First Trust Senior Floating Rate Income Fund II
FCT- SEC CIK
- 0001282850
No open-market purchases or sales by First Trust Senior Floating Rate Income Fund II insiders were filed in the last 90 days; 88 institutions reported holding it in 13F filings for Q2 2026, worth $85.8M in total; no superinvestor holds it.
13F holders, Q1 2022
Institutional positions in First Trust Senior Floating Rate Income Fund II as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 62
- −7 vs. Q4 2021
- Shares held
- 8.44M
- +42.8K (+0.5%) vs. Q4 2021
- Total value
- $106.1M
- +$4.82M (+4.8%) vs. Q4 2021
- New holders
- 10
- 26 more added
- Sold out
- 17
- 14 more reduced
1 institution that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting FCT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 88 | $85.8M |
| Q1 2026 | 86 | $85.8M |
| Q4 2025 | 89 | $96.3M |
| Q3 2025 | 80 | $98.0M |
| Q2 2025 | 79 | $102.9M |
| Q1 2025 | 77 | $105.7M |
| Q4 2024 | 74 | $114.7M |
| Q3 2024 | 68 | $108.9M |
| Q2 2024 | 73 | $98.2M |
| Q1 2024 | 73 | $114.3M |
| Q4 2023 | 77 | $113.2M |
| Q3 2023 | 68 | $108.0M |
| Q2 2023 | 75 | $107.2M |
| Q1 2023 | 81 | $107.6M |
| Q4 2022 | 82 | $98.4M |
| Q3 2022 | 65 | $89.4M |
| Q2 2022 | 71 | $90.2M |
| Q1 2022 | 62 | $106.1M |
| Q4 2021 | 70 | $101.3M |
| Q3 2021 | 64 | $97.7M |
| Q2 2021 | 59 | $99.1M |
| Q1 2021 | 63 | $101.4M |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding First Trust Senior Floating Rate Income Fund II; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Bank of America Corp | 1,334,152 | $16.8M | 0.00% | +43,244+3.3% | Added |
| Edgemoor Investment Advisors, Inc. | 841,342 | $10.6M | 1.12% | −7,940−0.9% | Reduced |
| LPL Financial LLC | 832,990 | $10.5M | 0.01% | +96,896+13.2% | Added |
| Morgan Stanley | 808,230 | $10.2M | 0.00% | −19,366−2.3% | Reduced |
| Gradient Investments LLC | 765,736 | $9.63M | 0.25% | −201,990−20.9% | Reduced |
| Guggenheim Capital LLC | 442,910 | $5.57M | 0.03% | +221,853+100.4% | Added |
| Invesco Ltd. | 426,369 | $5.36M | 0.00% | −115,135−21.3% | Reduced |
| UBS Group AG | 288,888 | $3.63M | 0.00% | −18,120−5.9% | Reduced |
| Stifel Financial Corp | 268,331 | $3.37M | 0.00% | +14,645+5.8% | Added |
| D.A. Davidson & Co. | 256,489 | $3.22M | 0.04% | +96,136+60.0% | Added |
| GraniteShares Advisors LLC | 238,426 | $3.00M | 1.62% | +21,153+9.7% | Added |
| TFG Advisers LLC | 193,097 | $2.43M | 1.11% | +5,368+2.9% | Added |
| Glassy Mountain Advisors, Inc. | 168,244 | $2.12M | 1.09% | +47,875+39.8% | Added |
| Ameriprise Financial Inc | 161,825 | $2.03M | 0.00% | +27,312+20.3% | Added |
| Royal Bank of Canada | 152,743 | $1.92M | 0.00% | +11,523+8.2% | Added |
| TownSquare Capital, LLC | 105,514 | $1.33M | 0.03% | +105,514 | New |
| Raymond James & Associates | 89,935 | $1.13M | 0.00% | +47,260+110.7% | Added |
| Titus Wealth Management | 83,225 | $1.05M | 0.47% | +83,225 | New |
| Evoke Wealth, LLC | 79,459 | $999.0K | 0.03% | −4,112−4.9% | Reduced |
| Advisor Group Holdings, Inc. | 70,044 | $880.0K | 0.00% | +3,519+5.3% | Added |
| Thrivent Financial for Lutherans | 63,790 | $802.0K | 0.00% | −19,869−23.7% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 53,543 | $673.0K | 0.00% | +7,001+15.0% | Added |
| Virtus ETF Advisers LLC | 51,828 | $651.0K | 0.29% | +5,048+10.8% | Added |
| Rockefeller Capital Management L.P. | 47,679 | $599.0K | 0.00% | +39+0.1% | Added |
| Ameritas Advisory Services, LLC | 42,965 | $540.0K | 0.02% | +230+0.5% | Added |
| Wells Fargo & Company | 42,009 | $528.0K | 0.00% | +19,440+86.1% | Added |
| Commonwealth Equity Services, LLC | 37,421 | $470.0K | 0.00% | +120.0% | Added |
| National Asset Management, Inc. | 34,488 | $434.0K | 0.01% | −7,065−17.0% | Reduced |
| Oppenheimer & Co Inc | 32,340 | $407.0K | 0.01% | −15,427−32.3% | Reduced |
| WESCAP Management Group, Inc. | 30,599 | $384.0K | 0.11% | 00.0% | Unchanged |
| Apriem Advisors | 27,400 | $344.0K | 0.05% | +2,900+11.8% | Added |
| Geneos Wealth Management Inc. | 26,933 | $338.0K | 0.01% | +725+2.8% | Added |
| American Portfolios Advisors | 24,888 | $312.8K | 0.01% | +3,200+14.8% | Added |
| Westchester Capital Management, LLC | 23,593 | $296.0K | 0.01% | +17,783+306.1% | Added |
| Truist Financial Corp | 23,439 | $295.0K | 0.00% | 00.0% | Unchanged |
| Envestnet Asset Management Inc | 22,939 | $288.0K | 0.00% | +2,000+9.6% | Added |
| Goldman Sachs Group Inc | 22,376 | $281.0K | 0.00% | +22,376 | New |
| Shufro Rose & Co LLC | 21,100 | $265.0K | 0.02% | 00.0% | Unchanged |
| Cetera Advisor Networks LLC | 20,967 | $264.0K | 0.00% | −1,809−7.9% | Reduced |
| GWM Advisors LLC | 18,600 | $234.0K | 0.00% | −68,653−78.7% | Reduced |
| Narwhal Capital Management | 16,248 | $204.0K | 0.02% | −267−1.6% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 15,770 | $198.0K | 0.00% | +412+2.7% | Added |
| DHJJ Financial Advisors, Ltd. | 15,275 | $190.0K | 0.09% | −2,000−11.6% | Reduced |
| IFP Advisors, Inc | 12,955 | $185.0K | 0.00% | +12,955 | New |
| Kestra Advisory Services, LLC | 12,724 | $160.0K | 0.00% | 00.0% | Unchanged |
| Coastal Investment Advisors, Inc. | 12,753 | $160.0K | 0.03% | +12,753 | New |
| Sentinel Pension Advisors Inc | 12,205 | $153.0K | 0.05% | +224+1.9% | Added |
| Integrated Wealth Concepts LLC | 11,989 | $151.0K | 0.00% | +11,989 | New |
| Jaffetilchin Investment Partners, LLC | 12,853 | $142.0K | 0.02% | +12,853 | New |
| Atria Wealth Solutions, Inc. | 11,158 | $140.0K | 0.00% | +11,158 | New |
| Koshinski Asset Management, Inc. | 10,130 | $127.3K | 0.01% | −1,179−10.4% | Reduced |
| Lumature Wealth Partners, LLC | 10,000 | $126.0K | 0.05% | 00.0% | Unchanged |
| Hexagon Capital Partners LLC | 3,192 | $40.0K | 0.01% | +7+0.2% | Added |
| Ahrens Investment Partners LLC | 2,220 | $28.0K | 0.01% | 00.0% | Unchanged |
| Cordasco Financial Network | 1,100 | $14.0K | 0.01% | 00.0% | Unchanged |
| Global Retirement Partners, LLC | 1,269 | $14.0K | 0.00% | +1,269 | New |
| AlphaMark Advisors, LLC | 1,000 | $13.0K | 0.00% | 00.0% | Unchanged |
| Princeton Global Asset Management LLC | 400 | $5.00K | 0.00% | 00.0% | Unchanged |
| Beacon Capital Management, LLC | 383 | $5.00K | 0.00% | +383 | New |
| CoreFirst Bank & Trust | 312 | $4.00K | 0.00% | 00.0% | Unchanged |
| Carmichael Hill & Associates, Inc. | 289 | $4.00K | 0.00% | 00.0% | Unchanged |
| Key Financial Inc | 267 | $3.00K | 0.00% | 00.0% | Unchanged |
| Shaker Financial Services, LLC | 0 | $0 | 0.00% | −129,012−100.0% | Sold out |
| Advisors Asset Management, Inc. | 0 | $0 | 0.00% | −69,247−100.0% | Sold out |
| Bluefin Capital Management, LLC | 0 | $0 | 0.00% | −46,437−100.0% | Sold out |
| HighTower Advisors, LLC | 0 | $0 | 0.00% | −36,579−100.0% | Sold out |
| Private Advisor Group, LLC | 0 | $0 | 0.00% | −32,825−100.0% | Sold out |
| SeaCrest Wealth Management, LLC | 0 | $0 | 0.00% | −26,338−100.0% | Sold out |
| JPMorgan Chase & Co | 0 | $0 | 0.00% | −24,044−100.0% | Sold out |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −22,649−100.0% | Sold out |
| Landscape Capital Management, L.L.C. | 0 | $0 | 0.00% | −16,711−100.0% | Sold out |
| Whitener Capital Management, Inc. | 0 | $0 | 0.00% | −13,950−100.0% | Sold out |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −11,865−100.0% | Sold out |
| Wolverine Asset Management LLC | 0 | $0 | 0.00% | −7,389−100.0% | Sold out |
| Cullen/Frost Bankers, Inc. | 0 | $0 | 0.00% | −3,000−100.0% | Sold out |
| Sandy Spring Bank | 0 | $0 | 0.00% | −2,000−100.0% | Sold out |
| CoreCap Advisors, LLC | 0 | $0 | 0.00% | −1,100−100.0% | Sold out |
| Confluence Wealth Services, Inc. | 0 | $0 | 0.00% | −945−100.0% | Sold out |
| Tower Research Capital LLC (TRC) | 0 | $0 | 0.00% | −500−100.0% | Sold out |
| NEXT Financial Group, Inc | – | – | – | – | Not filed |