First Trust Senior Floating Rate Income Fund II
FCT- SEC CIK
- 0001282850
No open-market purchases or sales by First Trust Senior Floating Rate Income Fund II insiders were filed in the last 90 days; 88 institutions reported holding it in 13F filings for Q2 2026, worth $85.8M in total; no superinvestor holds it.
13F holders, Q3 2023
Institutional positions in First Trust Senior Floating Rate Income Fund II as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 68
- −6 vs. Q2 2023
- Shares held
- 10.8M
- −16.2K (−0.1%) vs. Q2 2023
- Total value
- $108.0M
- +$903.0K (+0.8%) vs. Q2 2023
- New holders
- 6
- 20 more added
- Sold out
- 12
- 20 more reduced
1 institution that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting FCT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 88 | $85.8M |
| Q1 2026 | 86 | $85.8M |
| Q4 2025 | 89 | $96.3M |
| Q3 2025 | 80 | $98.0M |
| Q2 2025 | 79 | $102.9M |
| Q1 2025 | 77 | $105.7M |
| Q4 2024 | 74 | $114.7M |
| Q3 2024 | 68 | $108.9M |
| Q2 2024 | 73 | $98.2M |
| Q1 2024 | 73 | $114.3M |
| Q4 2023 | 77 | $113.2M |
| Q3 2023 | 68 | $108.0M |
| Q2 2023 | 75 | $107.2M |
| Q1 2023 | 81 | $107.6M |
| Q4 2022 | 82 | $98.4M |
| Q3 2022 | 65 | $89.4M |
| Q2 2022 | 71 | $90.2M |
| Q1 2022 | 62 | $106.1M |
| Q4 2021 | 70 | $101.3M |
| Q3 2021 | 64 | $97.7M |
| Q2 2021 | 59 | $99.1M |
| Q1 2021 | 63 | $101.4M |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding First Trust Senior Floating Rate Income Fund II; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Huntington National Bank | – | $10 | 0.00% | – | – |
| GPS Wealth Strategies Group, LLC | 150 | $1.50K | 0.00% | 00.0% | Unchanged |
| Carmichael Hill & Associates, Inc. | 289 | $2.89K | 0.00% | 00.0% | Unchanged |
| Cary Street Partner Investment Advisory LLC | 300 | $3.00K | 0.00% | 00.0% | Unchanged |
| CoreFirst Bank & Trust | 312 | $3.12K | 0.00% | 00.0% | Unchanged |
| Beacon Capital Management, LLC | 383 | $3.79K | 0.00% | 00.0% | Unchanged |
| National Bank of Canada | 1,000 | $9.78K | 0.00% | 00.0% | Unchanged |
| AlphaMark Advisors, LLC | 1,000 | $10.0K | 0.00% | 00.0% | Unchanged |
| Comerica Bank | 1,026 | $10.3K | 0.00% | +1,026 | New |
| IFP Advisors, Inc | 1,115 | $11.2K | 0.00% | 00.0% | Unchanged |
| Global Retirement Partners, LLC | 1,275 | $12.5K | 0.00% | +2+0.2% | Added |
| Whittier Trust Co | 1,358 | $13.6K | 0.00% | 00.0% | Unchanged |
| NBC Securities, Inc. | 2,842 | $28.0K | 0.00% | +2,842 | New |
| Stonebridge Capital Advisors LLC | 3,180 | $31.8K | 0.00% | +3,180 | New |
| Hexagon Capital Partners LLC | 3,398 | $34.0K | 0.01% | +13+0.4% | Added |
| Gradient Investments LLC | 3,509 | $35.1K | 0.00% | −173−4.7% | Reduced |
| Quarry LP | 5,664 | $56.6K | 0.04% | −8,236−59.3% | Reduced |
| Geneos Wealth Management Inc. | 9,374 | $93.7K | 0.00% | 00.0% | Unchanged |
| Qube Research & Technologies Ltd | 9,785 | $97.8K | 0.00% | +9,785 | New |
| Cullen/Frost Bankers, Inc. | 10,000 | $100.0K | 0.00% | +3,000+42.9% | Added |
| Raymond James & Associates | 10,226 | $102.3K | 0.00% | −1,765−14.7% | Reduced |
| Kestra Advisory Services, LLC | 10,845 | $108.5K | 0.00% | −923−7.8% | Reduced |
| Coastal Investment Advisors, Inc. | 11,895 | $117.8K | 0.03% | 00.0% | Unchanged |
| HRT Financial LP | 12,586 | $125.0K | 0.00% | +12,586 | New |
| Wealth Enhancement Advisory Services, LLC | 14,225 | $142.3K | 0.00% | +14,225 | New |
| Whitener Capital Management, Inc. | 14,670 | $146.7K | 0.06% | −130−0.9% | Reduced |
| Oppenheimer & Co Inc | 15,854 | $158.5K | 0.00% | 00.0% | Unchanged |
| Apriem Advisors | 16,200 | $162.0K | 0.02% | 00.0% | Unchanged |
| Clough Capital Partners L P | 16,586 | $165.9K | 0.02% | −49,614−74.9% | Reduced |
| TFB Advisors LLC | 18,055 | $180.6K | 0.22% | 00.0% | Unchanged |
| WESCAP Management Group, Inc. | 22,142 | $221.4K | 0.08% | 00.0% | Unchanged |
| Shaker Financial Services, LLC | 24,676 | $246.8K | 0.12% | −82,019−76.9% | Reduced |
| Envestnet Asset Management Inc | 25,227 | $252.3K | 0.00% | +1,100+4.6% | Added |
| Truist Financial Corp | 26,627 | $266.3K | 0.00% | 00.0% | Unchanged |
| AEGON USA Investment Management, LLC | 30,017 | $300.2K | 0.22% | 00.0% | Unchanged |
| Cetera Investment Advisers | 31,576 | $315.8K | 0.00% | −2,160−6.4% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 35,713 | $357.0K | 0.00% | −21,473−37.5% | Reduced |
| National Asset Management, Inc. | 39,157 | $391.6K | 0.01% | +4,196+12.0% | Added |
| Thrivent Financial for Lutherans | 41,424 | $414.0K | 0.00% | −13,600−24.7% | Reduced |
| Westchester Capital Management, LLC | 43,269 | $432.7K | 0.01% | +19,676+83.4% | Added |
| Rockefeller Capital Management L.P. | 45,008 | $450.1K | 0.00% | +70+0.2% | Added |
| Shufro Rose & Co LLC | 51,600 | $516.0K | 0.05% | 00.0% | Unchanged |
| Sit Investment Associates Inc | 63,287 | $633.0K | 0.02% | 00.0% | Unchanged |
| Virtus ETF Advisers LLC | 68,101 | $681.0K | 0.41% | +31,161+84.4% | Added |
| Wells Fargo & Company | 68,400 | $684.0K | 0.00% | −7,288−9.6% | Reduced |
| Matisse Capital | 69,740 | $697.4K | 0.49% | −67,160−49.1% | Reduced |
| Evoke Wealth, LLC | 74,975 | $749.7K | 0.03% | 00.0% | Unchanged |
| Ameriprise Financial Inc | 100,317 | $1.00M | 0.00% | +893+0.9% | Added |
| Advisor Group Holdings, Inc. | 102,803 | $1.03M | 0.00% | +14,066+15.9% | Added |
| Stifel Financial Corp | 116,459 | $1.16M | 0.00% | +5,233+4.7% | Added |
| CNH Partners LLC | 126,563 | $1.27M | 0.06% | −20,469−13.9% | Reduced |
| Commonwealth Equity Services, LLC | 167,800 | $1.68M | 0.00% | +88,999+112.9% | Added |
| Royal Bank of Canada | 179,965 | $1.80M | 0.00% | +4,859+2.8% | Added |
| TFG Advisers LLC | 188,548 | $1.89M | 0.89% | +1,713+0.9% | Added |
| UBS Group AG | 220,635 | $2.21M | 0.00% | +4,384+2.0% | Added |
| Jones Road Capital Management, L.P. | 235,000 | $2.35M | 2.87% | +70,000+42.4% | Added |
| D.A. Davidson & Co. | 235,759 | $2.36M | 0.03% | −36,950−13.5% | Reduced |
| Advisors Asset Management, Inc. | 303,075 | $3.03M | 0.07% | +23,631+8.5% | Added |
| Wagner Wealth Management, LLC | 306,961 | $3.07M | 1.13% | +122,969+66.8% | Added |
| City of London Investment Management Co Ltd | 415,950 | $4.16M | 0.36% | −80,991−16.3% | Reduced |
| Relative Value Partners Group, LLC | 420,006 | $4.20M | 0.28% | −13,835−3.2% | Reduced |
| Guggenheim Capital LLC | 462,268 | $4.62M | 0.04% | −5,002−1.1% | Reduced |
| Invesco Ltd. | 528,947 | $5.29M | 0.00% | −41,638−7.3% | Reduced |
| 1607 Capital Partners, LLC | 631,315 | $6.31M | 0.47% | 00.0% | Unchanged |
| Edgemoor Investment Advisors, Inc. | 779,031 | $7.79M | 0.92% | −13,404−1.7% | Reduced |
| Bank of America Corp | 1,090,677 | $10.9M | 0.00% | −8,253−0.8% | Reduced |
| LPL Financial LLC | 1,371,779 | $13.7M | 0.01% | +146,965+12.0% | Added |
| Morgan Stanley | 1,855,442 | $18.6M | 0.00% | +194,874+11.7% | Added |
| Logan Stone Capital, LLC | 0 | $0 | 0.00% | −208,386−100.0% | Sold out |
| Prevail Innovative Wealth Advisors, LLC | 0 | $0 | 0.00% | −28,630−100.0% | Sold out |
| Goldman Sachs Group Inc | 0 | $0 | 0.00% | −20,676−100.0% | Sold out |
| Glassy Mountain Advisors, Inc. | 0 | $0 | 0.00% | −16,312−100.0% | Sold out |
| Landscape Capital Management, L.L.C. | 0 | $0 | 0.00% | −13,355−100.0% | Sold out |
| SFI Advisors, LLC | 0 | $0 | 0.00% | −12,633−100.0% | Sold out |
| Pekin Hardy Strauss, Inc. | 0 | $0 | 0.00% | −11,650−100.0% | Sold out |
| Elequin Capital LP | 0 | $0 | 0.00% | −9,447−100.0% | Sold out |
| JPMorgan Chase & Co | 0 | $0 | 0.00% | −1,048−100.0% | Sold out |
| Key Financial Inc | 0 | $0 | 0.00% | −267−100.0% | Sold out |
| Tower Research Capital LLC (TRC) | 0 | $0 | 0.00% | −166−100.0% | Sold out |
| FMR LLC | 0 | $0 | 0.00% | −1−100.0% | Sold out |
| Lumature Wealth Partners, LLC | – | – | – | – | Not filed |