First Trust Senior Floating Rate Income Fund II
FCT- SEC CIK
- 0001282850
No open-market purchases or sales by First Trust Senior Floating Rate Income Fund II insiders were filed in the last 90 days; 88 institutions reported holding it in 13F filings for Q2 2026, worth $85.8M in total; no superinvestor holds it.
13F holders, Q3 2023
Institutional positions in First Trust Senior Floating Rate Income Fund II as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 68
- −6 vs. Q2 2023
- Shares held
- 10.8M
- −16.2K (−0.1%) vs. Q2 2023
- Total value
- $108.0M
- +$903.0K (+0.8%) vs. Q2 2023
- New holders
- 6
- 20 more added
- Sold out
- 12
- 20 more reduced
1 institution that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting FCT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 88 | $85.8M |
| Q1 2026 | 86 | $85.8M |
| Q4 2025 | 89 | $96.3M |
| Q3 2025 | 80 | $98.0M |
| Q2 2025 | 79 | $102.9M |
| Q1 2025 | 77 | $105.7M |
| Q4 2024 | 74 | $114.7M |
| Q3 2024 | 68 | $108.9M |
| Q2 2024 | 73 | $98.2M |
| Q1 2024 | 73 | $114.3M |
| Q4 2023 | 77 | $113.2M |
| Q3 2023 | 68 | $108.0M |
| Q2 2023 | 75 | $107.2M |
| Q1 2023 | 81 | $107.6M |
| Q4 2022 | 82 | $98.4M |
| Q3 2022 | 65 | $89.4M |
| Q2 2022 | 71 | $90.2M |
| Q1 2022 | 62 | $106.1M |
| Q4 2021 | 70 | $101.3M |
| Q3 2021 | 64 | $97.7M |
| Q2 2021 | 59 | $99.1M |
| Q1 2021 | 63 | $101.4M |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding First Trust Senior Floating Rate Income Fund II; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 1,855,442 | $18.6M | 0.00% | +194,874+11.7% | Added |
| LPL Financial LLC | 1,371,779 | $13.7M | 0.01% | +146,965+12.0% | Added |
| Bank of America Corp | 1,090,677 | $10.9M | 0.00% | −8,253−0.8% | Reduced |
| Edgemoor Investment Advisors, Inc. | 779,031 | $7.79M | 0.92% | −13,404−1.7% | Reduced |
| 1607 Capital Partners, LLC | 631,315 | $6.31M | 0.47% | 00.0% | Unchanged |
| Invesco Ltd. | 528,947 | $5.29M | 0.00% | −41,638−7.3% | Reduced |
| Guggenheim Capital LLC | 462,268 | $4.62M | 0.04% | −5,002−1.1% | Reduced |
| Relative Value Partners Group, LLC | 420,006 | $4.20M | 0.28% | −13,835−3.2% | Reduced |
| City of London Investment Management Co Ltd | 415,950 | $4.16M | 0.36% | −80,991−16.3% | Reduced |
| Wagner Wealth Management, LLC | 306,961 | $3.07M | 1.13% | +122,969+66.8% | Added |
| Advisors Asset Management, Inc. | 303,075 | $3.03M | 0.07% | +23,631+8.5% | Added |
| D.A. Davidson & Co. | 235,759 | $2.36M | 0.03% | −36,950−13.5% | Reduced |
| Jones Road Capital Management, L.P. | 235,000 | $2.35M | 2.87% | +70,000+42.4% | Added |
| UBS Group AG | 220,635 | $2.21M | 0.00% | +4,384+2.0% | Added |
| TFG Advisers LLC | 188,548 | $1.89M | 0.89% | +1,713+0.9% | Added |
| Royal Bank of Canada | 179,965 | $1.80M | 0.00% | +4,859+2.8% | Added |
| Commonwealth Equity Services, LLC | 167,800 | $1.68M | 0.00% | +88,999+112.9% | Added |
| CNH Partners LLC | 126,563 | $1.27M | 0.06% | −20,469−13.9% | Reduced |
| Stifel Financial Corp | 116,459 | $1.16M | 0.00% | +5,233+4.7% | Added |
| Advisor Group Holdings, Inc. | 102,803 | $1.03M | 0.00% | +14,066+15.9% | Added |
| Ameriprise Financial Inc | 100,317 | $1.00M | 0.00% | +893+0.9% | Added |
| Evoke Wealth, LLC | 74,975 | $749.7K | 0.03% | 00.0% | Unchanged |
| Matisse Capital | 69,740 | $697.4K | 0.49% | −67,160−49.1% | Reduced |
| Wells Fargo & Company | 68,400 | $684.0K | 0.00% | −7,288−9.6% | Reduced |
| Virtus ETF Advisers LLC | 68,101 | $681.0K | 0.41% | +31,161+84.4% | Added |
| Sit Investment Associates Inc | 63,287 | $633.0K | 0.02% | 00.0% | Unchanged |
| Shufro Rose & Co LLC | 51,600 | $516.0K | 0.05% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 45,008 | $450.1K | 0.00% | +70+0.2% | Added |
| Westchester Capital Management, LLC | 43,269 | $432.7K | 0.01% | +19,676+83.4% | Added |
| Thrivent Financial for Lutherans | 41,424 | $414.0K | 0.00% | −13,600−24.7% | Reduced |
| National Asset Management, Inc. | 39,157 | $391.6K | 0.01% | +4,196+12.0% | Added |
| Cambridge Investment Research Advisors, Inc. | 35,713 | $357.0K | 0.00% | −21,473−37.5% | Reduced |
| Cetera Investment Advisers | 31,576 | $315.8K | 0.00% | −2,160−6.4% | Reduced |
| AEGON USA Investment Management, LLC | 30,017 | $300.2K | 0.22% | 00.0% | Unchanged |
| Truist Financial Corp | 26,627 | $266.3K | 0.00% | 00.0% | Unchanged |
| Envestnet Asset Management Inc | 25,227 | $252.3K | 0.00% | +1,100+4.6% | Added |
| Shaker Financial Services, LLC | 24,676 | $246.8K | 0.12% | −82,019−76.9% | Reduced |
| WESCAP Management Group, Inc. | 22,142 | $221.4K | 0.08% | 00.0% | Unchanged |
| TFB Advisors LLC | 18,055 | $180.6K | 0.22% | 00.0% | Unchanged |
| Clough Capital Partners L P | 16,586 | $165.9K | 0.02% | −49,614−74.9% | Reduced |
| Apriem Advisors | 16,200 | $162.0K | 0.02% | 00.0% | Unchanged |
| Oppenheimer & Co Inc | 15,854 | $158.5K | 0.00% | 00.0% | Unchanged |
| Whitener Capital Management, Inc. | 14,670 | $146.7K | 0.06% | −130−0.9% | Reduced |
| Wealth Enhancement Advisory Services, LLC | 14,225 | $142.3K | 0.00% | +14,225 | New |
| HRT Financial LP | 12,586 | $125.0K | 0.00% | +12,586 | New |
| Coastal Investment Advisors, Inc. | 11,895 | $117.8K | 0.03% | 00.0% | Unchanged |
| Kestra Advisory Services, LLC | 10,845 | $108.5K | 0.00% | −923−7.8% | Reduced |
| Raymond James & Associates | 10,226 | $102.3K | 0.00% | −1,765−14.7% | Reduced |
| Cullen/Frost Bankers, Inc. | 10,000 | $100.0K | 0.00% | +3,000+42.9% | Added |
| Qube Research & Technologies Ltd | 9,785 | $97.8K | 0.00% | +9,785 | New |
| Geneos Wealth Management Inc. | 9,374 | $93.7K | 0.00% | 00.0% | Unchanged |
| Quarry LP | 5,664 | $56.6K | 0.04% | −8,236−59.3% | Reduced |
| Gradient Investments LLC | 3,509 | $35.1K | 0.00% | −173−4.7% | Reduced |
| Hexagon Capital Partners LLC | 3,398 | $34.0K | 0.01% | +13+0.4% | Added |
| Stonebridge Capital Advisors LLC | 3,180 | $31.8K | 0.00% | +3,180 | New |
| NBC Securities, Inc. | 2,842 | $28.0K | 0.00% | +2,842 | New |
| Whittier Trust Co | 1,358 | $13.6K | 0.00% | 00.0% | Unchanged |
| Global Retirement Partners, LLC | 1,275 | $12.5K | 0.00% | +2+0.2% | Added |
| IFP Advisors, Inc | 1,115 | $11.2K | 0.00% | 00.0% | Unchanged |
| Comerica Bank | 1,026 | $10.3K | 0.00% | +1,026 | New |
| AlphaMark Advisors, LLC | 1,000 | $10.0K | 0.00% | 00.0% | Unchanged |
| National Bank of Canada | 1,000 | $9.78K | 0.00% | 00.0% | Unchanged |
| Beacon Capital Management, LLC | 383 | $3.79K | 0.00% | 00.0% | Unchanged |
| CoreFirst Bank & Trust | 312 | $3.12K | 0.00% | 00.0% | Unchanged |
| Cary Street Partner Investment Advisory LLC | 300 | $3.00K | 0.00% | 00.0% | Unchanged |
| Carmichael Hill & Associates, Inc. | 289 | $2.89K | 0.00% | 00.0% | Unchanged |
| GPS Wealth Strategies Group, LLC | 150 | $1.50K | 0.00% | 00.0% | Unchanged |
| Huntington National Bank | – | $10 | 0.00% | – | – |
| Logan Stone Capital, LLC | 0 | $0 | 0.00% | −208,386−100.0% | Sold out |
| Prevail Innovative Wealth Advisors, LLC | 0 | $0 | 0.00% | −28,630−100.0% | Sold out |
| Goldman Sachs Group Inc | 0 | $0 | 0.00% | −20,676−100.0% | Sold out |
| Glassy Mountain Advisors, Inc. | 0 | $0 | 0.00% | −16,312−100.0% | Sold out |
| Landscape Capital Management, L.L.C. | 0 | $0 | 0.00% | −13,355−100.0% | Sold out |
| SFI Advisors, LLC | 0 | $0 | 0.00% | −12,633−100.0% | Sold out |
| Pekin Hardy Strauss, Inc. | 0 | $0 | 0.00% | −11,650−100.0% | Sold out |
| Elequin Capital LP | 0 | $0 | 0.00% | −9,447−100.0% | Sold out |
| JPMorgan Chase & Co | 0 | $0 | 0.00% | −1,048−100.0% | Sold out |
| Key Financial Inc | 0 | $0 | 0.00% | −267−100.0% | Sold out |
| Tower Research Capital LLC (TRC) | 0 | $0 | 0.00% | −166−100.0% | Sold out |
| FMR LLC | 0 | $0 | 0.00% | −1−100.0% | Sold out |
| Lumature Wealth Partners, LLC | – | – | – | – | Not filed |