.04% | 00.0% | Unchanged |
| American Portfolios Advisors | 21,188 | $259.3K | 0.01% | +20,875+6,669.3% | Added |
| Shufro Rose & Co LLC | 21,100 | $258.0K | 0.02% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 21,272 | $257.0K | 0.01% | +7,342+52.7% | Added |
| Raymond James & Associates | 19,865 | $243.0K | 0.00% | −6,658−25.1% | Reduced |
| Cetera Advisor Networks LLC | 19,461 | $238.0K | 0.00% | +4,127+26.9% | Added |
| Evoke Wealth, LLC | 18,561 | $227.0K | 0.01% | +3,397+22.4% | Added |
| DHJJ Financial Advisors, Ltd. | 17,275 | $211.0K | 0.11% | 00.0% | Unchanged |
| Narwhal Capital Management | 15,165 | $186.0K | 0.02% | 00.0% | Unchanged |
| Kestra Advisory Services, LLC | 15,015 | $184.0K | 0.00% | 00.0% | Unchanged |
| Raymond James Financial Services Advisors, Inc. | 14,719 | $180.0K | 0.00% | −2,893−16.4% | Reduced |
| Sentinel Pension Advisors Inc | 11,749 | $144.0K | 0.05% | +250+2.2% | Added |
| Koshinski Asset Management, Inc. | 11,097 | $135.8K | 0.01% | +11,097 | New |
| First Foundation Advisors | 10,066 | $123.0K | 0.00% | −23,009−69.6% | Reduced |
| Lumature Wealth Partners, LLC | 10,000 | $122.0K | 0.05% | 00.0% | Unchanged |
| Barclays PLC | 9,785 | $122.0K | 0.00% | 00.0% | Unchanged |
| Westchester Capital Management, LLC | 5,810 | $71.0K | 0.00% | 00.0% | Unchanged |
| FNY Investment Advisers, LLC | 5,000 | $61.0K | 0.03% | +5,000 | New |
| Hexagon Capital Partners LLC | 3,180 | $39.0K | 0.01% | 00.0% | Unchanged |
| Cullen/Frost Bankers, Inc. | 3,000 | $37.0K | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 2,128 | $26.0K | 0.00% | +1,628+325.6% | Added |
| Citigroup Inc | 1,701 | $21.0K | 0.00% | +1,501+750.5% | Added |
| NEXT Financial Group, Inc | 1,713 | $21.0K | 0.00% | +1,713 | New |
| Carmichael Hill & Associates, Inc. | 1,290 | $16.0K | 0.01% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 1,169 | $14.0K | 0.00% | −320−21.5% | Reduced |
| Cordasco Financial Network | 1,100 | $13.0K | 0.01% | 00.0% | Unchanged |
| AlphaMark Advisors, LLC | 1,000 | $12.0K | 0.00% | 00.0% | Unchanged |
| Pacitti Group Inc. | 1,000 | $12.0K | 0.01% | 00.0% | Unchanged |
| Princeton Global Asset Management LLC | 400 | $5.00K | 0.00% | 00.0% | Unchanged |
| CoreFirst Bank & Trust | 312 | $4.00K | 0.00% | 00.0% | Unchanged |
| Key Financial Inc | 267 | $3.00K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 227 | $3.00K | 0.00% | +227 | New |
| Global Retirement Partners, LLC | 42 | $1.00K | 0.00% | +1+2.4% | Added |
| Advisory Services Network, LLC | 0 | $0 | 0.00% | −1,517−100.0% | Sold out |
| Panagora Asset Management Inc | 0 | $0 | 0.00% | −40−100.0% | Sold out |