First Trust Senior Floating Rate Income Fund II
FCT- SEC CIK
- 0001282850
No open-market purchases or sales by First Trust Senior Floating Rate Income Fund II insiders were filed in the last 90 days; 88 institutions reported holding it in 13F filings for Q2 2026, worth $85.8M in total; no superinvestor holds it.
13F holders, Q4 2025
Institutional positions in First Trust Senior Floating Rate Income Fund II as of Dec 31, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 89
- +9 vs. Q3 2025
- Shares held
- 9.56M
- −229.3K (−2.3%) vs. Q3 2025
- Total value
- $96.3M
- −$1.67M (−1.7%) vs. Q3 2025
- New holders
- 18
- 19 more added
- Sold out
- 9
- 30 more reduced
Compare with Q3 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting FCT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 88 | $85.8M |
| Q1 2026 | 86 | $85.8M |
| Q4 2025 | 89 | $96.3M |
| Q3 2025 | 80 | $98.0M |
| Q2 2025 | 79 | $102.9M |
| Q1 2025 | 77 | $105.7M |
| Q4 2024 | 74 | $114.7M |
| Q3 2024 | 68 | $108.9M |
| Q2 2024 | 73 | $98.2M |
| Q1 2024 | 73 | $114.3M |
| Q4 2023 | 77 | $113.2M |
| Q3 2023 | 68 | $108.0M |
| Q2 2023 | 75 | $107.2M |
| Q1 2023 | 81 | $107.6M |
| Q4 2022 | 82 | $98.4M |
| Q3 2022 | 65 | $89.4M |
| Q2 2022 | 71 | $90.2M |
| Q1 2022 | 62 | $106.1M |
| Q4 2021 | 70 | $101.3M |
| Q3 2021 | 64 | $97.7M |
| Q2 2021 | 59 | $99.1M |
| Q1 2021 | 63 | $101.4M |
Institutions, Q4 2025
Shares, value and share of portfolio for each institution holding First Trust Senior Floating Rate Income Fund II; share changes are against Q3 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 1,469,664 | $14.8M | 0.00% | −533,770−26.6% | Reduced |
| Penserra Capital Management LLC | 767,231 | $7.73M | 0.09% | +52,577+7.4% | Added |
| Advisors Asset Management, Inc. | 682,771 | $6.88M | 0.12% | −36,836−5.1% | Reduced |
| Invesco Ltd. | 653,730 | $6.58M | 0.00% | +18,952+3.0% | Added |
| Bank of America Corp | 541,437 | $5.45M | 0.00% | −63,151−10.4% | Reduced |
| Edgemoor Investment Advisors, Inc. | 490,037 | $4.93M | 0.38% | −110,540−18.4% | Reduced |
| LPL Financial LLC | 435,236 | $4.38M | 0.00% | −20,018−4.4% | Reduced |
| Raymond James Financial Inc | 356,724 | $3.59M | 0.00% | +299,738+526.0% | Added |
| Sit Investment Associates Inc | 349,329 | $3.52M | 0.07% | +270,048+340.6% | Added |
| Ameriprise Financial Inc | 286,536 | $2.89M | 0.00% | +17,551+6.5% | Added |
| UBS Group AG | 252,376 | $2.54M | 0.00% | +42,895+20.5% | Added |
| D.A. Davidson & Co. | 252,303 | $2.54M | 0.02% | +7,714+3.2% | Added |
| Guggenheim Capital LLC | 242,671 | $2.44M | 0.02% | −95,473−28.2% | Reduced |
| Colony Group, LLC | 241,905 | $2.44M | 0.00% | +241,905 | New |
| IFP Advisors, Inc | 170,507 | $1.72M | 0.04% | 00.0% | Unchanged |
| Logan Stone Capital, LLC | 162,903 | $1.64M | 0.40% | +162,903 | New |
| Wells Fargo & Company | 125,759 | $1.27M | 0.00% | −12,409−9.0% | Reduced |
| Balyasny Asset Management LLC | 111,622 | $1.12M | 0.00% | +111,622 | New |
| Stifel Financial Corp | 107,616 | $1.08M | 0.00% | +12,322+12.9% | Added |
| Royal Bank of Canada | 107,305 | $1.08M | 0.00% | −2,887−2.6% | Reduced |
| Wolverine Asset Management LLC | 95,518 | $961.9K | 0.01% | +95,518 | New |
| 1607 Capital Partners, LLC | 94,651 | $953.1K | 0.06% | +41,190+77.0% | Added |
| RFG Advisory, LLC | 90,817 | $914.5K | 0.02% | −7,741−7.9% | Reduced |
| Almitas Capital LLC | 88,034 | $886.5K | 0.20% | +88,034 | New |
| Shufro Rose & Co LLC | 72,300 | $728.1K | 0.05% | −7,500−9.4% | Reduced |
| Susquehanna International Group, LLP | 69,201 | $696.9K | 0.00% | +69,201 | New |
| Baird Financial Group, Inc. | 68,476 | $689.6K | 0.00% | +6,356+10.2% | Added |
| Verity Asset Management, Inc. | 67,772 | $682.5K | 0.29% | +42,298+166.0% | Added |
| Janney Montgomery Scott LLC | 66,948 | $674.0K | 0.00% | −1,500−2.2% | Reduced |
| Virtus Investment Advisers, Inc. | 65,895 | $663.6K | 0.18% | −18,398−21.8% | Reduced |
| Cetera Investment Advisers | 63,378 | $638.2K | 0.00% | +18,277+40.5% | Added |
| Cambridge Investment Research Advisors, Inc. | 53,828 | $542.0K | 0.00% | +100+0.2% | Added |
| Commonwealth Equity Services, LLC | 50,869 | $512.3K | 0.00% | −327,096−86.5% | Reduced |
| Yakira Capital Management, Inc. | 49,810 | $501.6K | 0.17% | +49,810 | New |
| Rockefeller Capital Management L.P. | 49,085 | $494.3K | 0.00% | −8,038−14.1% | Reduced |
| International Assets Investment Management, LLC | 43,939 | $442.5K | 0.03% | +43,939 | New |
| Genesis Financial Group, LLC | 41,607 | $419.0K | 0.24% | +41,607 | New |
| Everstar Asset Management, LLC | 40,545 | $408.3K | 0.22% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 38,885 | $391.6K | 0.00% | +293+0.8% | Added |
| Readystate Asset Management LP | 36,803 | $370.6K | 0.02% | +36,803 | New |
| Geneos Wealth Management Inc. | 34,526 | $347.7K | 0.01% | −190−0.5% | Reduced |
| Sanctuary Advisors, LLC | 31,415 | $316.3K | 0.00% | −4,101−11.5% | Reduced |
| AEGON USA Investment Management, LLC | 30,017 | $302.3K | 0.21% | 00.0% | Unchanged |
| CX Institutional | 23,649 | $238.0K | 0.01% | −36,753−60.8% | Reduced |
| CWM, LLC | 21,403 | $216.0K | 0.00% | 00.0% | Unchanged |
| Ethos Financial Group, LLC | 21,449 | $216.0K | 0.02% | +341+1.6% | Added |
| Apriem Advisors | 21,000 | $211.5K | 0.02% | 00.0% | Unchanged |
| Kestra Advisory Services, LLC | 20,640 | $207.8K | 0.00% | −13,682−39.9% | Reduced |
| Uhlmann Price Securities, LLC | 19,668 | $198.1K | 0.12% | +564+3.0% | Added |
| NWF Advisory Services Inc. | 19,017 | $191.5K | 0.02% | −7,520−28.3% | Reduced |
| SeaCrest Wealth Management, LLC | 18,898 | $188.4K | 0.02% | −187−1.0% | Reduced |
| WESCAP Management Group, Inc. | 18,111 | $182.4K | 0.04% | 00.0% | Unchanged |
| Sunpointe, LLC | 17,697 | $178.2K | 0.06% | 00.0% | Unchanged |
| CSS LLC | 17,603 | $177.3K | 0.01% | +17,603 | New |
| Seven Mile Advisory | 17,562 | $176.8K | 0.03% | 00.0% | Unchanged |
| Kingswood Wealth Advisors, LLC | 17,421 | $175.4K | 0.01% | +730+4.4% | Added |
| Nomura Holdings Inc | 15,336 | $154.4K | 0.00% | +15,336 | New |
| Moss Adams Wealth Advisors LLC | 15,161 | $152.7K | 0.01% | −274−1.8% | Reduced |
| Nations Financial Group Inc, | 13,683 | $137.8K | 0.01% | −4,443−24.5% | Reduced |
| CI Private Wealth, LLC | 12,972 | $130.5K | 0.00% | −315−2.4% | Reduced |
| Advisory Advocates, LLC | 12,600 | $126.9K | 0.13% | +12,600 | New |
| Concurrent Investment Advisors, LLC | 12,200 | $122.9K | 0.00% | −500−3.9% | Reduced |
| Helium Advisors LLC | 12,087 | $121.7K | 0.12% | −37,071−75.4% | Reduced |
| XTX Topco Ltd | 10,587 | $106.6K | 0.00% | +10,587 | New |
| Alteri Wealth LLC | 10,370 | $104.4K | 0.03% | 00.0% | Unchanged |
| Global Retirement Partners, LLC | 9,955 | $100.3K | 0.00% | +6,424+181.9% | Added |
| Cullen/Frost Bankers, Inc. | 8,000 | $80.6K | 0.00% | −5,000−38.5% | Reduced |
| NBC Securities, Inc. | 2,810 | $28.3K | 0.00% | 00.0% | Unchanged |
| MAI Capital Management | 2,700 | $27.2K | 0.00% | 00.0% | Unchanged |
| Pinnacle Wealth Planning Services, Inc. | 2,590 | $26.1K | 0.00% | +2,590 | New |
| Steward Partners Investment Advisory, LLC | 2,482 | $25.0K | 0.00% | 00.0% | Unchanged |
| National Bank of Canada | 2,000 | $20.1K | 0.00% | 00.0% | Unchanged |
| TD Waterhouse Canada Inc. | 1,400 | $14.1K | 0.00% | 00.0% | Unchanged |
| Whittier Trust Co | 1,358 | $13.6K | 0.00% | −314−18.8% | Reduced |
| Northwestern Mutual Wealth Management Co | 1,170 | $11.8K | 0.00% | +1,170 | New |
| WPG Advisers, LLC | 1,027 | $10.3K | 0.01% | −79−7.1% | Reduced |
| BNP Paribas Arbitrage, SA | 907 | $9.13K | 0.00% | −124−12.0% | Reduced |
| Princeton Global Asset Management LLC | 900 | $9.06K | 0.00% | 00.0% | Unchanged |
| Highline Wealth Partners LLC | 800 | $8.06K | 0.00% | 00.0% | Unchanged |
| GAMMA Investing LLC | 517 | $5.21K | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 500 | $5.04K | 0.00% | +500 | New |
| Comerica Bank | 497 | $5.01K | 0.00% | −381−43.4% | Reduced |
| Motiv8 Investments LLC | 514 | $5.00K | 0.00% | +514 | New |
| CoreFirst Bank & Trust | 312 | $3.14K | 0.00% | 00.0% | Unchanged |
| CoreCap Advisors, LLC | 241 | $2.43K | 0.00% | 00.0% | Unchanged |
| Farther Finance Advisors, LLC | 183 | $1.84K | 0.00% | 00.0% | Unchanged |
| GPS Wealth Strategies Group, LLC | 154 | $1.56K | 0.00% | +4+2.7% | Added |
| Salomon & Ludwin, LLC | 112 | $1.13K | 0.00% | 00.0% | Unchanged |
| Huntington National Bank | – | $10 | 0.00% | – | – |
| GraniteShares Advisors LLC | 0 | $0 | 0.00% | −295,710−100.0% | Sold out |
| Kovitz Investment Group Partners, LLC | 0 | $0 | 0.00% | −218,487−100.0% | Sold out |
| Strategic Financial Concepts, LLC | 0 | $0 | 0.00% | −46,800−100.0% | Sold out |
| Pensionmark Financial Group, LLC | 0 | $0 | 0.00% | −35,288−100.0% | Sold out |
| Truist Financial Corp | 0 | $0 | 0.00% | −34,731−100.0% | Sold out |
| Envestnet Asset Management Inc | 0 | $0 | 0.00% | −31,396−100.0% | Sold out |
| Jane Street Group, LLC | 0 | $0 | 0.00% | −31,068−100.0% | Sold out |
| Equitable Holdings, Inc. | 0 | $0 | 0.00% | −19,663−100.0% | Sold out |
| Advisory Services Network, LLC | 0 | $0 | 0.00% | −492−100.0% | Sold out |