First Trust Senior Floating Rate Income Fund II
FCT- SEC CIK
- 0001282850
No open-market purchases or sales by First Trust Senior Floating Rate Income Fund II insiders were filed in the last 90 days; 88 institutions reported holding it in 13F filings for Q2 2026, worth $85.8M in total; no superinvestor holds it.
13F holders, Q3 2025
Institutional positions in First Trust Senior Floating Rate Income Fund II as of Sep 30, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 80
- +2 vs. Q2 2025
- Shares held
- 9.79M
- −110.9K (−1.1%) vs. Q2 2025
- Total value
- $98.0M
- −$2.65M (−2.6%) vs. Q2 2025
- New holders
- 10
- 32 more added
- Sold out
- 8
- 19 more reduced
1 institution that held it in Q2 2025 haven't filed for Q3 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting FCT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 88 | $85.8M |
| Q1 2026 | 86 | $85.8M |
| Q4 2025 | 89 | $96.3M |
| Q3 2025 | 80 | $98.0M |
| Q2 2025 | 79 | $102.9M |
| Q1 2025 | 77 | $105.7M |
| Q4 2024 | 74 | $114.7M |
| Q3 2024 | 68 | $108.9M |
| Q2 2024 | 73 | $98.2M |
| Q1 2024 | 73 | $114.3M |
| Q4 2023 | 77 | $113.2M |
| Q3 2023 | 68 | $108.0M |
| Q2 2023 | 75 | $107.2M |
| Q1 2023 | 81 | $107.6M |
| Q4 2022 | 82 | $98.4M |
| Q3 2022 | 65 | $89.4M |
| Q2 2022 | 71 | $90.2M |
| Q1 2022 | 62 | $106.1M |
| Q4 2021 | 70 | $101.3M |
| Q3 2021 | 64 | $97.7M |
| Q2 2021 | 59 | $99.1M |
| Q1 2021 | 63 | $101.4M |
Institutions, Q3 2025
Shares, value and share of portfolio for each institution holding First Trust Senior Floating Rate Income Fund II; share changes are against Q2 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 2,003,434 | $20.0M | 0.00% | −5,673−0.3% | Reduced |
| Advisors Asset Management, Inc. | 719,607 | $7.20M | 0.12% | +55,646+8.4% | Added |
| Penserra Capital Management LLC | 714,654 | $7.15M | 0.09% | +344,758+93.2% | Added |
| Invesco Ltd. | 634,778 | $6.35M | 0.00% | +122,673+24.0% | Added |
| Bank of America Corp | 604,588 | $6.05M | 0.00% | −38,807−6.0% | Reduced |
| Edgemoor Investment Advisors, Inc. | 600,577 | $6.01M | 0.46% | −28,071−4.5% | Reduced |
| LPL Financial LLC | 455,254 | $4.55M | 0.00% | −26,141−5.4% | Reduced |
| Commonwealth Equity Services, LLC | 377,965 | $3.78M | 0.00% | +2,364+0.6% | Added |
| Guggenheim Capital LLC | 338,144 | $3.38M | 0.03% | −185,157−35.4% | Reduced |
| GraniteShares Advisors LLC | 295,710 | $2.96M | 1.71% | +26,044+9.7% | Added |
| Ameriprise Financial Inc | 268,985 | $2.69M | 0.00% | +80,984+43.1% | Added |
| D.A. Davidson & Co. | 244,589 | $2.45M | 0.02% | +7,687+3.2% | Added |
| Kovitz Investment Group Partners, LLC | 218,487 | $2.18M | 0.01% | −96,847−30.7% | Reduced |
| UBS Group AG | 209,481 | $2.09M | 0.00% | +12,282+6.2% | Added |
| IFP Advisors, Inc | 170,507 | $1.71M | 0.04% | −9,450−5.3% | Reduced |
| Wells Fargo & Company | 138,168 | $1.38M | 0.00% | +15,914+13.0% | Added |
| Royal Bank of Canada | 110,192 | $1.10M | 0.00% | −57,046−34.1% | Reduced |
| RFG Advisory, LLC | 98,558 | $985.6K | 0.02% | +64,841+192.3% | Added |
| Stifel Financial Corp | 95,294 | $952.9K | 0.00% | −4,425−4.4% | Reduced |
| Virtus Investment Advisers, Inc. | 84,293 | $842.9K | 0.24% | +2,653+3.2% | Added |
| Shufro Rose & Co LLC | 79,800 | $809.2K | 0.07% | −800−1.0% | Reduced |
| Sit Investment Associates Inc | 79,281 | $793.0K | 0.02% | −23,877−23.1% | Reduced |
| Janney Montgomery Scott LLC | 68,448 | $684.0K | 0.00% | +68,448 | New |
| Baird Financial Group, Inc. | 62,120 | $621.2K | 0.00% | +420+0.7% | Added |
| CX Institutional | 60,402 | $604.0K | 0.02% | +60,402 | New |
| Rockefeller Capital Management L.P. | 57,123 | $571.2K | 0.00% | +2,283+4.2% | Added |
| Raymond James Financial Inc | 56,986 | $569.9K | 0.00% | +11,677+25.8% | Added |
| Cambridge Investment Research Advisors, Inc. | 53,728 | $537.0K | 0.00% | −741−1.4% | Reduced |
| 1607 Capital Partners, LLC | 53,461 | $534.6K | 0.04% | −104,500−66.2% | Reduced |
| Helium Advisors LLC | 49,158 | $491.6K | 0.41% | −39,786−44.7% | Reduced |
| Strategic Financial Concepts, LLC | 46,800 | $468.0K | 0.07% | +4,700+11.2% | Added |
| Cetera Investment Advisers | 45,101 | $451.0K | 0.00% | +9,709+27.4% | Added |
| Everstar Asset Management, LLC | 40,545 | $405.4K | 0.23% | −2,800−6.5% | Reduced |
| Advisor Group Holdings, Inc. | 38,592 | $390.2K | 0.00% | +30+0.1% | Added |
| Sanctuary Advisors, LLC | 35,516 | $355.2K | 0.00% | 00.0% | Unchanged |
| Pensionmark Financial Group, LLC | 35,288 | $352.9K | 0.01% | +35,288 | New |
| Truist Financial Corp | 34,731 | $347.3K | 0.00% | +4,473+14.8% | Added |
| Geneos Wealth Management Inc. | 34,716 | $347.2K | 0.01% | −6,175−15.1% | Reduced |
| Kestra Advisory Services, LLC | 34,322 | $343.2K | 0.00% | +100+0.3% | Added |
| Envestnet Asset Management Inc | 31,396 | $314.0K | 0.00% | +3,373+12.0% | Added |
| Jane Street Group, LLC | 31,068 | $310.7K | 0.00% | +16,887+119.1% | Added |
| AEGON USA Investment Management, LLC | 30,017 | $300.2K | 0.20% | 00.0% | Unchanged |
| NWF Advisory Services Inc. | 26,537 | $265.4K | 0.03% | +2,350+9.7% | Added |
| Verity Asset Management, Inc. | 25,474 | $254.7K | 0.08% | +9,754+62.0% | Added |
| CWM, LLC | 21,403 | $214.0K | 0.00% | 00.0% | Unchanged |
| Ethos Financial Group, LLC | 21,108 | $211.1K | 0.02% | +21,108 | New |
| Apriem Advisors | 21,000 | $210.0K | 0.02% | 00.0% | Unchanged |
| Equitable Holdings, Inc. | 19,663 | $196.6K | 0.00% | −13,914−41.4% | Reduced |
| Uhlmann Price Securities, LLC | 19,104 | $191.0K | 0.12% | +537+2.9% | Added |
| SeaCrest Wealth Management, LLC | 19,085 | $188.9K | 0.02% | +1,025+5.7% | Added |
| Nations Financial Group Inc, | 18,126 | $181.3K | 0.01% | +84+0.5% | Added |
| WESCAP Management Group, Inc. | 18,111 | $181.1K | 0.04% | 00.0% | Unchanged |
| Sunpointe, LLC | 17,697 | $177.0K | 0.06% | 00.0% | Unchanged |
| Seven Mile Advisory | 17,562 | $175.6K | 0.03% | +17,562 | New |
| Kingswood Wealth Advisors, LLC | 16,691 | $166.9K | 0.01% | −416−2.4% | Reduced |
| Moss Adams Wealth Advisors LLC | 15,435 | $154.3K | 0.01% | −1,142−6.9% | Reduced |
| CI Private Wealth, LLC | 13,287 | $132.9K | 0.00% | +13,287 | New |
| Cullen/Frost Bankers, Inc. | 13,000 | $130.0K | 0.00% | 00.0% | Unchanged |
| Concurrent Investment Advisors, LLC | 12,700 | $127.0K | 0.00% | 00.0% | Unchanged |
| Alteri Wealth LLC | 10,370 | $103.7K | 0.04% | +10,370 | New |
| Whittier Trust Co | 1,672 | $42.7K | 0.00% | +314+23.1% | Added |
| Global Retirement Partners, LLC | 3,531 | $35.3K | 0.00% | +65+1.9% | Added |
| NBC Securities, Inc. | 2,810 | $28.1K | 0.00% | 00.0% | Unchanged |
| MAI Capital Management | 2,700 | $27.0K | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 2,482 | $24.8K | 0.00% | +2,448+7,200.0% | Added |
| National Bank of Canada | 2,000 | $19.9K | 0.00% | 00.0% | Unchanged |
| TD Waterhouse Canada Inc. | 1,400 | $13.8K | 0.00% | 00.0% | Unchanged |
| WPG Advisers, LLC | 1,106 | $11.1K | 0.01% | +10+0.9% | Added |
| BNP Paribas Arbitrage, SA | 1,031 | $10.3K | 0.00% | +1,031 | New |
| Princeton Global Asset Management LLC | 900 | $9.00K | 0.00% | 00.0% | Unchanged |
| Comerica Bank | 878 | $8.78K | 0.00% | +93+11.8% | Added |
| Highline Wealth Partners LLC | 800 | $8.00K | 0.00% | +800 | New |
| GAMMA Investing LLC | 517 | $5.17K | 0.00% | 00.0% | Unchanged |
| Advisory Services Network, LLC | 492 | $4.92K | 0.00% | +492 | New |
| CoreFirst Bank & Trust | 312 | $3.12K | 0.00% | 00.0% | Unchanged |
| CoreCap Advisors, LLC | 241 | $2.41K | 0.00% | 00.0% | Unchanged |
| Farther Finance Advisors, LLC | 183 | $1.83K | 0.00% | +50+37.6% | Added |
| GPS Wealth Strategies Group, LLC | 150 | $1.50K | 0.00% | 00.0% | Unchanged |
| Salomon & Ludwin, LLC | 112 | $1.09K | 0.00% | 00.0% | Unchanged |
| Huntington National Bank | – | $10 | 0.00% | – | – |
| Pathstone Holdings, LLC | 0 | $0 | 0.00% | −283,741−100.0% | Sold out |
| Shaker Financial Services, LLC | 0 | $0 | 0.00% | −166,080−100.0% | Sold out |
| Ameriflex Group, Inc. | 0 | $0 | 0.00% | −17,636−100.0% | Sold out |
| Tactive Advisors, LLC | 0 | $0 | 0.00% | −11,230−100.0% | Sold out |
| Landscape Capital Management, L.L.C. | 0 | $0 | 0.00% | −11,160−100.0% | Sold out |
| Accredited Investor Services, LLC | 0 | $0 | 0.00% | −10,147−100.0% | Sold out |
| JPMorgan Chase & Co | 0 | $0 | 0.00% | −173−100.0% | Sold out |
| The PNC Financial Services Group, Inc. | 0 | $0 | 0.00% | −7−100.0% | Sold out |
| TFG Advisers LLC | – | – | – | – | Not filed |