First Trust Senior Floating Rate Income Fund II
FCT- SEC CIK
- 0001282850
No open-market purchases or sales by First Trust Senior Floating Rate Income Fund II insiders were filed in the last 90 days; 88 institutions reported holding it in 13F filings for Q2 2026, worth $85.8M in total; no superinvestor holds it.
13F holders, Q1 2023
Institutional positions in First Trust Senior Floating Rate Income Fund II as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 81
- 0 vs. Q4 2022
- Shares held
- 10.8M
- +504.1K (+4.9%) vs. Q4 2022
- Total value
- $107.6M
- +$9.24M (+9.4%) vs. Q4 2022
- New holders
- 15
- 26 more added
- Sold out
- 15
- 23 more reduced
1 institution that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting FCT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 88 | $85.8M |
| Q1 2026 | 86 | $85.8M |
| Q4 2025 | 89 | $96.3M |
| Q3 2025 | 80 | $98.0M |
| Q2 2025 | 79 | $102.9M |
| Q1 2025 | 77 | $105.7M |
| Q4 2024 | 74 | $114.7M |
| Q3 2024 | 68 | $108.9M |
| Q2 2024 | 73 | $98.2M |
| Q1 2024 | 73 | $114.3M |
| Q4 2023 | 77 | $113.2M |
| Q3 2023 | 68 | $108.0M |
| Q2 2023 | 75 | $107.2M |
| Q1 2023 | 81 | $107.6M |
| Q4 2022 | 82 | $98.4M |
| Q3 2022 | 65 | $89.4M |
| Q2 2022 | 71 | $90.2M |
| Q1 2022 | 62 | $106.1M |
| Q4 2021 | 70 | $101.3M |
| Q3 2021 | 64 | $97.7M |
| Q2 2021 | 59 | $99.1M |
| Q1 2021 | 63 | $101.4M |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding First Trust Senior Floating Rate Income Fund II; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 1,523,530 | $15.2M | 0.00% | +891,776+141.2% | Added |
| Bank of America Corp | 1,117,265 | $11.1M | 0.00% | −51,551−4.4% | Reduced |
| LPL Financial LLC | 1,038,834 | $10.3M | 0.01% | +60,957+6.2% | Added |
| Edgemoor Investment Advisors, Inc. | 805,165 | $8.01M | 0.97% | −4,734−0.6% | Reduced |
| 1607 Capital Partners, LLC | 631,315 | $6.28M | 0.44% | +165,960+35.7% | Added |
| Invesco Ltd. | 599,780 | $5.97M | 0.00% | +73,756+14.0% | Added |
| Guggenheim Capital LLC | 513,543 | $5.11M | 0.04% | −83,865−14.0% | Reduced |
| City of London Investment Management Co Ltd | 496,941 | $4.93M | 0.38% | +496,941 | New |
| Relative Value Partners Group, LLC | 340,985 | $3.39M | 0.23% | +59,797+21.3% | Added |
| D.A. Davidson & Co. | 273,995 | $2.73M | 0.03% | +467+0.2% | Added |
| Logan Stone Capital, LLC | 267,111 | $2.66M | 1.05% | +49,718+22.9% | Added |
| UBS Group AG | 238,248 | $2.37M | 0.00% | −3,370−1.4% | Reduced |
| Advisors Asset Management, Inc. | 219,476 | $2.18M | 0.04% | +17,947+8.9% | Added |
| Wagner Wealth Management, LLC | 193,376 | $1.92M | 0.87% | +70,082+56.8% | Added |
| TFG Advisers LLC | 187,723 | $1.87M | 0.90% | −2,739−1.4% | Reduced |
| Royal Bank of Canada | 175,157 | $1.74M | 0.00% | +2,783+1.6% | Added |
| Jones Road Capital Management, L.P. | 165,000 | $1.64M | 1.54% | +165,000 | New |
| Wolverine Asset Management LLC | 141,581 | $1.41M | 0.02% | +6,976+5.2% | Added |
| Shaker Financial Services, LLC | 141,517 | $1.41M | 0.62% | +104,841+285.9% | Added |
| Matisse Capital | 136,900 | $1.36M | 0.88% | +62,626+84.3% | Added |
| Stifel Financial Corp | 115,285 | $1.15M | 0.00% | −2,335−2.0% | Reduced |
| CNH Partners LLC | 108,656 | $1.08M | 0.03% | +68,285+169.1% | Added |
| Ameriprise Financial Inc | 88,913 | $884.7K | 0.00% | −4,398−4.7% | Reduced |
| Advisor Group Holdings, Inc. | 88,704 | $882.7K | 0.00% | −61,222−40.8% | Reduced |
| Almitas Capital LLC | 88,191 | $877.5K | 0.42% | +88,191 | New |
| Evoke Wealth, LLC | 74,975 | $746.0K | 0.03% | 00.0% | Unchanged |
| Landscape Capital Management, L.L.C. | 67,864 | $675.2K | 0.09% | +30,077+79.6% | Added |
| Wells Fargo & Company | 63,790 | $634.7K | 0.00% | +12,835+25.2% | Added |
| Sit Investment Associates Inc | 63,287 | $630.0K | 0.02% | 00.0% | Unchanged |
| Cambridge Investment Research Advisors, Inc. | 62,151 | $618.0K | 0.00% | −5,313−7.9% | Reduced |
| Thrivent Financial for Lutherans | 57,924 | $576.0K | 0.00% | −20,866−26.5% | Reduced |
| JPMorgan Chase & Co | 54,059 | $537.0K | 0.00% | +39,370+268.0% | Added |
| Shufro Rose & Co LLC | 53,100 | $528.3K | 0.05% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 45,908 | $456.0K | 0.00% | −4,795−9.5% | Reduced |
| Virtus ETF Advisers LLC | 43,089 | $428.7K | 0.24% | +1,331+3.2% | Added |
| National Asset Management, Inc. | 31,634 | $314.8K | 0.01% | −519−1.6% | Reduced |
| HighTower Advisors, LLC | 31,484 | $313.0K | 0.00% | +31,484 | New |
| AEGON USA Investment Management, LLC | 30,017 | $298.7K | 0.17% | +3,000+11.1% | Added |
| Truist Financial Corp | 26,627 | $264.9K | 0.00% | 00.0% | Unchanged |
| Cetera Investment Advisers | 25,026 | $249.0K | 0.00% | +13,485+116.8% | Added |
| Cohen & Steers, Inc. | 25,000 | $249.0K | 0.00% | +25,000 | New |
| Envestnet Asset Management Inc | 24,127 | $240.1K | 0.00% | 00.0% | Unchanged |
| Westchester Capital Management, LLC | 23,593 | $234.8K | 0.01% | 00.0% | Unchanged |
| WESCAP Management Group, Inc. | 22,142 | $220.3K | 0.08% | 00.0% | Unchanged |
| OTA Financial Group L.P. | 20,208 | $201.0K | 0.18% | +20,208 | New |
| Goldman Sachs Group Inc | 19,676 | $195.8K | 0.00% | 00.0% | Unchanged |
| TFB Advisors LLC | 18,055 | $179.6K | 0.14% | 00.0% | Unchanged |
| Apriem Advisors | 16,200 | $161.2K | 0.03% | −10,300−38.9% | Reduced |
| Commonwealth Equity Services, LLC | 15,754 | $156.0K | 0.00% | +33+0.2% | Added |
| Whitener Capital Management, Inc. | 15,200 | $151.2K | 0.06% | +1,870+14.0% | Added |
| Raymond James & Associates | 14,214 | $141.4K | 0.00% | −46,339−76.5% | Reduced |
| Elequin Capital LP | 13,351 | $132.8K | 0.09% | −25,323−65.5% | Reduced |
| Coastal Investment Advisors, Inc. | 13,018 | $129.5K | 0.03% | +272+2.1% | Added |
| Pekin Hardy Strauss, Inc. | 11,753 | $116.9K | 0.02% | +11,753 | New |
| Kestra Advisory Services, LLC | 11,725 | $116.7K | 0.00% | −999−7.9% | Reduced |
| SFI Advisors, LLC | 11,533 | $114.8K | 0.12% | +11,533 | New |
| Koshinski Asset Management, Inc. | 10,997 | $109.4K | 0.01% | +231+2.1% | Added |
| Raymond James Financial Services Advisors, Inc. | 10,929 | $108.7K | 0.00% | −3,518−24.4% | Reduced |
| IFP Advisors, Inc | 7,516 | $108.4K | 0.01% | −5,446−42.0% | Reduced |
| HRT Financial LP | 10,873 | $108.0K | 0.00% | +10,873 | New |
| Integrated Wealth Concepts LLC | 10,758 | $107.0K | 0.00% | −1,167−9.8% | Reduced |
| International Assets Investment Management, LLC | 10,613 | $105.6K | 0.02% | −9,329−46.8% | Reduced |
| Wealth Effects LLC | 10,240 | $101.9K | 0.05% | −483−4.5% | Reduced |
| Lumature Wealth Partners, LLC | 10,000 | $99.5K | 0.06% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 8,429 | $83.9K | 0.01% | −4,099−32.7% | Reduced |
| Advisory Services Network, LLC | 4,586 | $45.6K | 0.00% | 00.0% | Unchanged |
| Gradient Investments LLC | 3,918 | $39.0K | 0.00% | −424,223−99.1% | Reduced |
| Hexagon Capital Partners LLC | 3,374 | $33.6K | 0.01% | +9+0.3% | Added |
| Financial Management Professionals, Inc. | 2,500 | $25.0K | 0.00% | +2,500 | New |
| Ahrens Investment Partners LLC | 2,220 | $22.1K | 0.01% | +2,220 | New |
| Whittier Trust Co | 1,358 | $13.5K | 0.00% | +1,358 | New |
| Global Retirement Partners, LLC | 1,273 | $12.2K | 0.00% | +2+0.2% | Added |
| AlphaMark Advisors, LLC | 1,000 | $10.0K | 0.00% | +1,000 | New |
| Bessemer Group Inc | 635 | $6.00K | 0.00% | +635 | New |
| Beacon Capital Management, LLC | 383 | $3.81K | 0.00% | 00.0% | Unchanged |
| CoreFirst Bank & Trust | 312 | $3.10K | 0.00% | 00.0% | Unchanged |
| Cary Street Partner Investment Advisory LLC | 300 | $2.98K | 0.00% | 00.0% | Unchanged |
| Carmichael Hill & Associates, Inc. | 289 | $2.88K | 0.00% | 00.0% | Unchanged |
| Key Financial Inc | 267 | $2.66K | 0.00% | 00.0% | Unchanged |
| Huntington National Bank | – | $10 | 0.00% | – | – |
| World Equity Group, Inc. | 5,713 | – | – | +5,713 | New |
| Oaktree Capital Management LPSuperinvestorOaktree Capital | 0 | $0 | 0.00% | −809,115−100.0% | Sold out |
| GraniteShares Advisors LLC | 0 | $0 | 0.00% | −234,248−100.0% | Sold out |
| EWG Elevate Inc. | 0 | $0 | 0.00% | −120,140−100.0% | Sold out |
| StoneX Group Inc. | 0 | $0 | 0.00% | −61,165−100.0% | Sold out |
| TownSquare Capital, LLC | 0 | $0 | 0.00% | −33,598−100.0% | Sold out |
| Glassy Mountain Advisors, Inc. | 0 | $0 | 0.00% | −25,587−100.0% | Sold out |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −19,695−100.0% | Sold out |
| Sentinel Pension Advisors Inc | 0 | $0 | 0.00% | −12,966−100.0% | Sold out |
| Walleye Capital LLC | 0 | $0 | 0.00% | −12,808−100.0% | Sold out |
| Colonial Trust Co | 0 | $0 | 0.00% | −1,100−100.0% | Sold out |
| Money Concepts Capital Corp | 0 | $0 | 0.00% | −550−100.0% | Sold out |
| Romano Brothers and Company | 0 | $0 | 0.00% | −509−100.0% | Sold out |
| NewSquare Capital LLC | 0 | $0 | 0.00% | −232−100.0% | Sold out |
| Tower Research Capital LLC (TRC) | 0 | $0 | 0.00% | −110−100.0% | Sold out |
| FMR LLC | 0 | $0 | 0.00% | −1−100.0% | Sold out |
| CoreCap Advisors, LLC | – | – | – | – | Not filed |