First Trust Senior Floating Rate Income Fund II
FCT- SEC CIK
- 0001282850
No open-market purchases or sales by First Trust Senior Floating Rate Income Fund II insiders were filed in the last 90 days; 88 institutions reported holding it in 13F filings for Q2 2026, worth $85.8M in total; no superinvestor holds it.
13F holders, Q4 2021
Institutional positions in First Trust Senior Floating Rate Income Fund II as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 70
- +7 vs. Q3 2021
- Shares held
- 8.40M
- +488.9K (+6.2%) vs. Q3 2021
- Total value
- $101.3M
- +$4.49M (+4.6%) vs. Q3 2021
- New holders
- 16
- 28 more added
- Sold out
- 9
- 14 more reduced
1 institution that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting FCT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 88 | $85.8M |
| Q1 2026 | 86 | $85.8M |
| Q4 2025 | 89 | $96.3M |
| Q3 2025 | 80 | $98.0M |
| Q2 2025 | 79 | $102.9M |
| Q1 2025 | 77 | $105.7M |
| Q4 2024 | 74 | $114.7M |
| Q3 2024 | 68 | $108.9M |
| Q2 2024 | 73 | $98.2M |
| Q1 2024 | 73 | $114.3M |
| Q4 2023 | 77 | $113.2M |
| Q3 2023 | 68 | $108.0M |
| Q2 2023 | 75 | $107.2M |
| Q1 2023 | 81 | $107.6M |
| Q4 2022 | 82 | $98.4M |
| Q3 2022 | 65 | $89.4M |
| Q2 2022 | 71 | $90.2M |
| Q1 2022 | 62 | $106.1M |
| Q4 2021 | 70 | $101.3M |
| Q3 2021 | 64 | $97.7M |
| Q2 2021 | 59 | $99.1M |
| Q1 2021 | 63 | $101.4M |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding First Trust Senior Floating Rate Income Fund II; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Carmichael Hill & Associates, Inc. | 289 | $3.00K | 0.00% | −1,001−77.6% | Reduced |
| Key Financial Inc | 267 | $3.00K | 0.00% | 00.0% | Unchanged |
| CoreFirst Bank & Trust | 312 | $4.00K | 0.00% | 00.0% | Unchanged |
| Princeton Global Asset Management LLC | 400 | $5.00K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 500 | $6.00K | 0.00% | +273+120.3% | Added |
| Confluence Wealth Services, Inc. | 945 | $11.0K | 0.00% | +945 | New |
| AlphaMark Advisors, LLC | 1,000 | $12.0K | 0.00% | 00.0% | Unchanged |
| Cordasco Financial Network | 1,100 | $13.0K | 0.01% | 00.0% | Unchanged |
| CoreCap Advisors, LLC | 1,100 | $13.0K | 0.00% | +1,100 | New |
| NEXT Financial Group, Inc | 1,818 | $22.0K | 0.00% | +105+6.1% | Added |
| Sandy Spring Bank | 2,000 | $24.0K | 0.00% | +2,000 | New |
| Ahrens Investment Partners LLC | 2,220 | $27.0K | 0.01% | +2,220 | New |
| Cullen/Frost Bankers, Inc. | 3,000 | $36.0K | 0.00% | 00.0% | Unchanged |
| Hexagon Capital Partners LLC | 3,185 | $38.0K | 0.01% | +5+0.2% | Added |
| Westchester Capital Management, LLC | 5,810 | $70.0K | 0.00% | 00.0% | Unchanged |
| Wolverine Asset Management LLC | 7,389 | $89.0K | 0.00% | +7,389 | New |
| Lumature Wealth Partners, LLC | 10,000 | $121.0K | 0.05% | 00.0% | Unchanged |
| Koshinski Asset Management, Inc. | 11,309 | $136.4K | 0.01% | +212+1.9% | Added |
| Citadel Advisors LLC | 11,865 | $143.0K | 0.00% | +11,865 | New |
| Sentinel Pension Advisors Inc | 11,981 | $144.0K | 0.05% | +232+2.0% | Added |
| Kestra Advisory Services, LLC | 12,724 | $153.0K | 0.00% | −2,291−15.3% | Reduced |
| Whitener Capital Management, Inc. | 13,950 | $168.0K | 0.06% | −13,450−49.1% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 15,358 | $185.0K | 0.00% | +639+4.3% | Added |
| Narwhal Capital Management | 16,515 | $199.0K | 0.02% | +1,350+8.9% | Added |
| Landscape Capital Management, L.L.C. | 16,711 | $202.0K | 0.03% | +16,711 | New |
| DHJJ Financial Advisors, Ltd. | 17,275 | $208.0K | 0.10% | 00.0% | Unchanged |
| Envestnet Asset Management Inc | 20,939 | $253.0K | 0.00% | +20,939 | New |
| Shufro Rose & Co LLC | 21,100 | $254.0K | 0.02% | 00.0% | Unchanged |
| American Portfolios Advisors | 21,688 | $261.6K | 0.01% | +500+2.4% | Added |
| Wells Fargo & Company | 22,569 | $272.0K | 0.00% | −2,560−10.2% | Reduced |
| Susquehanna International Group, LLP | 22,649 | $273.0K | 0.00% | +22,649 | New |
| Cetera Advisor Networks LLC | 22,776 | $275.0K | 0.00% | +3,315+17.0% | Added |
| Truist Financial Corp | 23,439 | $283.0K | 0.00% | +23,439 | New |
| JPMorgan Chase & Co | 24,044 | $290.0K | 0.00% | 00.0% | Unchanged |
| Apriem Advisors | 24,500 | $295.0K | 0.04% | +1,500+6.5% | Added |
| Geneos Wealth Management Inc. | 26,208 | $316.0K | 0.01% | +4,936+23.2% | Added |
| SeaCrest Wealth Management, LLC | 26,338 | $318.0K | 0.03% | −1,346−4.9% | Reduced |
| WESCAP Management Group, Inc. | 30,599 | $369.0K | 0.10% | 00.0% | Unchanged |
| Private Advisor Group, LLC | 32,825 | $396.0K | 0.00% | −48,663−59.7% | Reduced |
| HighTower Advisors, LLC | 36,579 | $441.0K | 0.00% | +36,579 | New |
| Commonwealth Equity Services, LLC | 37,409 | $451.0K | 0.00% | −4,190−10.1% | Reduced |
| National Asset Management, Inc. | 41,553 | $502.0K | 0.01% | +3,012+7.8% | Added |
| Raymond James & Associates | 42,675 | $515.0K | 0.00% | +22,810+114.8% | Added |
| Ameritas Advisory Services, LLC | 42,735 | $515.0K | 0.02% | +42,735 | New |
| Bluefin Capital Management, LLC | 46,437 | $560.0K | 0.04% | +46,437 | New |
| Cambridge Investment Research Advisors, Inc. | 46,542 | $561.0K | 0.00% | +13,997+43.0% | Added |
| Virtus ETF Advisers LLC | 46,780 | $564.0K | 0.21% | −496−1.0% | Reduced |
| Rockefeller Capital Management L.P. | 47,640 | $574.0K | 0.00% | +3,784+8.6% | Added |
| Oppenheimer & Co Inc | 47,767 | $576.0K | 0.01% | −23,513−33.0% | Reduced |
| Advisor Group Holdings, Inc. | 66,525 | $802.0K | 0.00% | +3,246+5.1% | Added |
| Advisors Asset Management, Inc. | 69,247 | $835.1K | 0.01% | −5,549−7.4% | Reduced |
| Evoke Wealth, LLC | 83,571 | $1.01M | 0.03% | +65,010+350.3% | Added |
| Thrivent Financial for Lutherans | 83,659 | $1.01M | 0.00% | +1,621+2.0% | Added |
| GWM Advisors LLC | 87,253 | $1.05M | 0.02% | +87,253 | New |
| Glassy Mountain Advisors, Inc. | 120,369 | $1.45M | 0.75% | +120,369 | New |
| Shaker Financial Services, LLC | 129,012 | $1.56M | 0.55% | +90,883+238.4% | Added |
| Ameriprise Financial Inc | 134,513 | $1.62M | 0.00% | +4,754+3.7% | Added |
| Royal Bank of Canada | 141,220 | $1.70M | 0.00% | +36,068+34.3% | Added |
| D.A. Davidson & Co. | 160,353 | $1.93M | 0.02% | +30,170+23.2% | Added |
| TFG Advisers LLC | 187,729 | $2.26M | 0.99% | +19,040+11.3% | Added |
| GraniteShares Advisors LLC | 217,273 | $2.62M | 1.21% | +217,273 | New |
| Guggenheim Capital LLC | 221,057 | $2.67M | 0.01% | +63,359+40.2% | Added |
| Stifel Financial Corp | 253,686 | $3.06M | 0.00% | −995−0.4% | Reduced |
| UBS Group AG | 307,008 | $3.70M | 0.00% | +13,284+4.5% | Added |
| Invesco Ltd. | 541,504 | $6.53M | 0.00% | −54,739−9.2% | Reduced |
| LPL Financial LLC | 736,094 | $8.88M | 0.01% | +137,252+22.9% | Added |
| Morgan Stanley | 827,596 | $9.98M | 0.00% | −449,673−35.2% | Reduced |
| Edgemoor Investment Advisors, Inc. | 849,282 | $10.2M | 1.05% | +44,335+5.5% | Added |
| Gradient Investments LLC | 967,726 | $11.7M | 0.30% | +14,323+1.5% | Added |
| Bank of America Corp | 1,290,908 | $15.6M | 0.00% | −62,699−4.6% | Reduced |
| Jaffetilchin Investment Partners, LLC | 0 | $0 | 0.00% | −48,963−100.0% | Sold out |
| First Foundation Advisors | 0 | $0 | 0.00% | −10,066−100.0% | Sold out |
| Barclays PLC | 0 | $0 | 0.00% | −9,785−100.0% | Sold out |
| FNY Investment Advisers, LLC | 0 | $0 | 0.00% | −5,000−100.0% | Sold out |
| Northwestern Mutual Wealth Management Co | 0 | $0 | 0.00% | −2,128−100.0% | Sold out |
| Citigroup Inc | 0 | $0 | 0.00% | −1,701−100.0% | Sold out |
| Harbour Investments, Inc. | 0 | $0 | 0.00% | −1,169−100.0% | Sold out |
| Pacitti Group Inc. | 0 | $0 | 0.00% | −1,000−100.0% | Sold out |
| Global Retirement Partners, LLC | 0 | $0 | 0.00% | −42−100.0% | Sold out |
| Mid Atlantic Financial Management Inc | – | – | – | – | Not filed |