First Trust Senior Floating Rate Income Fund II
FCT- SEC CIK
- 0001282850
No open-market purchases or sales by First Trust Senior Floating Rate Income Fund II insiders were filed in the last 90 days; 88 institutions reported holding it in 13F filings for Q2 2026, worth $85.8M in total; no superinvestor holds it.
13F holders, Q4 2021
Institutional positions in First Trust Senior Floating Rate Income Fund II as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 70
- +7 vs. Q3 2021
- Shares held
- 8.40M
- +488.9K (+6.2%) vs. Q3 2021
- Total value
- $101.3M
- +$4.49M (+4.6%) vs. Q3 2021
- New holders
- 16
- 28 more added
- Sold out
- 9
- 14 more reduced
1 institution that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting FCT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 88 | $85.8M |
| Q1 2026 | 86 | $85.8M |
| Q4 2025 | 89 | $96.3M |
| Q3 2025 | 80 | $98.0M |
| Q2 2025 | 79 | $102.9M |
| Q1 2025 | 77 | $105.7M |
| Q4 2024 | 74 | $114.7M |
| Q3 2024 | 68 | $108.9M |
| Q2 2024 | 73 | $98.2M |
| Q1 2024 | 73 | $114.3M |
| Q4 2023 | 77 | $113.2M |
| Q3 2023 | 68 | $108.0M |
| Q2 2023 | 75 | $107.2M |
| Q1 2023 | 81 | $107.6M |
| Q4 2022 | 82 | $98.4M |
| Q3 2022 | 65 | $89.4M |
| Q2 2022 | 71 | $90.2M |
| Q1 2022 | 62 | $106.1M |
| Q4 2021 | 70 | $101.3M |
| Q3 2021 | 64 | $97.7M |
| Q2 2021 | 59 | $99.1M |
| Q1 2021 | 63 | $101.4M |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding First Trust Senior Floating Rate Income Fund II; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Bank of America Corp | 1,290,908 | $15.6M | 0.00% | −62,699−4.6% | Reduced |
| Gradient Investments LLC | 967,726 | $11.7M | 0.30% | +14,323+1.5% | Added |
| Edgemoor Investment Advisors, Inc. | 849,282 | $10.2M | 1.05% | +44,335+5.5% | Added |
| Morgan Stanley | 827,596 | $9.98M | 0.00% | −449,673−35.2% | Reduced |
| LPL Financial LLC | 736,094 | $8.88M | 0.01% | +137,252+22.9% | Added |
| Invesco Ltd. | 541,504 | $6.53M | 0.00% | −54,739−9.2% | Reduced |
| UBS Group AG | 307,008 | $3.70M | 0.00% | +13,284+4.5% | Added |
| Stifel Financial Corp | 253,686 | $3.06M | 0.00% | −995−0.4% | Reduced |
| Guggenheim Capital LLC | 221,057 | $2.67M | 0.01% | +63,359+40.2% | Added |
| GraniteShares Advisors LLC | 217,273 | $2.62M | 1.21% | +217,273 | New |
| TFG Advisers LLC | 187,729 | $2.26M | 0.99% | +19,040+11.3% | Added |
| D.A. Davidson & Co. | 160,353 | $1.93M | 0.02% | +30,170+23.2% | Added |
| Royal Bank of Canada | 141,220 | $1.70M | 0.00% | +36,068+34.3% | Added |
| Ameriprise Financial Inc | 134,513 | $1.62M | 0.00% | +4,754+3.7% | Added |
| Shaker Financial Services, LLC | 129,012 | $1.56M | 0.55% | +90,883+238.4% | Added |
| Glassy Mountain Advisors, Inc. | 120,369 | $1.45M | 0.75% | +120,369 | New |
| GWM Advisors LLC | 87,253 | $1.05M | 0.02% | +87,253 | New |
| Thrivent Financial for Lutherans | 83,659 | $1.01M | 0.00% | +1,621+2.0% | Added |
| Evoke Wealth, LLC | 83,571 | $1.01M | 0.03% | +65,010+350.3% | Added |
| Advisors Asset Management, Inc. | 69,247 | $835.1K | 0.01% | −5,549−7.4% | Reduced |
| Advisor Group Holdings, Inc. | 66,525 | $802.0K | 0.00% | +3,246+5.1% | Added |
| Oppenheimer & Co Inc | 47,767 | $576.0K | 0.01% | −23,513−33.0% | Reduced |
| Rockefeller Capital Management L.P. | 47,640 | $574.0K | 0.00% | +3,784+8.6% | Added |
| Virtus ETF Advisers LLC | 46,780 | $564.0K | 0.21% | −496−1.0% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 46,542 | $561.0K | 0.00% | +13,997+43.0% | Added |
| Bluefin Capital Management, LLC | 46,437 | $560.0K | 0.04% | +46,437 | New |
| Raymond James & Associates | 42,675 | $515.0K | 0.00% | +22,810+114.8% | Added |
| Ameritas Advisory Services, LLC | 42,735 | $515.0K | 0.02% | +42,735 | New |
| National Asset Management, Inc. | 41,553 | $502.0K | 0.01% | +3,012+7.8% | Added |
| Commonwealth Equity Services, LLC | 37,409 | $451.0K | 0.00% | −4,190−10.1% | Reduced |
| HighTower Advisors, LLC | 36,579 | $441.0K | 0.00% | +36,579 | New |
| Private Advisor Group, LLC | 32,825 | $396.0K | 0.00% | −48,663−59.7% | Reduced |
| WESCAP Management Group, Inc. | 30,599 | $369.0K | 0.10% | 00.0% | Unchanged |
| SeaCrest Wealth Management, LLC | 26,338 | $318.0K | 0.03% | −1,346−4.9% | Reduced |
| Geneos Wealth Management Inc. | 26,208 | $316.0K | 0.01% | +4,936+23.2% | Added |
| Apriem Advisors | 24,500 | $295.0K | 0.04% | +1,500+6.5% | Added |
| JPMorgan Chase & Co | 24,044 | $290.0K | 0.00% | 00.0% | Unchanged |
| Truist Financial Corp | 23,439 | $283.0K | 0.00% | +23,439 | New |
| Cetera Advisor Networks LLC | 22,776 | $275.0K | 0.00% | +3,315+17.0% | Added |
| Susquehanna International Group, LLP | 22,649 | $273.0K | 0.00% | +22,649 | New |
| Wells Fargo & Company | 22,569 | $272.0K | 0.00% | −2,560−10.2% | Reduced |
| American Portfolios Advisors | 21,688 | $261.6K | 0.01% | +500+2.4% | Added |
| Shufro Rose & Co LLC | 21,100 | $254.0K | 0.02% | 00.0% | Unchanged |
| Envestnet Asset Management Inc | 20,939 | $253.0K | 0.00% | +20,939 | New |
| DHJJ Financial Advisors, Ltd. | 17,275 | $208.0K | 0.10% | 00.0% | Unchanged |
| Landscape Capital Management, L.L.C. | 16,711 | $202.0K | 0.03% | +16,711 | New |
| Narwhal Capital Management | 16,515 | $199.0K | 0.02% | +1,350+8.9% | Added |
| Raymond James Financial Services Advisors, Inc. | 15,358 | $185.0K | 0.00% | +639+4.3% | Added |
| Whitener Capital Management, Inc. | 13,950 | $168.0K | 0.06% | −13,450−49.1% | Reduced |
| Kestra Advisory Services, LLC | 12,724 | $153.0K | 0.00% | −2,291−15.3% | Reduced |
| Sentinel Pension Advisors Inc | 11,981 | $144.0K | 0.05% | +232+2.0% | Added |
| Citadel Advisors LLC | 11,865 | $143.0K | 0.00% | +11,865 | New |
| Koshinski Asset Management, Inc. | 11,309 | $136.4K | 0.01% | +212+1.9% | Added |
| Lumature Wealth Partners, LLC | 10,000 | $121.0K | 0.05% | 00.0% | Unchanged |
| Wolverine Asset Management LLC | 7,389 | $89.0K | 0.00% | +7,389 | New |
| Westchester Capital Management, LLC | 5,810 | $70.0K | 0.00% | 00.0% | Unchanged |
| Hexagon Capital Partners LLC | 3,185 | $38.0K | 0.01% | +5+0.2% | Added |
| Cullen/Frost Bankers, Inc. | 3,000 | $36.0K | 0.00% | 00.0% | Unchanged |
| Ahrens Investment Partners LLC | 2,220 | $27.0K | 0.01% | +2,220 | New |
| Sandy Spring Bank | 2,000 | $24.0K | 0.00% | +2,000 | New |
| NEXT Financial Group, Inc | 1,818 | $22.0K | 0.00% | +105+6.1% | Added |
| Cordasco Financial Network | 1,100 | $13.0K | 0.01% | 00.0% | Unchanged |
| CoreCap Advisors, LLC | 1,100 | $13.0K | 0.00% | +1,100 | New |
| AlphaMark Advisors, LLC | 1,000 | $12.0K | 0.00% | 00.0% | Unchanged |
| Confluence Wealth Services, Inc. | 945 | $11.0K | 0.00% | +945 | New |
| Tower Research Capital LLC (TRC) | 500 | $6.00K | 0.00% | +273+120.3% | Added |
| Princeton Global Asset Management LLC | 400 | $5.00K | 0.00% | 00.0% | Unchanged |
| CoreFirst Bank & Trust | 312 | $4.00K | 0.00% | 00.0% | Unchanged |
| Carmichael Hill & Associates, Inc. | 289 | $3.00K | 0.00% | −1,001−77.6% | Reduced |
| Key Financial Inc | 267 | $3.00K | 0.00% | 00.0% | Unchanged |
| Jaffetilchin Investment Partners, LLC | 0 | $0 | 0.00% | −48,963−100.0% | Sold out |
| First Foundation Advisors | 0 | $0 | 0.00% | −10,066−100.0% | Sold out |
| Barclays PLC | 0 | $0 | 0.00% | −9,785−100.0% | Sold out |
| FNY Investment Advisers, LLC | 0 | $0 | 0.00% | −5,000−100.0% | Sold out |
| Northwestern Mutual Wealth Management Co | 0 | $0 | 0.00% | −2,128−100.0% | Sold out |
| Citigroup Inc | 0 | $0 | 0.00% | −1,701−100.0% | Sold out |
| Harbour Investments, Inc. | 0 | $0 | 0.00% | −1,169−100.0% | Sold out |
| Pacitti Group Inc. | 0 | $0 | 0.00% | −1,000−100.0% | Sold out |
| Global Retirement Partners, LLC | 0 | $0 | 0.00% | −42−100.0% | Sold out |
| Mid Atlantic Financial Management Inc | – | – | – | – | Not filed |